Sectiunea: |
1 - INTM - Intermediari care presteaza servicii de investitii financiare in Romania |
Subsectiunea: |
FISM - Firme de investitii din statele membre |
NR. CRT. |
NR.REGISTRU |
DATA REGISTRU |
TIP PERS. |
DENUMIRE |
ATESTAT INSCRIERE |
AUTORITATEA COMPETENTA |
LOCALITATE |
TARA |
PERS. DE LEGATURA |
TEL |
FAX |
EMAIL |
---|---|---|---|---|---|---|---|---|---|---|---|---|
1 |
13.02.2007
| PJM
| J.P. MORGAN LIMITED
| 41/13.02.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Karen Oates
| +44 (0)20 7777 2000
|  
| ||
2 |
13.02.2007
| PJM
| EUROMTS LIMITED
| 40/13.02.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Stefano Valente
| +44 (0)20 777974511
|  
| ||
3 |
13.02.2007
| PJM
| CITIGROUP GLOBAL MARKETS LIMITED, LONDRA
| 38/13.02.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Rory Flynn
| +44 (0)20 7986 4000
|  
| ||
4 |
13.02.2007
| PJM
| PANMURE GORDON (UK) LIMITED
| 37/13.02.2007
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| David Langshaw
| +44 (0)20 7886 2891
|  
| ||
5 |
13.02.2007
| PJM
| FIRST AVENUE PARTNERS LLP
| 36/13.02.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jhon Donachie
| +44 (0) 20 7016 6601
|  
| ||
6 |
13.02.2007
| PJM
| STATE STREET GLOGAL MARKETS INTERNATIONAL LIMITED
| 35/13.02.2007
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Rupert Carlton
| +44 (0)20 7698 6503
|  
| ||
7 |
13.02.2007
| PJM
| WALBROOK CAPITAL MARKETS LIMITED
| 34/13.02.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Alex Hartley
| +44 (0)20 7903 6250
|  
| ||
8 |
13.02.2007
| PJM
| J.P. MORGAN MARKETS LIMITED
| 46/13.02.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Nicola Constantine
| +44 (0)20 7516 6000
|  
| ||
9 |
13.02.2007
| PJM
| MAN INVESTMENTS LTD
| 47/13.02.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Lesleay McFadzean
| +44 (0)20 7144 3318
|  
| ||
10 |
13.02.2007
| PJM
| AON BENFIELD SECURITIES LIMITED
| 48/13.02.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Derek McMillan
| +44 (0)20 7578 7065
|  
| ||
11 |
13.02.2007
| PJM
| NEUBERGER BERMAN EUROPE LIMITED
| 49/13.02.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Michael Phillips
| +44 (0)20 7102 2414
|  
| ||
12 |
13.02.2007
| PJM
| NEMESIS ASSET MANAGEMENT LLP
| 50/13.02.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Michael Phillips
| +44 (0)207102 2414
|  
| ||
13 |
13.02.2007
| PJM
| LEHMAN BROTHERS INTERNATIONAL (EUROPE)
| 52/13.02.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Howard Pfabe
| +44 (0)20 7102 1000
|  
| ||
14 |
13.02.2007
| PJM
| NUMIS SECURITIES LIMITED
| 53/13.02.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| David Langshaw
| +44 (0)20 7776 1474
|  
| ||
15 |
13.02.2007
| PJM
| WOOD & COMPANY FINANCIAL SERVICES, A.S.
| 54/13.02.2007
| CZECH NATIONAL BANK (BANCA NATIONALA A CEHIEI)
| PRAGA
| CEHIA
| Andrea Ferancova
| +420 222 096 111
| +420 222 096 222
| ||
16 |
22.02.2007
| PJM
| GOLDMAN SACHS INTERNATIONAL
| 71/22.02.2007
| BANK OF ENGLAND- PRUDENTIAL REGULATION AUTHORITHY
| LONDRA
| MAREA BRITANIE
| Mark Taylor
| +44 (0) 20 7774 1000
|  
| ||
17 |
22.02.2007
| PJM
| CBA EUROPE LTD
| 69/22.02.2007
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| John Marshall
| +44 (0)20 7710 3902
|  
| ||
18 |
22.02.2007
| PJM
| MITSUBISHI UFJ TRUST INTERNATIONAL LIMITED
| 68/22.02.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Ffion Thomas
| +44 (0)20 7929 2866
|  
| ||
19 |
22.02.2007
| PJM
| SMBC DERIVATIVE PRODUCTS LIMITED
| 67/22.02.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jonathan Avery
| +44 (0) 207786 1414
|  
| ||
20 |
22.02.2007
| PJM
| SMBC NIKKO CAPITAL MARKETS LIMITED
| 66/22.02.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jonathan Avery
| +44 (0)20 7786 1400
|  
| ||
21 |
22.02.2007
| PJM
| EUROXX SECURITIES S.A.
