Decisions adopted by the Board of the Financial Supervisory Authority

Bucharest, August 17th, 2022 – During today’s meeting, the Financial Supervisory Authority’s Board (A.S.F.) adopted some measures with regard to the operation of non-banking financial markets supervised-insurance, capital market and private pensions as follows:

A)  Regulation

Rule amending Rule No. 4/2018 on the management of operational risks generated by IT systems used by entities authorised/approved/registered, regulated and/or supervised by the Financial Supervisory Authority (the Rule shall be sent for publication to the Official Journal of Romania);

Draft Regulation amending and supplementing Regulation A.S.F. No. 16/2014 on the revenues of the Financial Supervisory Authority (draft to be published on www.asfromania.ro website for public consultation for 10 days);

Draft Regulation amending and supplementing the Regulation of the Financial Supervisory Authority and the National Bank of Romania No. 14/7/2018 on the provision of investment services and activities on behalf of financial investment services companies and credit institutions (draft to be published on www.asfromania.ro website for public consultation for 10 days);

Draft Regulation amending the Regulation of the Financial Supervisory Authority No. 28/2020 on training, education and professional development on the capital market (draft to be published on www.asfromania.ro website for public consultation for 10 days);

Draft Regulation amending the Regulation of the Financial Supervisory Authority No. 9/2014 on the authorisation and operation of investment management companies, undertakings for collective investment in transferable securities and depositories of undertakings for collective investment in transferable securities (draft to be published on www.asfromania.ro website for public consultation for 10 days).

B)  Authorization

Authorization of Madam Mihaela UNGUREANU as Director of BRD Asset Management S.A.I. S.A.;

Approval of Mr. Georgios Bartzis as Vice- Chairman of the Supervisory Board of Uniqa Asigurări de Viață S.A. Company

Approval of Mister Gerke Anno Witteveen and Madam Dorina-Maria Coșbuc-Ionescu, for new terms as administrator of NN Asigurări S.A. Company;

Approval of the withdrawal from trading of the shares issued by Trameco S.A. Oradea and their delisting from the A.S.F. records, in view of the completion of the shareholder withdrawal procedure in accordance with Article 44 of Law no. 24/2017, republished;

Approval of the request of Allianz-Tiriac Asigurări S.A. to extend the audit period of the company by the financial auditor PricewaterhouseCoopers Audit S.R.L.;

Approval of the amendment to the Articles of Association of Pint.ro Broker de Asigurare S.R.L. (transfer of shares, shareholder structure);

Approval of the amendment to the Articles of Association of Loyalty Insurance - Reinsurance Broker S.R.L. (transfer of shares, shareholder structure);

Approval of the amendments to the Articles of Association of Forsafe Insurance Broker S.R.L. (transfer of shares, new sole shareholder and amendment of Article 8);

Approval of the application for approval of the amendment to the Individual Act of Accession to the Aripi Private Pension Fund, administered by Generali Societate de Administrare a Fondurilor de Pensii Private S.A.;

Approval of the application for the approval of the amendment of the Individual Act of Accession to the Pensia Mea Voluntary Pension Fund, administered by BT Pensii - Societate de Administrare a Fondurilor de Pensii Facultative S.A.

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About the Financial Supervisory Authority

The Financial Supervisory Authority is the national authority, established in 2013 by GEO 93/2012 approved by Law 113/2013, for the regulation and supervision of the insurance, private pension and capital markets. The FSA contributes to strengthening the integrated framework for the functioning of the three sectors, which together account for more than 10 million participants. More information can be found at www.asfromania.ro.