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    Decisions adopted by the Board of the Financial Supervisory Authority
Decisions adopted by the Board of the Financial Supervisory Authority

 

Bucharest, 8 September 2021 – At today's meeting, the Board of the Financial Supervisory Authority (FSA) adopted measures on the operation of the supervised non-bank financial markets - insurance, capital market and private pensions, as follows:

A)  Regulation

Regulation amending and supplementing the Regulation of the Financial Supervisory Authority No. 5/2018 on issuers of financial instruments and market operations (the Regulation will be sent for publication to the Official Journal of Romania);

Rule on the application of ESMA Guidelines on reporting in accordance with Articles 4 and 12 of Regulation (EU) 2015/2365 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No. 648/2012 (the rule will be sent for publication to the Official Journal of Romania);

Draft Rule on the amendment of the Financial Supervisory Authority Rule No. 39/2015 on the approval of Accounting Regulations in line with International Financial Reporting Standards applicable to entities authorised, regulated and supervised by the Financial Supervisory Authority in the Financial Instruments and Investments Sector (draft to be published for public consultation, on www.asfromania.ro, for 10 days);

Draft Rule supplementing Article 45 of the Financial Supervision Authority's Rule No. 13/2020 on the authorisation of occupational pension fund managers (draft to be published for public consultation, on www.asfromania.ro, for 10 days).

 

B)  Authorization

Approval of the request of Evergent Investments S.A. for authorisation to amend the company's Memorandum of Association, as a result of a reduction in share capital;

Authorisation of the change in the organisation and operation of Societatea de Servicii de Investiții Financiare BRK Financial Group S.A., as a result of the reduction of the share capital;

Approval of the request of SAI Atlas Asset Management S.A. for authorization of the changes in the documents of FDI Audas Piscator, FDI Monolith, FDI Piscator Equity Plus;

Approval of the request of SSIF Interfinbrok Corporation S.A. for a 2-year extension of the maximum audit period of 5 consecutive years of the company by the current financial auditor, S.C. Audit Consult Group S.R.L., namely for the financial statements for the financial years 2021 and 2022;

Approval of the Articles of Incorporation of the Investor Compensation Fund (ICF).

 

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About the Financial Supervisory Authority

The Financial Supervisory Authority is the national authority, established in 2013 by GEO 93/2012 approved by Law 113/2013, for the regulation and supervision of the insurance markets, private pensions, as well as the capital market. The FSA contributes to strengthening the integrated functioning framework of the three sectors, amounting to over 10 million participants. More information can be found on www.asfromania.ro.


08/09/2021
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