Decisions Adopted by the Board of the Financial Supervisory Authority

Bucharest, 10 November 2021 – today's meeting, the Board of the Financial Supervisory Authority (A.S.F.) adopted measures on the operation of the supervised non-bank financial markets - insurance, capital market and private pensions, as follows:

A)  Regulation

Regulation on the procedure for withdrawal of notification by UCITS or AIFMs from Romania or other Member States on the distribution of securities and on the procedure for notification by AIFMs from Romania or other Member States of pre-marketing activity (the Regulation will be sent for publication to the Official Gazette of Romania).

B)  Authorization

Approval of Mr. Valentin-Remus Coroiu for a new mandate as a member and Vice-Chairman of the Board of Directors of Uniqa Asigurări S.A.;

Approval of Mr. Nikolaos Delendas for a new mandate as a member of the Board of Directors of Eurolife FFH Asigurări de Viață S.A.;

Approval of the appointment of Mr. Demetrescu Ovidiu as director of London Brokers – Broker de Asigurare-Reasigurare S.R.L. and of the amendment of the Articles of Incorporation;

Authorization of Mrs. Adriana Urszula Maciołek as a member of the Board of Directors of Metropolitan Life Societate de Administrare a Unui Fond de Pensii Administrat Privat S.A.;

Approval of the application of STK Financial AFIA S.A. for authorisation of the STK Emergent Fund as an Alternative Investment Fund for Retail Investors (AIFIR) and its registration in the A.S.F. Register as such;

Approval of the Basic Prospectus for the Bond Issuance Programme of Autonom Services S.A. Piatra-Neamt;

Approval of the amendment of the Articles of Incorporation of Ergo Asigurări de Viață S.A. following the reduction of the share capital;

Approval of the amendment to the Prospectus of the private pension scheme for the BRD Private Pension Fund, managed by BRD Societate de Administrare a Fondurilor de Pensii Private S.A.;

Prior approval of the amendment to the Prospectus of the voluntary pension scheme for the BRD Medio Voluntary Pension Fund, managed by BRD Societate de Administrare a Fondurilor de Pensii Private S.A.;

Authorization to amend the Individual Membership Act of the BRD Medio Voluntary Pension Fund, managed by BRD Societate de Administrare a Fondurilor de Pensii Private S.A.;

Approval of the amendment to the Individual Membership Act of the BRD Private Pension Fund, managed by BRD Societate de Administrare a Fondurilor de Pensii Private S.A.;

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About the Financial Supervisory Authority

The Financial Supervisory Authority is the national authority, established in 2013 by GEO 93/2012 approved by Law 113/2013, for the regulation and supervision of the insurance markets, private pensions, as well as the capital market. The FSA contributes to strengthening the integrated functioning framework of the three sectors, amounting to over 10 million participants. More information can be found on www.asfromania.ro.