| 65/22.02.2007
| HELLENIC CAPITAL MARKET COMMISSION
| ATENA
| GRECIA
|  
| +302106879400
|  
|  
| |
22 |
19.03.2007
| PJM
| TRADEWEB EUROPE LIMITED
| 87/19.03.2007
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Alexander Rutter
| +44 (0)20 7776 3200
|  
| ||
23 |
19.03.2007
| PJM
| AUBREY CAPITAL MANAGEMENT LIMITED
| 86/19.03.2007
| FINANCIAL CONDUCT AUTHORITY
| EDINBURGH
| MAREA BRITANIE
| Barry McCorkell
| +44 (0) 131 226 2083
|  
| ||
24 |
19.03.2007
| PJM
| ST HELEN`S CAPITAL PLC
| 85/19.03.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Janet Peyton
| +44 (0)20 7628 5582
|  
| ||
25 |
19.03.2007
| PJM
| SMITH&WILLIAMSON INVESTMENT SERVICES LIMITED
| 84/19.03.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Melanie Kearney
| +44 (0)20 7131 4000
|  
| ||
26 |
19.03.2007
| PJM
| BLACKROCK INVESTMENT MANAGEMENET (UK) LIMITED
| 81/19.03.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| James Stratford
| +44 (0)20 7743 2253
|  
| ||
27 |
19.03.2007
| PJM
| ARES MANAGEMENT LIMITED
| 80/19.03.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Michael Wilkinson
| +44 (0)20 7135 4600
|  
| ||
28 |
19.03.2007
| PJM
| FALCON PRIVATE WEALTH LIMITED
| 79/19.03.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Leonard Hosking
| +44 (0) 207 8115 100
|  
| ||
29 |
19.03.2007
| PJM
| ROBECO INSTITUTIONAL ASSET MANAGEMENT B.V.
| 83/19.03.2007
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| ROTTERDAM
| OLANDA
| Marc Stoffers
| +31-10-2242236
|  
| ||
30 |
03.04.2007
| PJM
| DELTA STOCK INC
| 102/03.04.2007
| FINANCIAL SUPERVISION COMMISSION (FSC) - BULGARIA
| SOFIA
| BULGARIA
| Nikolay Nedkov
| +359 2 8115050
| +359 2 8115010
| ||
31 |
03.04.2007
| PJM
| NVESTA PLC
| 101/03.04.2007
|  
| LONDRA
| MAREA BRITANIE
| Paul Fox
| +44 (0) 845 890 8915
|  
| ||
32 |
03.04.2007
| PJM
| OPTIONSXPRESS EUROPE B.V.
| 100/03.04.2007
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| AMSTERDAM
| OLANDA
| Andrew Loza
| 20-491-95644
|  
|  
| |
33 |
03.04.2007
| PJM
| DWS INTERNATIONAL GMBH
| 99/03.04.2007
| BUNDESANSTALT FUR FINANZDIENSTLEISTUNGSAUFSICHT
| FRANKFURT AM MAIN
| GERMANIA
| Christian Tschall
| (0 69) 71909-4727
| (0 69) 71909--4363
|  
| |
34 |
14.05.2007
| PJM
| SVS SECURITIES PLC
| 126/14.05.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Tina Wishart
| +44 (0)203 7000 100
|  
| ||
35 |
14.05.2007
| PJM
| BGC BROKERS LP
| 127/14.05.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Simon Rogers
| +44 (0)20 7894 7854
|  
| ||
36 |
14.05.2007
| PJM
| PERELLA WEINBERG PARTNERS UK LLP
| 128/14.05.2007
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Paulo Pereira
| +44 (0)20 7268 2800
|  
| ||
37 |
14.05.2007
| PJM
| STONEHAGE INVESTMENT PARTNERS LLP
| 130/14.05.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Irwin Spilka
| +44 (0)20 7799 3159
|  
| ||
38 |
14.05.2007
| PJM
| MERRILL LYNCH INTERNATIONAL
| 133/14.05.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
|  
| +44 (0)20 7628 1000
|  
| ||
39 |
14.05.2007
| PJM
| CREDITEX BROKERAGE LLP
| 134/14.05.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Nickie Gray
| +44 (0)20 7429 3000
| +44 (0)20 7429 3003
| ||
40 |
14.05.2007
| PJM
| CITY CREDIT CAPITAL (UK) LTD
| 136/14.05.2007
| FCA FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| David Patten
