Bucharest, 31 August 2022 – During today's meeting, the Board of the Financial Supervisory Authority (A.S.F.) adopted measures on the functioning of the supervised non-bank financial markets - insurance, capital market and private pensions, as follows:
Instruction for the amendment and supplementation of the Financial Supervisory Authority Instruction no. 1/2021 on how to submit reports and other documents in electronic format to the Financial Supervisory Authority (the instruction will be sent for publication to the Official Gazette of Romania);
Draft Regulation amending and supplementing the ASF Regulation No 15/2018 on the Public Register of the Financial Supervisory Authority (the draft will be published on www.asfromania.ro for public consultation for 10 days);
Draft Instruction in application of Article 97 of Law No. 236/2022 on the prudential supervision of financial investment services companies, as well as amending and supplementing certain normative acts and Article 57 of Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019 on prudential requirements for investment firms and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (the draft will be published on www.asfromania.ro for public consultation for 10 days).
Authorisation of Mr Horia Braun Erdei, Ms Alina-Steluța Pică and Mr Mihnea Bărbulescu as members of the Board of Directors of S.A.I. Erste Asset Management S.A.;
Authorization of Mr. Sitaru Radu Mihail as member of the Board of Directors of SSIF Tradeville S.A.;
Approval of Mr. Măceșaru Florentin-Ciprian as Executive Manager of Lacoli Broker de Asigurare S.R.L.;
Approval of SAI Swiss Capital Asset Management S.A.’s application for the authorisation of Active Plus and Active Invest funds as alternative investment funds with private capital for professional investors and their registration in the public register of ASF as such;
Approval of S.A.I. Broker S.A.’s application for the authorisation of the changes to the rules of the Private Equity Alternative Investment Fund H.Y.B. Invest;
Approval of the amendment to the Articles of Incorporation of Destine Broker de Asigurare-Reasigurare S.R.L. concerning the completion of the object of activity;
Approval of the amendment to the Articles of Incorporation of Globasig Broker de Asigurare - Reasigurare S.R.L. concerning the completion of the secondary object of activity;
Approval of Allianz-Țiriac Pensii Private Societate de Administrare a Fondurilor de Pensii Private S.A.’s application for a 2-year extension of the maximum audit period of 5 consecutive years for the company's financial statements for the years 2023 and 2024 by the current financial auditor PricewaterhouseCoopers Audit S.R.L.
About the Financial Supervisory Authority
The Financial Supervisory Authority is the national authority, established in 2013 by GEO 93/2012 approved by Law 113/2013, for the regulation and supervision of the insurance, private pension and capital markets. The FSA contributes to strengthening the integrated framework for the functioning of the three sectors, which together account for more than 10 million participants. More information can be found at www.asfromania.ro.