Bucharest, 6 April 2022 - At today’s meeting, the Board of the Financial Supervisory Authority (FSA) adopted measures on the functioning of supervised non-banking financial markets - insurance, capital market and private pensions, as follows:
A) Regulation
Regulation supplementing Regulation no. 9/2014 on the authorization and functioning of investment management companies, undertakings for collective investment in transferable securities and depositaries of undertakings for collective investment in transferable securities (the regulation will be sent, for publication, to the Official Gazette of Romania);
Rules for the application of the ESMA Guidelines on settlement fails report under Article 7 of Regulation (EU) No. 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation (EU) No. 236/2012 236/2012 - CSDR (the rule will be sent, for publication, to the Official Gazette of Romania);
Draft Rule for amending and supplementing the Rule of the Financial Supervisory Authority no. 1/2015 on membership and records of participants in privately managed pension funds (the draft will be published on www.asfromania.ro, for public consultation, for 30 days);
Draft Rule for the amendment of the Rule of the Financial Supervisory Authority no. 18/2018 on the membership and records of participants in voluntary pension funds (the draft will be published on www.asfromania.ro, for public consultation, for 30 days).
B) Authorisation
Authorization of Mr. Pop Daniel as Director of SSIF Interdealer Capital Invest S.A.
Authorisation of Mr. Stefano Pregnolato as a member of the Board of Directors of the Company Amundi Asset Management S.A.I. S.A.;
Approval of the withdrawal from trading and deregistration from the FSA records of the shares issued by ICMRS S.A. Galați, following the opening of the bankruptcy procedure;
Approval of the amendments to the Memorandum of Association of Euroins România Asigurare Reasigurare S.A. following the increase of the share capital;
Authorizing the amendment of the Memorandum of Association of NN Pensii Societate de Administrare a unui Fond de Pensii Administrat Privat S.A.
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About the Financial Supervisory Authority
The Financial Supervisory Authority is the national authority, established in 2013 by GEO 93/2012 approved by Law 113/2013, for the regulation and supervision of insurance markets, private pensions, as well as of the capital market. FSA contributes to the consolidation of the integrated operating framework of the three sectors, which has over 10 million participants. More information can be found on www.asfromania.ro