Decisions adopted by the Board of the Financial Supervisory Authority

Bucharest, 30 September 2024 – At today’s meeting, the Council of the Financial Supervisory Authority (ASF) adopted measures on the functioning of the supervised non-banking financial markets - insurance, capital market and private pensions, as follows:

A) Regulation

Draft Regulation amending and supplementing the Regulation of the Financial Supervisory Authority no. 13/2019 on the unitary framework for carrying out statutory audits of entities authorised, regulated and supervised by the Financial Supervisory Authority and draft Regulation amending the Regulation of the Financial Supervisory Authority no. 16/2014 on the revenues of the Financial Supervisory Authority (the drafts will be published on www.asfromania.ro, for public consultation, for 10 days);

Approval of the Draft Law for amending and supplementing Law no. 312/2015 on the recovery and resolution of credit institutions and investment firms, as well as for amending and supplementing some normative acts in the financial sector.

B) Authorisation

Approval of the request of the financial investment services company Goldring S.A. for the authorization of Mr. Zahan Virgil Adrian Virgil as executive officer, following the granting of a new mandate in this position;

Approval of the request of OTP Asset Management Romania S.A.I. S.A. regarding the authorisation of Mrs. Elena Corina Stoica as member of the Supervisory Board following her appointment for a new mandate;

Approval of the application of Evergent Investments S.A. for the authorisation of the changes in the company’s organisation and functioning as a result of the reduction of the share capital, as well as the modification of the significant conditions on which the company was authorised as a result of the changes in the Articles of Incorporation;

Approval of the withdrawal from trading of shares issued by Cemacon S.A. Cluj Napoca and removal from the ASF records, in view of the finalisation of the procedure for the withdrawal of shareholders in accordance with Article 44 of Law no. 24/2017 republished, as subsequently amended and supplemented;

Approval of the application of Asito Kapital S.A. to extend the period of auditing of the company by the financial auditor 3B Expert Audit S.R.L.;

Approval of the application of the financial investment services company Investimental S.A. to authorise the change in the company’s organisation and functioning as a result of the share capital increase.