Decisions adopted by the Board of the Financial Supervisory Authority

Bucharest, 12 September 2023 – At today's meeting, the Council of the Financial Supervisory Authority (ASF) adopted measures on the functioning of the supervised non-bank financial markets - insurance, capital market and private pensions, as follows:

A) Regulation

Draft Regulation amending and supplementing the Regulation of the Financial Supervisory Authority No 5/2019 on the regulation of certain provisions relating to the provision of investment services and activities under Law No 126/2018 on markets in financial instruments (the draft will be published on www.asfromania.ro for public consultation for 10 days);

Draft Rule for the application of the ESMA Guidelines on CCP recovery plan indicators and the Guidelines on CCP recovery plan scenarios (the draft will be published on www.asfromania.ro for public consultation for 10 days);

Draft Rule amending and supplementing the Financial Supervisory Authority's Rule No 41/2015 on the approval of the Accounting Regulations on the individual annual financial statements and consolidated annual financial statements of entities conducting insurance and/or reinsurance activities (the draft will be published on www.asfromania.ro for public consultation for 10 days);

Draft Rule amending and supplementing the Financial Supervisory Authority's Rule No 36/2015 on the approval of the Accounting Regulations on the individual annual financial statements and consolidated annual financial statements applicable to brokerage companies engaged in insurance and/or reinsurance distribution (the draft will be published on www.asfromania.ro for public consultation for 10 days);

Rule amending and supplementing Rule No 22/2016 on the authorisation to set up a pension company and the authorisation to manage privately managed pension funds (the rule will be sent to the Official Journal of Romania for publication);

Rule no. 23/2016 on the authorisation to set up a pension company and the authorisation to manage voluntary pension funds (the rule will be sent for publication to the Official Journal of Romania).

B) Authorisation

Approval of the application of S.A.I. Erste Asset Management S.A. to authorize the change in the organization and functioning of the company as a result of the change in the composition of the Supervisory Board through the appointment of Ms. Sorana-Rodica Baciu as a member of the Supervisory Board of the company;

Authorisation of Mr Sébastien Jean Marie Simon as member of the Board of Directors of BRD Societate de Administrare a Fondurilor de Pensii Private S.A.;

Approval of the application of the Investment Management Company Patria Asset Management S.A. to extend by one year the maximum audit period of 5 consecutive years by the current financial auditor 3B Expert Audit S.R.L. for the financial statements of the Open-ended Investment Fund Patria Euro Obligațiuni for the year 2024;

Approval of the application for granting the authorization to operate as an insurance company to Eazy Asigurări S.A., its significant shareholders and the persons appointed in its management, as well as the authorization to practice MTPL insurance;

Approval of the amendments to the Articles of Incorporation of Model Broker de Asigurare S.R.L. concerning the addition of the object of activity and modification of the duration of the administrator's mandate;

Approval of the application for final approval of the amendment to the Prospectus of the voluntary pension scheme for the Voluntary Pension Fund Pensia Mea, managed by BT Pensii - Societate de Administrare a Fondurilor de Pensii Facultative S.A.