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    Decisions adopted by the Board of the Financial Supervisory Authority

Decisions adopted by the Board of the Financial Supervisory Authority

Bucharest, 1 September 2021 – During today’s meeting, the Financial Supervisory Authority’s Board (A.S.F.) has adopted some measures with regard to the operation of non-banking supervised financial markets – insurance, capital market and private pensions, as follows:


A)  Regulation

The rule regarding the activity carried out on the Romanian territory by the insurers from third countries through branches (the rule will be sent for publication to the Official Gazette of Romania).


B)  Authorization

Authorization of Mr. Răzvan Filip Szilagyi as a member of the Board of Directors of S.A.I. Raiffeisen Asset Management S.A.;

Authorization of Mrs. Alis-Nicoleta Constantin as the person who manages the internal control structure of Metropolitan Life Societate de Administrare a unui Fond de Pensii Administrat Privat S.A.;

Approval of the application of S.A.I. Erste Asset Management S.A. to authorize the changes in the documents of the open-end investment funds: FDI Erste Balanced RON, FDI Erste Bond Flexible Romania EUR, FDI Erste Bond Flexible RON, FDI Erste Equity Romania, FDI Erste Liquidity RON, FDI You Invest Active EUR, FDI You Invest Active RON, managed by the company, in order to align them with the provisions of Regulation (EU) no. 2088/2019 on information on sustainability in the financial services sector;

Approval of the application of S.A.I. Globinvest S.A. to authorize the Alternative Investment Fund Professional Globinvest and their registration in the A.S.F. Register;

Approval of the application of STK Financial AFIA S.A to authorize the fund AG Capital as Alternative Investment Fund for Retail Investors (FIAIR) and its registration in the A.S.F. Register as such;

Approval of the choice of STK Financial AFIA S.A. of the following stock exchanges from third countries, in order to make investments in accordance with art. 35 alin. (1) letter b) of Law no. 243/2019: the United Kingdom of Great Britain and Northern Ireland (London Stock Exchange), the United States of America (New York Stock Exchange, NASDAQ) and Canada (Toronto Stock Exchange);

Approval of the EU Growth Prospectus to increase the share capital of Aurora S.A. Tg. Frumos;

Approval of the application regarding the modification of the share capital and authorization of the amendment to the Articles of Incorporation of Aegon Pensii - Societate de Administrare a Fondurilor de Pensii Private S.A.



About the Financial Supervisory Authority

The Financial Supervisory Authority is the national authority, established in 2013 by GEO 93/2012 approved by Law 113/2013, for the regulation and supervision of the insurance markets, private pensions, as well as the capital market. The FSA contributes to strengthening the integrated functioning framework of the three sectors, amounting to over 10 million participants. More information can be found on www.asfromania.ro.