Decisions adopted by the Council of the Financial Supervisory Authority

Bucharest, 16 October 2024 – At today's meeting, the Financial Supervisory Authority (ASF) adopted measures on the functioning of the supervised non-bank financial markets - insurance, capital market and private pensions, as follows:

A) Regulation

Draft Rule for the application of the Guidelines for the transfer of data between trade repositories under EMIR and SFTR (the draft will be published on www.asfromania.ro for public consultation for 10 days);

Draft Rule implementing the European Securities and Markets Authority's Guidelines on funds' names using ESG or sustainability-related terms. (ESMA34-1592494965-657) (the draft will be published on www.asfromania.ro for public consultation for 10 days).

B) Authorization

Approval of the application of STK Financial AFIA S.A. to authorise Mrs. Cristina Veronica Pascu as executive officer of the company;

Approval of Mrs. Andreea-Elizabeta Vlasie as a member of the Board of Directors of UNIQA Asigurări S.A.;

Approval of Mr. Nikola Yordanov Pamukov as a member of the Board of Directors of Asigurarea Românească - Asirom Vienna Insurance Group S.A.;

Approval of Mr. Călin-Rareș Matei as a member of the Board of Directors of Groupama Asigurări S.A.;

Approval of Mr. Pierre-Hubert Marie Olivier Perromat for a new mandate as a member of the Board of Directors of Groupama Asigurări S.A.;

Approval of Mrs. Raluca - Ioana - Georgiana Țintoiu as a member of the Board of Directors of Eazy Asigurări S.A.;

Approval of the issuance of the Certificate of registration of the share capital decrease of Infinity Capital Investments S.A.;

Approval of the issuance of the Certificate of registration of the share capital decrease of Impact Developer & Contractor S.A. București;

Approval of the issuance of registration certificates of government securities intended exclusively for individual investors, issued by the Ministry of Finance under the FIDELIS Programme;

Approval of the issuance of the Certificate of registration of the share capital increase of IOR S.A. București;

Approval of the issuance of the Certificate of registration of the share capital increase of Avioane Craiova S.A. Dolj;

Approval of the issuance of the Certificate of registration of the current characteristics of SOCEP S.A. Constanța;

Approval of the applications of the Investment Management Company Patria Asset Management S.A. for the authorisation of amendments to the documents of the Open-Ended Investment Funds ETF BET Patria - Tradeville and ETF Energie Patria -Tradeville;

Approval of the EU prospectus for growth prepared in order to increase the share capital of Meta Estate Trust S.A.;

Approval of the withdrawal from trading and deregistration from the ASF register of the shares issued by SIFI Uniteh S.A. București as a result of the company's deregistration from the Trade Register;

Approval of the amendments to the Articles of Incorporation of Comisasig Broker de Asigurare S.R.L. (transfer of shares, sole shareholder and new director);

Approval of amendments to the content of the preamble, chapter III and chapter V of the Articles of Incorporation of Titan Broker de Asigurare S.R.L. (acquisition of shares, new significant direct shareholder, new structure of shareholders);

Approval of the application for the authorisation to amend the Prospectus of the private pension scheme for the Privately Managed Pension Fund VITAL, managed by Carpathia Pensii - Societate de Administrare a Fondurilor de Pensii Private S.A.;

Approval of the application for the authorisation to amend the Investment Policy Statement for the Privately Managed Pension Fund VITAL, managed by Carpathia Pensii - Societate de Administrare a Fondurilor de Pensii Private S.A.