Decisions adopted by the Board of the Financial Supervisory Authority

Bucharest, 19 June 2024 – At today's meeting, the Council of the Financial Supervisory Authority (ASF) adopted measures on the functioning of the supervised non-bank financial markets - insurance, capital market and private pensions, as follows:

A) Regulation

Approval with amendments of the proposals to amend and supplement the Central Depository Code, approved at the meeting of the Board of Directors of the Central Depository on 20.11.2023 and 23.04.2024, as subsequently amended and supplemented;

The Government Emergency Ordinance draft amending and supplementing certain regulatory acts and establishing measures to prevent and combat advertising and aggressive communication techniques practised by entities that are not registered with the Financial Supervisory Authority, following proposals and comments submitted during the inter-institutional endorsement process.

B) Authorisation

Approval of the application of Bursa de Valori București S.A. to authorize Mr. Raț Răzvan Legian as member of the Board of Directors;

Approval of Mr. Dragoș-Marius Călin for a new mandate as Chairman of the Board of Directors of Grawe România Asigurare S.A.;

Approval of the application of the financial investment services company Goldring S.A. to authorize Mr. Sabău Vasile Cristian as Director, following the granting of a new mandate in this position;

Approval of the Base Prospectus for the Structured Products Issuance Programme of SSIF BRK Financial Group S.A. Cluj Napoca;

Approval of the amendment to the Articles of Incorporation of R.C.G. Broker de Asigurare S.R.L. (new mandate of auditor);

Approval of the authorisation to amend the Investment Policy Statement for the Voluntary Pension Fund Esențial, managed by Carpathia Pensii - Societate de Administrare a Fondurilor de Pensii Private S.A.;

Approval of the application for prior approval of the amendment of the Prospectus of the voluntary pension scheme for the Voluntary Pension Fund Esențial, managed by Carpathia Pensii - Societate de Administrare a Fondurilor de Pensii Private S.A.;

Approval of the application for authorisation to amend the Investment Policy Statement for the Voluntary Pension Fund NN Activ, managed by NN Asigurări de Viață S.A.;

Approval of the application for final approval of the amendment to the Prospectus of the voluntary pension scheme for the Voluntary Pension Fund NN Activ, managed by NN Asigurări de Viață S.A.;

Approval of the application for authorisation to amend the Investment Policy Statement for the Voluntary Pension Fund NN Optim, managed by NN Asigurări de Viață S.A.;

Approval of the application for final approval of the amendment to the Prospectus of the voluntary pension scheme for the Voluntary Pension Fund NN Optim, managed by NN Asigurări de Viață S.A.