Decisions adopted by the Board of the Financial Supervisory Authority

Bucharest, 8 June 2022 – During today's meeting, the Board of the Financial Supervisory Authority (ASF) adopted measures on the functioning of the supervised non-bank financial markets - insurance, capital market and private pensions, as follows:

A)  Regulation

Draft Regulation amending A.S.F. Regulation No 3/2013 on the authorisation and operation of central counterparties issued in accordance with Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories (the draft will be published on www.asfromania.ro for public consultation for 10 days);

Approval of the intention to apply the Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements for notification to ESMA.

B)  Authorisation

Approval of Mrs. Daniela-Niculina Vasile for a new mandate as member of the Board of Directors of BCR Asigurări de Viață Vienna Insurance Group S.A.;

Approval of Mr Octavian Cosenco for a new mandate as member of the Board of Directors of BCR Asigurări de Viață Vienna Insurance Group S.A.;

Approval of the percentage level used by the Investor Compensation Fund for the calculation of participants' annual contributions for 2022;

Approval of the application of the Investment Management Company Sira S.A. to choose stock exchanges in third countries for investment purposes in accordance with Article 35 para. (1) letter b) of Law no. 243/2019;

Approval of the application of the Investment Management Company Sira S.A. for the authorisation of the Omnitrend Closed-End Investment Fund as an Alternative Investment Fund for Professional Investors (AIFP) and its registration in the A.S.F. Register as such;

Approval of the application of the Investment Management Company Sira S.A. for the authorisation of the Omnihedge Closed-End Investment Fund as an Alternative Investment Fund for Professional Investors (AIFP) and its registration in the A.S.F. Register as such;

Approval of the application of S.A.I. Atlas Asset Management S.A. for the authorisation of the Atlas AgriFund Alternative Investment Fund with private capital and its registration in the A.S.F. Register;

Approval of the EU Prospectus for the increase of the share capital of Holde Agri Invest S.A. București and the issuance of the Certificate of Registration of Pre-emption Rights for trading on the Multilateral Trading System administered by BVB;

Approval of the amendment to the Articles of Incorporation of Eurolife FFH Asigurări Generale S.A. following the increase of the company's share capital;

Approval of the new significant indirect shareholder of Idea Broker de Asigurare S.R.L., namely Banca Transilvania S.A.;

Approval of the application for approval of the amendment of the Organisational and Operating Regulations of Allianz-Țiriac Pensii Private Societate de Administrare a Fondurilor de Pensii Private S.A.