Bucharest, 18 December 2024 – At today's meeting, the Council of the Financial Supervisory Authority (ASF) adopted measures on the functioning of the supervised non-banking financial markets - insurance, capital market and private pensions, as follows:
A) Regulation
Joint Guidelines on the oversight cooperation and information exchange in supervisory matters between the European Supervisory Authorities (ESAs) and national competent authorities under Regulation (EU) 2022/2554 on Digital Operational Resilience in the Financial Sector (DORA);
Rule amending the Annex to the Financial Supervisory Authority Rule no. 41/2015 for the approval of the Accounting Regulations on the annual individual financial statements and the annual consolidated financial statements of entities carrying out insurance and/or reinsurance activity (the rule will be submitted for publication to the Official Gazette of Romania);
Draft Rule amending and supplementing the Financial Supervisory Authority Regulation no. 1/2015 on the membership and record of participants in privately managed pension funds (the draft will be published on www.asfromania.ro, for public consultation, for 15 days);
Draft Rule amending and supplementing the Financial Supervisory Authority Regulation no. 22/2015 on the authorization of privately managed pension funds (the draft will be published on www.asfromania.ro, for public consultation for 30 days);
Draft Rule amending and supplementing the Financial Supervisory Authority Regulation no. 23/2015 on the authorization of voluntary pension funds (the draft will be published on www.asfromania.ro, for public consultation, for 30 days);
Draft Rule amending the Financial Supervisory Authority Rule No. 27/2017 on the use of the net personal assets of the participant in a privately managed pension fund (the draft will be published on www.asfromania.ro, for public consultation, for 30 days);
Draft Rule amending Financial Supervisory Authority Rule no. 28/2017 on the use of the net personal assets of the participant in a voluntary pension fund (the draft will be published on www.asfromania.ro, for public consultation, for 30 days).
B) Authorisation
The approval of the authorisation of Mr. Barbu Marius-Alin as manager of Bursa de Valori București S.A. as a result of the company's alignment with the provisions of Article II of Regulation no. 20/2021 for the amendment and completion of Regulation no. 1/2019 and those of Law no. 126/2018 on the markets of financial instruments, as amended and supplemented by Emergency Ordinance no. 71/2024;
Approval of the authorisation of Mr. Ștefan Nicolae Marius Ungureanu and Mrs. Anton Lavinia Florentina as managers of the financial investment services company Blue Rock Financial Services S.A. as a result of the company's alignment with the provisions of Law no. 126/2018 on the markets of financial instruments, as amended and supplemented by the Emergency Ordinance no. 71/2024;
Approval of the request of S.A.I. Atlas Asset Management S.A. to authorize Mr. Terzi Petre as a member of the Board of Directors of the company;
Approval of the application of Mrs. Uleia Elena and Mr. Uleia Ștefan Uleia regarding the projects to acquire a qualifying holding and to acquire the status of direct significant shareholder of the financial investment services company Prime Transaction S.A.;
Approval of Mr. Fabian Maximilian Schneider as member of the Supervisory Board of Signal Iduna Asigurare Reasigurare S.A.
Approval of Mrs. Mihăilă Maria-Claudia in the position of Chief Executive Officer (executive officer) of Lacoli Broker de Asigurare S.R.L.;
Approval to grant the authorization to operate Siguu Broker de Asigurare S.R.L. as a main intermediary;
Approval of amendments to the Articles of Incorporation of the company Asimar Insurance Broker de Asigurare Reasigurare S.R.L. (modification of the identification data of the executive officer, director and significant shareholders, content of the preamble and article 8 of the Articles of Incorporation);
Approval of amendments to Articles 3.2 and 3.3 of the Articles of Incorporation of Marsh Broker de Asigurare - Reasigurare S.R.L. (completion of the secondary object of activity);
Approval of the proposal to withdraw the approval of Astop Broker de Asigurare S.R.L. as a private pension intermediary.
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