Deciziile adoptate de Consiliul Autorității de Supraveghere Financiară

Bucharest, 7 November 2023 – At today’s meeting, the Council of the Financial Supervisory Authority (ASF) adopted measures on the functioning of the supervised non-bank financial markets - insurance, capital market and private pensions, as follows:

A)  Regulation

Rule amending and supplementing Annexes 1 and 2 to Rule No. 34/2015 on quantitative requirements established by the European Insurance and Occupational Pensions Authority (the rule will be sent to for publication in the Official Gazette of Romania);

Draft Rule amending and supplementing Rule no. 3/2013 on the marketing activity of the privately managed pension fund, approved by the Decision of the Private Pension Supervisory Commission no. 5/2013 (the draft will be published on www.asfromania.ro for public consultation for 10 days);

Draft Rule amending and supplementing the Financial Supervisory Authority's Rule No. 16/2013 on the marketing activity of voluntary pension funds (the draft will be published on www.asfromania.ro for public consultation for 10 days);

Regulation on the temporary non-application of the rates provided for in points 3, 6 and 9 of Annex No. 2 to the Financial Supervisory Authority's Regulation No. 16/2014 on the revenues of the Financial Supervisory Authority (the Regulation will be sent for publication to the Official Gazette of Romania).

B)  Authorisation

Approval of Mr. Remus-Gabriel Lăpușan as member of the Board of Directors of Uniqa Asigurări de Viață S.A.;

Approval of Mrs. Szilagyi Cerasela-Anica as executive manager of Confisio Broker de Asigurare S.R.L.;

Authorisation of Mr. Adrian Anghel as member of the Board of Directors of OTP Asset Management România S.A.I. S.A.;

Approval of the modification of the partial internal model for the calculation of the solvency capital requirement of the Uniqa group and Uniqa Asigurări S.A., member of the Uniqa group;

Approval of the modification of the partial internal model for the calculation of the solvency capital requirement of the VIG group and the companies Asigurarea Românească - Asirom Vienna Insurance Group S.A. and Omniasig Vienna Insurance Group S.A., members of the VIG group;

Approval of the supplement to the base prospectus for the bond offering programme issued by UniCredit Bank S.A. București;

Approval of the EU prospectus for the increase of the share capital of Holde Agri Invest S.A. București;

Approval of the removal of Banca Românească S.A. and Bank Leumi România S.A. from the ASF Register as credit institutions;

Approval of the request for final approval of the amendment to the Articles of Incorporation of the Voluntary Pension Fund Raiffeisen Acumulare, managed by S.A.I. Raiffeisen Asset Management S.A.;

Approval of the request for final approval of the amendment to the Prospectus of the voluntary pension scheme for the Voluntary Pension Fund Raiffeisen Acumulare, managed by S.A.I. Raiffeisen Asset Management S.A.;

Approval of the new sole shareholder as a result of the transfer of shares, the modification of the contents of the preamble of the Articles of Incorporation and the new significant indirect shareholders of Idea Broker de Asigurare S.R.L.;

Approval of the withdrawal, upon request, of the operating license of the brokerage company Exe Premium Broker Asigurare - Reasigurare S.R.L., as well as its removal from Section I and transfer to Section II of the Register of Principal Intermediaries.