Decisions adopted by the Board of the Financial Supervisory Authority

Bucharest, 5 December 2023 – At today's meeting, the Council of the Financial Supervisory Authority (ASF) adopted measures on the functioning of the supervised non-bank financial markets - insurance, capital market and private pensions, as follows:

A) Regulation

Draft Regulation amending the ASF Regulation No. 13/2018 on trading venues (the draft will be published on www.asfromania.ro for public consultation for 10 days).

B) Autorisation

Authorisation of Mr. Gerke Anno Witteveen as member of the Board of Directors of NN Pensii Societate de Administrare a unui Fond de Pensii Administrat Privat S.A.;

Approval of the application of SSIF Goldring S.A. to authorise Mrs. Lobdă Adriana Simona to join the company's Board of Directors;

Approval of the application of SSIF Share Invest S.A. to authorise Mr. Amzuică Bogdan Florian as executive officer of the company;

Approval of the application for the authorisation to amend the Articles of Incorporation of NN Asigurări de Viață S.A.;

Approval of the notification of the Investment Management Company Sira S.A. and S.A.I. Star Asset Management S.A. regarding the intended merger by absorption of the open-ended investment fund Omninvest managed by S.A.I. Sira S.A. by the open-ended investment fund Star Focus managed by S.A.I. Star Asset Management S.A.;

Approval of the prospectus prepared with a view to increasing the share capital of Roca Industry Holdingrock1 S.A. and admission to trading on the regulated market managed by BVB of the shares issued by it;

Authorisation to amend the Custody Agreement of the assets held by the Privately Managed Pension Fund BCR, managed by BCR Pensii Societate de Administrare a Fondurilor de Pensii Private S.A.