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    DECISIONS ADOPTED BY THE BOARD OF THE FINANCIAL SUPERVISORY AUTHORITY - 12 May 2021
DECISIONS ADOPTED BY THE BOARD OF THE FINANCIAL SUPERVISORY AUTHORITY - 12 May 2021

Bucharest, 12 May 2021 – During today’s meeting, the Financial Supervisory Authority’s Board (ASF) has approved some measures with regard to the operating framework of non-banking supervised financial markets – insurance, capital market and private pensions, as follows:

A) Regulation

The draft rule on reporting and transparency obligations in the private pension system (the draft will be published on www.asfromania.ro for public consultation, for 30 days)

The draft rule amending and supplementing the Rule of the Financial Supervisory Authority no. 28/2017 regarding the use of the net personal assets of the participant to a voluntary pension fund (the draft will be published on www.asfromania.ro for public consultation, for 10 days).

 

B) Supervision

The results of the periodic inspection carried out in Raiffeisen Bank S.A. as depositary of the assets of investment funds managed by S.A.I. Patria Asset Management S.A .;

Approval of the proposals regarding the matters found following the permanent inspection carried out at the broker company Aliat Broker de Asigurare S.R.L .;

The results of the periodic inspection carried out in BRD – Groupe Société Générale S.A. as a voluntary pension intermediary.

 

C) Authorization

Approval of Mr. Josef Kreiterling for a new mandate as a member and Chairman of the Board of Directors of Ergo Asigurări S.A.;

Approval of Mr. Adrian Danciu, Mr. Sandu – Mircea Pali and Mr. Raul Vasile Haș, for a new mandate, as members of the Board of Directors of S.A.I. Broker S.A.;

Approval of Mr. Prigoreanu Ștefan-Emanuel and Mr. Angheluță Alin-Valentin as directors of Millenium Insurance Broker (M.I.B.) S.A. and of the amendments made to the Articles of Incorporation of the company;

Approval of the application for registration of Clevent Technology S.R.L. in the List of external IT auditors maintained by the Financial Supervisory Authority;

Approval of the FCI request for the implementation of the provisions of art. 22 para. (5) of Regulation no. 3/2006 on the authorization, organization and operation of the Investor Compensation Fund and the amendment of the FCI Procedure no. 1;

Approval of the registration of Clearstream Banking S.A. (CBL) in the FSA Public Register as a central depository which intends to provide remotely the basic services provided for in Regulation (EU) no. 909/2014;

Approval to amend the Investment Policy Statement for the Privately Managed Pension Fund NN managed by NN Pensii Societate de Administrare a Unui Fond de Pensii Administrat Privat S.A.;

Approval to amend the Investment Policy Statement for the Voluntary Pension Fund NN Optim managed by NN Asigurări de Viață S.A.;

Approval to amend the Investment Policy Statement for the Voluntary Pension Fund NN Activ managed by NN Asigurări de Viață S.A.;

Approval to amend the Investment Policy Statement for the Privately Managed Pension Fund BRD managed by BRD Societate de Administrare a Fondurilor de Pensii Private S.A.;

Approval to amend the Investment Policy Statement for the Voluntary Pension Fund BRD Medio managed by BRD Societate de Administrare a Fondurilor de Pensii Private S.A.


12/05/2021
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