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    Decisions Adopted by the Board of the Financial Supervisory Authority

Decisions Adopted by the Board of the Financial Supervisory Authority

Bucharest, 15 December 2021 – During today's meeting, the Board of the Financial Supervisory Authority (A.S.F.) has adopted some measures on the operation of the supervised non-bank financial markets - insurance, capital market and private pensions, as follows:

 

A)  Regulation

Instruction on how to submit reports and other documents in electronic format to the Financial Supervisory Authority (The Instruction will be sent for publication to the Official Gazette of Romania);

Draft Rule amending the A.S.F. Rule no. 19/2021 on reporting and transparency obligations in the private pension system (the draft will be published on www.asfromania.ro for public consultation for 20 days).

 

B)  Authorization

Approval of Mr. Cristian-Eduard Ionescu for a new mandate as a member and Chairman of the Board of Directors of the company Asigurarea Românească - Asirom Vienna Insurance Group S.A.;

Approval of Mr. Oleg Boian for a new mandate as a member of the Board of Directors of Asito Kapital S.A.;

Approval of the amendment to the Articles of Incorporation of Holfin Insurance Reinsurance Broker S.A. regarding the appointment of Mr. Mischie Viorel as administrator and the new shareholding;

Approval of OTP Asset Management S.A.I. S.A.'s request for the authorisation of changes to the documents of OTP Dinamic and OTP Premium Return open-ended investment fund;

Approval of Roca X Management S.R.L.'s application for registration in the A.S.F. Register as an Alternative Investment Fund Manager;

Approval of the simplified prospectus for increasing the share capital of Patria Bank S.A.;

Approval of the prospectus prepared for the admission to trading on the regulated market administered by the BVB of shares issued by Chimcomplex S.A. Borzești;

Approval of the withdrawal from trading and delisting from A.S.F. of the shares issued by Rosar S.A. Rădăuți, in view of the completion of the procedure provided for in Article 115 of A.S.F. Regulation no. 5/2018, as amended;

Approval of the withdrawal from trading and delisting from the A.S.F. records of the shares issued by Natura Quattuor Energia Holdings S.A. Bucharest in view of the bankruptcy filing;

Approval of the withdrawal from trading of the shares issued by Retrasib S.A. Sibiu and delisting from the records of the A.S.F., in view of the completion of the shareholder withdrawal procedure in accordance with Article 44 of Law no. 24/2017;

Extension of the suspension, upon request, of the operating licence of S.S.I.F. Optimus Fintech S.A.;

Approval of the amendments to the Articles of Incorporation of Domas Insurance Broker de Asigurare S.R.L. (appointment of administrator and update of the identification data of an associate of the company),

Granting of operating authorisation to Klausenburg Broker de Asigurare S.R.L. to operate as a principal broker;

Approval of the amendment to the Articles of Incorporation of Kunden Broker de Asigurare S.R.L. (change of company name);

Approval of the request for approval of the amendment of the Organisation and Operating Regulations of NN Asigurări de Viață S.A.;

Approval of the request for prior approval of the amendment of the Prospectus of the voluntary pension scheme for the Voluntary Pension Fund Pensia Mea, managed by BT Pensii Societate de Administrare a Fondurilor de Pensii Facultative S.A.;

Approval of the request for approval of the amendment of the Management Contract for the Voluntary Pension Fund Pensia Mea, managed by BT Pensii Societate de Administrare a Fondurilor de Pensii Facultative S.A.;

Approval of investments in stock exchanges/markets in third countries by S.A.I. Atlas Asset Management S.A. in accordance with Art. 35 para. (1) letter b) and letter f) of Law no. 243/2019 and art. 82 letter b) and letter f) of GEO no. 32/2012;

Authorisation of amendments to the FDI Audas Piscator and FDI Monolith documents following their adaptation in accordance with the request of SAI Atlas Asset Management S.A. to invest in stock exchanges in third countries;

Approval of the application of SAI Atlas Asset Management S.A. for authorisation of the alternative investment funds Herald, DCP Investiții, Hermes, Michelangelo and Alchemist in accordance with Law no. 243/2019 and their registration in the public register of ASF as such.