Bucharest, 15 September 2021 – During today’s meeting, the Financial Supervisory Authority’s Board (A.S.F.) has adopted some measures with regard to the operation of non-banking supervised financial markets – insurance, capital market and private pensions, as follows:
Approval of the European Banking Authority's notification on the intention of the Financial Supervisory Authority to comply with Guideline EBA / GL / 2021/02 on customer precautions and the factors that credit and financial institutions must take into account when assessing the risk of money laundering and terrorist financing associated with individual business relationships and occasional transactions under Articles 17 and 18 (4) of Directive (EU) 2015/849 (”Guide to Money Laundering Risk Factors and Counter Terrorist Financing”), repealing and replacing Guide JC / 2017/37;
The draft rule for the application of the ESMA Guidelines regarding Article 25 of Directive 2011/61 / EU, for publication on the A.S.F. website (the draft will be published on www.asfromania.ro for public consultation, for 10 days).
Authorization of Mr. Neguț Marian Ovidiu as General Manager of the financial investment company (S.S.I.F.) Prime Transaction S.A.;
Approval of S.A.I. Star Asset Management S.A. application for the authorization of the Alternative Investment Fund “Star Value” as an Alternative Investment Fund for retail investors (F.I.A.I.R.) and its registration in the A.S.F. Register s such;
Approval of the EU prospectus for growth in order to increase the share capital of Bonas Import Export S.A. Apahida, Cluj;
Approval of the request for approval of the amendment of the Regulation on the Organization and Operation of BT Pensii – Societate de Administrare a Fondurilor de Pensii Facultative S.A.;
Approval of the application for final endorsement of the modification of the Prospectus of the voluntary pension scheme for the Voluntary Pension Fund Pensia Mea, managed by BT Pensii - Societate de Administrare a Fondurilor de Pensii Facultative S.A.
About the Financial Supervisory Authority
The Financial Supervisory Authority is the national authority, established in 2013 by GEO 93/2012 approved by Law 113/2013, for the regulation and supervision of the insurance markets, private pensions, as well as the capital market. The FSA contributes to strengthening the integrated functioning framework of the three sectors, amounting to over 10 million participants. More information can be found on www.asfromania.ro.