| +44 (0)20 7614 4600
| +44 (0)20 7614 4703
| ||
41 |
14.05.2007
| PJM
| VARDE PARTNERS EUROPE LTD
| 138/14.05.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Bruce Hendry
| 0207 078 0091
|  
| ||
42 |
14.05.2007
| PJM
| SUCDEN FINANCIAL LIMITED
| 139/14.05.2007
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Lanie Koppel
| +44 (0)20 79409457
|  
| ||
43 |
14.05.2007
| PJM
| CREDIT SUISSE SECURITIES (EUROPE) LTD
| 140/14.05.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Lionel Smith
| +44 (0)20 7888 8888
|  
| ||
44 |
22.05.2007
| PJM
| SWISS RE CAPITAL MARKETS LIMITED
| 154/22.05.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Williamina Dickson
| +44 (0)20 7933 3000
|  
| ||
45 |
22.05.2007
| PJM
| AK JENSEN LIMITED
| 156/22.05.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Sean Fitzgerald
| +44 (0)207743 6473
|  
| ||
46 |
22.05.2007
| PJM
| GREATER PACIFIC CAPITAL LLP
| 153/22.05.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Kevin Collett
| +44 (0)20 7935 6752
|  
| ||
47 |
12.06.2007
| PJM
| FIXI PLC
| 175/12.06.2007
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Simon Carse
| 4402070967400
|  
| ||
48 |
12.06.2007
| PJM
| LONDON & OXFORD CAPITAL MARKETS LPC
| 176/12.06.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Paul Newton
| +44 (0)20 7796 9911
|  
| ||
49 |
12.06.2007
| PJM
| HYBRIDAN LLP
| 178/12.06.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Claire Berlioz
| +44 (0) 20 7877 5086
| +44 (0) 20 7877 5041
| ||
50 |
12.06.2007
| PJM
| EXECUTION NOBLE LIMITED
| 179/12.06.2007
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Damien Devine
| +44 (0)20 7456 9191
|  
| ||
51 |
12.06.2007
| PJM
| NEW EUROPE ADVISERS LIMITED
| 180/12.06.2007
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Mark Otto
| +44 (0)20 3170 8195
|  
| ||
52 |
12.06.2007
| PJM
| SPREAD CO LIMITED
| 181/12.06.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| MIDDLESEX
| MAREA BRITANIE
| John Broderick
| +44 (0)1923 832 628
|  
|  
| |
53 |
12.06.2007
| PJM
| ALPARI (UK) LIMITED
| 183/12.06.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Andrey Vedikhim
| +44 (0)20 7648 4560
|  
| ||
54 |
12.06.2007
| PJM
| TACONIC CAPITAL ADVISORS UK LLP
| 184/12.06.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Alexander Thomson
| +44 (0)20 7518 2500
|  
| ||
55 |
12.07.2007
| PJM
| METEOR ASSET MANAGEMENT LIMITED
| 224/12.07.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Susan Valer
| +44 (0) 845 009 1805
|  
| ||
56 |
12.07.2007
| PJM
| LAZARD & CO LIMITED
| 225/12.07.2007
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Dicken Watson
| +44 (0)20 7187 2118
|  
| ||
57 |
12.07.2007
| PJM
| HARGREAVE HALE LIMITED
| 226/12.07.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LANCASHIRE
| MAREA BRITANIE
| David Clueit
| +44 (0)1253 754 739
|  
| ||
58 |
12.07.2007
| PJM
| GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL
| 223/12.07.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Sandrine Labro
| +44 (0)20 7051 2014
|  
| ||
59 |
12.07.2007
| PJM
| SHARELINK SECURITIES AND FINANCIAL SERVICES LTD
| 221/12.07.2007
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Tolia Apostolidou
| +357 22 554000
|  
| ||
60 |
12.07.2007
| PJM
| PARETO SECURITIES S.A.
