Decisions adopted by the Board of the Financial Supervisory Authority

Bucharest, 13 July 2022 - During today's meeting, the Board of the Financial Supervisory Authority (ASF) adopted measures on the functioning of the supervised non-bank financial markets - insurance, capital market and private pensions, as follows:

A)  Regulation

Draft Rule amending Rule no. 4/2018 on the management of operational risks generated by IT systems used by entities authorised/licensed/registered, regulated and/or supervised by the Financial Supervisory Authority (the draft will be published on www.asfromania.ro for public consultation for 15 days);

Draft Instruction amending the Financial Supervisory Authority Instruction no. 2/2016 on the preparation and submission of half-yearly accounting reports by entities authorised, regulated and supervised by the Financial Supervisory Authority - Financial Instruments and Investments Sector (the draft will be published on www.asfromania.ro for public consultation for 10 days).

B)  Authorisation

Authorization of Mr. Naș Sorin-Valeriu as member of the Board of Directors of SSIF Interdealer Capital Invest S.A.;

Approval of the request of S.A.I. Erste Asset Management S.A. to authorise the amendments to the documents of the open-ended investment funds Erste Liquidity Ron, Erste Bond Flexible Ron, Erste Bond Flexible Romania Eur, Erste Balanced Ron, Erste Equity Romania, Erste Mix Prudent Euro, You Invest Active Eur and Erste Mix Prudent Ron;

Approval of the request of the Investment Management Company Patria Asset Management S.A. to authorize changes in the documents of the open-ended investment fund ETF BET Patria-Tradeville;

Approval of Evergent Investments S.A.'s request for authorisation of the amendment to the company's Articles of Incorporation following the reduction of share capital;

Approval of the EU prospectus for the increase of the share capital of IOR S.A. București;

Approval of amendments to the Articles of Incorporation of Impuls Broker de Asigurare S.R.L. (appointment of executive manager, update of administrator identification data);

Approval of the request for authorisation to amend the Articles of Incorporation of BRD Societate de Administrare a Fondurilor de Pensii Private S.A.

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About the Financial Supervisory Authority

The Financial Supervisory Authority is the national authority, established in 2013 by GEO 93/2012 approved by Law 113/2013, for the regulation and supervision of the insurance, private pension and capital markets. The FSA contributes to strengthening the integrated framework for the functioning of the three sectors, which total more than 10 million participants. More information can be found at www.asfromania.ro.