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    Decisions adopted by the Board of the Financial Supervisory Authority

Decisions adopted by the Board of the Financial Supervisory Authority

 

Bucharest, 30 March 2022 –During today's meeting, the Board of the Financial Supervisory Authority (ASF) has adopted some measures on the functioning of the supervised non-bank financial markets - insurance, capital market and private pensions, as follows:

 

A) Regulation

The draft rule for the implementation of the provisions of the ESMA Guidelines on methodology, supervisory function and record keeping under the Benchmarks Regulation and for the amendment of the Financial Supervisory Authority Rule No. 21/2019 on the application of the ESMA Guidelines on insignificant benchmarks (the draft will be published on www.asfromania.ro for public consultation for 10 days);

The draft regulation amending and supplementing Regulation No. 4/2013 on underlying shares for depository receipts (the draft will be published on www.asfromania.ro for public consultation for 10 days).

 

B) Authorisation

Approval of Mr Aurel Badea for a new mandate as Deputy General Manager of Allianz - Țiriac Asigurări S.A.;

Approval of Mrs Marlène Marie Pradeilles for a new mandate as member of the Board of Directors of BRD Asigurări de Viață S.A.;

Approval of Mr. Pierre Jean André Martin as member of the Board of Directors of Groupama Asigurări S.A.;

Approval of Mrs. Amalia Mofori and Mr. Vasileios or William Nikiforakis as members of the Board of Directors of Eurolife FFH Asigurări Generale S.A.;

Approval of Mrs. Amalia Mofori and Mr. Vasileios or William Nikiforakis as members of the Board of Directors of Eurolife FFH Asigurări de Viață S.A.;

Approval of Mr. Marian Ionel Bacheș for a new mandate as Deputy General Manager of Garanta Asigurări S.A.;

Approval of the application for the authorisation of Ms. Georgiana - Mioara Dumitrache as the person in charge of the internal control structure of NN Asigurări de Viață S.A.;

Approval of the authorisation of Mr. Cușu Iancu as Manager of SSIF Interfinbrok Corporation S.A.;

Approval of the authorisation of Mr. Ionel Uleia as Manager of SSIF Prime Transaction S.A., following the alignment of the company to the provisions of Article II of Regulation no. 20/2021 for the amendment and completion of Regulation no. 1/2019;

Approval of the application of Nova Vision Investments A.F.I.A. S.A. for the election of stock exchanges in third countries for investment purposes in accordance with Art. 35 para. (1) letter b) of Law no. 243/2019;

Approval of the application of Nova Vision Investments A.F.I.A. for the authorisation of the Alternative Investment Fund Nova Protect Fond and its registration in the A.S.F. Register;

Approval of the withdrawal from trading and deregistration from the A.S.F. register of the shares issued by Societatea de Construcții în Transporturi București S.A., following the opening of bankruptcy proceedings;

Approval of the acquisition project submitted by Ethniki Holdings S.à.r.l. for the acquisition of an indirect qualifying holding in Garanta Asigurări S.A.;

Approval of the amendments to the Articles of Incorporation of Ritter - Broker de Asigurare și Reasigurare S.R.L. (change of company name, supplementation of the activity object).