Decisions adopted by the Board of the Financial Supervisory Authority

Bucharest, 20 May 2025 – At today's meeting, the Financial Supervisory Authority (ASF) adopted measures regarding the functioning of supervised non-bank financial markets – insurance, capital market, and private pensions, as follows:

A)  Regulation

Regulation amending and supplementing Regulation No. 10/2015 of the Financial Supervisory Authority on the management of alternative investment funds (the regulation will be submitted for publication in the Official Journal of Romania);

Draft Rule amending the annex to Financial Supervisory Authority Rule No. 13/2018 for the application of the European Securities and Markets Authority (ESMA) Guidelines on stress testing scenarios pursuant to Art. 28 of Regulation (EU) No. 1,131/2017 on money market funds (the draft will be published on www.asfromania.ro for public consultation for 10 days).

B)  Authorisation

Approval of the application of Transilvania Investments Alliance S.A. for the authorisation to amend the significant conditions on which the authorization was based, following changes to the company's Articles of Incorporation;

Approval of the application of Agista Management S.R.L. for the authorization of Agista Investments S.A., a private equity alternative investment company, as an AIF and its registration in the public register of ASF;

Approval of the withdrawal from trading and delisting from the ASF register of the shares issued by Flaros S.A. București, considering the completion of the procedure provided for in Article 115 of the ASF Regulation No. 5/2018, as amended and supplemented;

Approval of the withdrawal from trading and delisting from the ASF register of the shares issued by Mobam S.A., following the company's removal from the Trade Register;

Approval of the EU prospectus for growth prepared with a view to increasing the share capital of Scala Development S.A. Cluj Napoca;

Approval, upon request, of the withdrawal of the operating license of the brokerage company Z&A Asigurări- Broker de Asigurare S.R.L., as well as its removal from Section I and transfer to Section II of the Register of Principal Intermediaries;

Approval of the application for authorization to amend the Individual Act of Accession to the Voluntary Pension Fund BCR Plus, managed by BCR Pensii, Societate de Administrare a Fondurilor de Pensii Private S.A.