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    Decisions Adopted by the Board of the Financial Supervisory Authority
Decisions Adopted by the Board of the Financial Supervisory Authority

 

Bucharest, 24 November 2021 – During today's meeting, the Board of the Financial Supervisory Authority (ASF) adopted measures on the operation of the supervised non-bank financial markets - insurance, capital market and private pensions, as follows:

 

A) Regulation

Draft Regulation amending and supplementing A.S.F. Regulation no. 1/2019 on the assessment and approval of members of the management structure and persons holding key functions in entities regulated by the Financial Supervisory Authority, and notifying ESMA of ASF's intention to comply with the ESMA-EBA Joint Guidance on the suitability of members of the management structure and persons holding key functions (the draft will be published on www.asfromania.ro for public consultation for 15 days);

Draft Instruction on how to submit reports and other documents electronically to the Financial Supervisory Authority (the draft will be published on www.asfromania.ro for public consultation for 10 days);

Draft Regulation amending and supplementing A.S.F. Regulation no. 3/2014 on certain aspects related to the application of Government Emergency Ordinance no. 99/2006 on credit institutions and capital adequacy and Regulation (EU) no. 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) no. 648/2012 (the draft will be published on www.asfromania.ro for public consultation for 20 days);

Draft Rule for the application of ESMA's Guidance on market data obligations under MiFID II/MiFIR (the draft will be published on www.asfromania.ro for public consultation for 15 days).

 

B) Authorization

Approval of the request of S.S.I.F. Swiss Capital S.A. to extend by 2 years the maximum audit period of 5 consecutive years of the company by the current financial auditor, Mazars Romania S.R.L., namely for the financial statements for the financial years 2022 and 2023;

Approval of the EU prospectus for the increase of the share capital of Ascendia S.A. Bucharest and issuance of the Certificate of Registration of Preferential Rights for trading on the Multilateral Trading System administered by the BVB;

Approval of the prospectus prepared for the admission to trading on the regulated market administered by the BVB of the bonds issued by Libra Internet Bank S.A. Bucharest and the issuance of their Registration Certificate;

Approval of the acquisition project presented by Allianz - Țiriac Asigurări S.A. with a view to acquiring a direct qualifying holding in the share capital of Gothaer Asigurări Reasigurări S.A.;

Approval of the modification of the significant indirect shareholding structure of Porsche Broker de Asigurare S.R.L.;

Approval of amendments to the Articles of Incorporation of D&CA Insurance Broker S.R.L. (transfer of shares, new significant shareholders, shareholder structure, amendment of article);

Approval of the withdrawal, upon request, of the authorisation to practice compulsory insurance against civil liability for the damage to third parties caused by vehicle and tram accidents (RCA) granted to Uniqa Asigurări S.A.

 

 

 

 

 


24/11/2021
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