Decisions adopted by the Board of the Financial Supervisory Authority

Bucharest, 9 October 2024 – At today's meeting, the Council of the Financial Supervisory Authority (ASF) adopted measures on the functioning of the supervised non-banking financial markets - insurance, capital market and private pensions, as follows::

A)  Regulation

Regulation amending and supplementing Regulation no. 4/2021 of the Financial Supervisory Authority on the control activity carried out by the Financial Supervisory Authority (the regulation will be submitted for publication to the Official Gazette of Romania);

Draft Regulation amending and supplementing Regulation no. 7/2007 on the prospectus of the private pension scheme, approved by the Decision of the Supervisory Commission of the Private Pension System no. 26/2007 (the draft will be published on www.asfromania.ro, for public consultation, for 10 days);

Rule amending and supplementing Rule no. 16/2010 on the prospectus of the optional pension scheme, approved by the Decision of the Supervisory Commission of the Private Pension System no. 27/2010 (the rule will be submitted for publication to the Official Gazette of Romania).

B)  Authorisation

Approval of the request of Raiffeisen Asset Management S.A.I. for the authorisation of Mr. Daniel Nicolăescu as a member of the Board of Directors, respectively for the authorisation of the changes in the organization and functioning of the company;

Approval of the appointment of Mr. Mihai-Valentin Nedelea as Deputy General Manager, Chief Executive Officer, substitute of the General Manager, in his absence, at NN Asigurări S.A.;

Approval of a new mandate of the Chief Executive Officer and of the amendments to the Articles of Incorporation of AON Romania Broker de Asigurare – Reasigurare S.R.L. (new mandate of director and amendment of Article 16, point 16.6, Article 26 and Article 27);

Approval of the application of S.A.I. Atlas Asset Management S.A. to withdraw the authorisation of the Alternative Investment Fund with private capital Atlas Opportunity and its deregistration from the public register of ASF as such;

Approval of the settlement of the notification of Otto Broker de Asigurare S.R.L.'s intention to carry out distribution activity on the territory of Cyprus, Estonia, Finland, Ireland, Latvia, Lithuania, Luxembourg, Malta, the Netherlands, Poland, Portugal, Slovakia, Slovenia, Sweden, Croatia, the Kingdom of the Netherlands, based on the freedom to provide services;

Approval of the amendments to the Articles of Incorporation of Transilvania Broker de Asigurare S.A. (supplementation of the secondary object of activity, deregistration of the lucrative facility, modification of the identification data of the shareholders, the first members of the Board of Directors and the Chief Executive Officer).