Bucharest, 17 May 2023 – During today's meeting, the Council of the Financial Supervisory Authority (ASF) adopted measures on the functioning of the supervised non-bank financial markets - insurance, capital market and private pensions, as follows:
A) Regulation
Rule amending the Annex to the Financial Supervision Authority Rule no. 13/2018 for the application of the European Securities and Markets Authority (ESMA) Guidelines on stress testing scenarios under Article 28 of Regulation (EU) no. 1131/2017 on money-market funds (the rule will be sent for publication to the Official Gazette of Romania);
Draft Rule for the application of the provisions of the Guidelines on the data collection exercise regarding high earners under Directive 2013/36/EU and Directive (EU) 2019/2034 (EBA/GL/2022/08) - the draft will be published on www.asfromania.ro for public consultation for 10 days;
ESMA's notification of intention to apply the Guidelines on certain aspects of MiFID II requirements on remuneration and the Guidelines on certain aspects of the MiFID II suitability requirements;
ESMA's notification on the intention to apply the provisions of the ESMA Guidelines on CCP recovery plan indicators (Article 9(5) of the CCPRR) and the ESMA Guidelines on CCP recovery plan scenarios (Article 9(12) of the CCPRR).
B) Authorisation
Authorisation of Mr. Benche Narcis-Horațiu as member of the Board of Directors of SSIF Interdealer Capital Invest S.A.;
Authorisation of Ms. Secară Daniela and Mr. Milchiș Vasile Mihai as directors of SSIF BT Capital Partners S.A., following the renewal of their mandates;
Authorisation of the change in the organisation and functioning of the Financial Investment Services Company Share Invest S.A. as a result of the increase in share capital;
Approval of the request by Evergent Investments S.A. for authorisation to amend the significant conditions on which the authorisation was based, namely following the appointment of Banca Comerciala Romana S.A. as custodian of Evergent Investments S.A.'s assets;
Approval of the request by Lion Capital S.A. for authorisation of changes to the significant conditions on which the authorisation as manager of alternative investment funds was based, following changes to the company's articles of incorporation;
Approval of the request for approval of the amendment to the Management Contract for the Privately Managed Pension Fund BRD, managed by BRD Societate de Administrare a Fondurilor de Pensii Private S.A.;
Approval of the request for approval of the amendment of the Private Pension Scheme Prospectus for the Privately Managed Pension Fund BRD, managed by BRD Societate de Administrare a Fondurilor de Pensii Private S.A.;
Approval of the request for approval of the amendment to the Management Contract for the Voluntary Pension Fund AZT Vivace, managed by Allianz - Țiriac Pensii Private Societate de Administrare a Fondurilor de Pensii Private S.A.;
Approval of the request for final approval of the amendment to the Prospectus of the voluntary pension scheme for the Voluntary Pension Fund AZT Vivace, managed by Allianz -Țiriac Pensii Private Societate de Administrare a Fondurilor de Pensii Private S.A.;
Approval of the request for approval of the amendment to the Management Contract for the Voluntary Pension Fund AZT Moderato, managed by Allianz - Țiriac Pensii Private Societate de Administrare a Fondurilor de Pensii Private S.A.;
Approval of the request for final approval of the amendment to the Prospectus of the voluntary pension scheme for the Voluntary Pension Fund AZT Moderato, managed by Allianz - Țiriac Pensii Private Societate de Administrare a Fondurilor de Pensii Private S.A.;
Approval of the request for approval of the amendment to the management contract for the Voluntary Pension Fund Stabil, managed by Generali Societate de Administrare a Fondurilor de Pensii Private S.A.;
Approval of the request for prior approval of the amendment to the Prospectus of the voluntary pension scheme for the Voluntary Pension Fund Stabil, managed by Generali Societate de Administrare a Fondurilor de Pensii Private S.A.
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