Decisions adopted by the Board of the Financial Supervisory Authority

Bucharest, 27 June 2023 – At today's meeting, the Council of the Financial Supervisory Authority (ASF) adopted measures on the functioning of the supervised non-bank financial markets - insurance, capital market and private pensions, as follows:

A)  Regulation

Draft Rule amending and supplementing the Financial Supervisory Authority's Rule No. 27/2017 on the use of the net personal assets of the participant in a privately managed pension fund (the draft will be published on www.asfromania.ro for public consultation for 10 days);

Draft Rule amending and supplementing the Financial Supervisory Authority's Rule No. 28/2017 on the use of the net personal assets of the participant in a voluntary pension fund (the draft will be published on www.asfromania.ro for public consultation for 10 days);

Draft Rule amending and supplementing the Financial Supervisory Authority Rule No. 19/2021 on reporting and transparency obligations in the private pension system (the draft will be published on www.asfromania.ro for public consultation for 30 days);

Draft Rule amending and supplementing Rule No. 7/2010 on rates of return of privately managed pension funds, approved by the Decision of the Private Pension System Supervisory Commission No. 9/2010 (the draft will be published on www.asfromania.ro for public consultation for 10 days);

Draft Rule amending Rule No. 10/2009 on rates of return of voluntary pension funds, approved by the Decision of the Private Pension System Supervisory Commission No. 13/2009 (the draft will be published on www.asfromania.ro for public consultation for 10 days).

B)  Authorisation

Authorisation of Mr. Adrian - Florin Negru as member of the executive management, General Manager of S.A.I. Raiffeisen Asset Management S.A., as well as the changes in the organization and functioning of the company;

Authorization of changes in the organization and functioning of S.A.I. Globinvest S.A. as a result of the modification of the composition of the Board of Directors by appointing as members Mr. Cenan Biță Ilie, Mrs. Magyari Stanca Laura and Mrs. Miron Alexandra Monica, for a term of 4 years, in accordance with the Decision of the Ordinary General Meeting of Shareholders dated 28.04.2023;

Authorization of Mr. Mihail - Dan Nicu as a member of the executive management of BRD Societate de Administrare a Fondurilor de Pensii Private S.A., substitute of the General Manager;

Approval, upon request, of the withdrawal of the operating licence of the brokerage company Interserv Total Broker de Asigurare S.R.L., as well as its removal from Section I and its transfer to Section II of the Register of Main Intermediaries;

Approval of the application for approval of the amendment to the Private Pension Scheme Prospectus for the Privately Managed Pension Fund AZT Viitorul Tău, managed by Allianz-Țiriac Pensii Private Societate de Administrare a Fondurilor de Pensii Private S.A.;

Approval of the amendment to the Articles of Incorporation of Meridian Broker de Asigurare-Reasigurare S.R.L. (amendment to Article 28 "Control of activity");

Approval of BRD Asset Management S.A.I. S.A.'s application for authorisation of amendments to the documents of the Open-ended Investment Fund BRD Global;

Approval of the application of Auditpro IT S.R.L. for its registration in the List of External IT Auditors kept by the Financial Supervisory Authority.