| 220/12.07.2007
| THE FINANCIAL SUPERVISORY AUTHORITY OF NORWAY
| OSLO
| NORVEGIA
| Ida Dirdal
| +47 22 87 87 00
|  
|  
| |
61 |
19.07.2007
| PJM
| INTEGRAL DEVELOPMENT CORPORATION (EUROPE) LTD
| 230/19.07.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Timothy Coe
| +44 (0)20 7877 0377
|  
| ||
62 |
31.07.2007
| PJM
| ALLCAP ASSET MANAGEMENT LIMITED
| 235/31.07.2007
| FINANCIAL REGULATOR RIALTOIR AIRGEADAIS - IRLANDA
| DUBLIN
| IRLANDA
| Jana Becher - Managing Director; Thomas Rost - Managing Director
| 00353 1 8974 902
| 00353 1 8974 933
|  
| |
63 |
31.07.2007
| PJM
| MIRSUBISNI UFJ SECURITIES INTERNATIONAL PLC
| 238/31.07.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Richard Pontin
| +44 (0)20 7628 5555
|  
| ||
64 |
08.08.2007
| PJM
| KOHLBERG KRAVIS ROBERTS&CO PARNERS LLP
| 245/08.08.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Susanna Berger
| +44 (0)20 7839 9800
|  
| ||
65 |
08.08.2007
| PJM
| ASHCOURT ROWAN ASSET MANAGEMENT LIMITED
| 246/08.08.2007
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Annette Dowden
| +44 (0)2078717250
|  
| ||
66 |
08.08.2007
| PJM
| EUROCONSULT INTERNATIONAL MERGERS & ACQUISITIONS LIMITED
| 251/08.08.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Stephen McMullan
| +44 (0)20 7665 6930
|  
| ||
67 |
08.08.2007
| PJM
| INSTINET EUROPE LIMITED
| 252/08.08.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Karen McCarthy
| +44 (0)20 7154 8400
| +44 (0)20 7154 1442
| ||
68 |
22.08.2007
| PJM
| EASY FOREX TRADING LTD
| 268/22.08.2007
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Offer Yitshak Komem; Michalis Konnaris
| 0035725817446
|  
| ||
69 |
27.08.2007
| PJM
| JMFINN CAPITAL MARKETS LIMITED
| 270/27.08.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Mark Tubby
| +44 (0)20 7628 9688
|  
| ||
70 |
19.09.2007
| PJM
| ABACUS INVESTMENT SOLUTIONS LTD
| 326/19.09.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| NEWBURY BERKSHIRE
| MAREA BRITANIE
| Andrew Davies
| +44 (0)1635299591
|  
| ||
71 |
15.10.2007
| PJM
| COMPUTERSHARE INVESTOR SERVICES PLC.
| 341/15.10.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| BRISTOL
| MAREA BRITANIE
| Lorraine Tromans
| +44 (0)870 7036232
|  
|  
| |
72 |
15.10.2007
| PJM
| TRINITY GROUP LIMITED
| 364/15.10.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Edward Frazer
| +44 (0)20 7491 7555
|  
|  
| |
73 |
15.10.2007
| PJM
| ICAP HYDE DERIVATIVES LIMITED
| 362/15.10.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Steven Woolley
| +44 (0)20 7000 5000
|  
| ||
74 |
15.10.2007
| PJM
| ARCTIC SECURITIES ASA
| 360/15.10.2007
| THE FINANCIAL SUPERVISORY AUTHORITY OF NORWAY
| OSLO
| NORVEGIA
| Mads H. Syversen
| 4721013100
|  
|  
| |
75 |
15.10.2007
| PJM
| EURO-FINANCE LTD
| 358/15.10.2007
| FINANCIAL SUPERVISION COMMISSION (FSC) - BULGARIA
| SOFIA
| BULGARIA
| Simeon Petkov
| +3592/980 56 57
| +3592/981 14 96
| ||
76 |
15.10.2007
| PJM
| THE SHARE CENTRE LIMITED
| 359/15.10.2007
| FCA FINANCIAL CONDUCT AUTHORITY
| AYLESBURY
| MAREA BRITANIE
| Iain Wallence
| +44 (0)2001296439410
|  
| ||
77 |
15.10.2007
| PJM
| SHINSEI INTERNATIONAL LIMITED
| 356/15.10.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Simon Crowely
| +44 (0)2077473510
|  
| ||
78 |
15.10.2007
| PJM
| WELLS FARGO SECURITIES INTERNATIONAL LIMITED
| 357/15.10.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Trevor Andrews
| +44 (0) 2071498123
|  
| ||
79 |
15.10.2007
| PJM
| THAMES RIVER MULTI-CAPITAL LLP
| 354/15.10.2007
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Nigel Parry
| 440207628 8000
|  
| ||
80 |
15.10.2007
| PJM
| ICAP ELECTRONIC BROKING LIMITED
| 351/15.10.2007
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Steven Wooley
| +44 (0)20 70005000
|  
| ||
81 |
15.10.2007
| PJM
| ICAP EUROPE LIMITED
| 352/15.10.2007
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Jean Millard
| +44 (0)207000 5000
|  
| ||
82 |
15.10.2007
| PJM
| ICAP SECURITIES LIMITED
| 349/15.10.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Steven Wooley
| +44 (0)20 7000 5000
|  
| ||
83 |
15.10.2007
| PJM
| BARCLAYS SHAREDEALING
| 347/15.10.2007
|  
| GLASGOW
| MAREA BRITANIE
| Shan Towle
| +44 (0)2071149469
|  
|  
| |
84 |
15.10.2007
| PJM
| FISKE PLC
| 348/15.10.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Gerard Luchini
| +44 (0)2074484700
|  
| ||
85 |
15.10.2007
| PJM
| EQUINITI FINANCIAL SERVICES LIMITED
| 342/15.10.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| WORTHING
| MAREA BRITANIE
| Gavin Downs
| +44(0)1903833888
|  
| ||
86 |
15.10.2007
| PJM
| NYFIX INTERNATIONAL LIMITED
| 343/15.10.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Paul Kelly
| +44(0)2076345350
|  
|  
| |
87 |
15.10.2007
| PJM
| LANDSBANKI SECURITIES (UK) LIMITED
| 345/15.10.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Nicola Mitford-Slade
| +44(0)2074263213
|  
|  
| |
88 |
15.11.2007
| PJM
| E* TRADE SECURITIES LIMITED
| 383/15.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Nicola Humpage
| +44 (0)207 5161454
|  
| ||
89 |
15.11.2007
| PJM
| CHI-X EUROPE LIMITED
| 384/15.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Hirander Misra
| +44 (0) 20 7154 8855
|  
| ||
90 |
15.11.2007
| PJM
| KEYTE LIMITED
| 385/15.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| TAUNTON
| MAREA BRITANIE
| Robin WilliamKeyte
| 01823 324 432
|  
| ||
91 |
15.11.2007
| PJM
| HSBC ALTERNATIVE INVESTMENTS LIMITED
| 386/15.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Paula Hynes
| +44 (0)20 7860 3040
|  
| ||
92 |
15.11.2007
| PJM
| MONUMENT SECURITIES LTD
| 387/15.11.2007
|  
| LONDRA
| MAREA BRITANIE
| Rosalind Mash
| +44 (0)20 7190 7000
|  
| ||
93 |
15.11.2007
| PJM
| AGINCOURT FINANCIAL LIMITED
| 388/15.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Richard Cunningham
| +44 (0)20 7550 2015
|  
| ||
94 |
15.11.2007
| PJM
| ICAP ENERGY LIMITED
| 389/15.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jean Millard
| +44 (0)20 7000 5000
|  
| ||
95 |
15.11.2007
| PJM
| EIM (UNITED KINGDOM) LIMITED
| 390/15.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Sarah Bowe
| +44 (0) 207290 61000
|  
| ||
96 |
15.11.2007
| PJM
| SSE TRADING LIMITED
| 391/15.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| PERTH
| MAREA BRITANIE
| John Squire
| +44 (0) 1738 457735
|  
| ||
97 |
15.11.2007
| PJM
| FIL INVESTMENTS INTERNATIONAL
| 392/15.11.2007
| FCA FINANCIAL CONDUCT AUTHORITY
| necunoscut
| MAREA BRITANIE
| Edward Hiller
| +44 (0) 732 777 869
|  
| ||
98 |
15.11.2007
| PJM
| CREDIT SUISSE ASSET MANAGEMENT LIMITED
| 393/15.11.2007
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Nicola Robinson
| +44 (0) 207888 1000
|  
| ||
99 |
15.11.2007
| PJM
| ALBOURNE PARTNERS LIMITED
| 396/15.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Adrian Sales
| +44 (0)20 7720 9201
|  
| ||
100 |
15.11.2007
| PJM
| GLOBAL COAL LIMITED
| 398/15.11.2007
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Alex Dyer
| +44 (0)207776 5900
|  
| ||
101 |
15.11.2007
| PJM
| SPAYNE LINDSAY & CO LLP
| 400/15.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Tom Lindsay
| +44 (0)20 7808 3240
|  
| ||
102 |
15.11.2007
| PJM
| INSIGHT INVESTMENT MANAGEMENT (GLOBAL) LIMITED
| 401/15.11.2007
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Lee Palmer
| 02071634000
|  
| ||
103 |
15.11.2007
| PJM
| BIRCHWOOD INVESTMENT MANAGEMENT LIMITED
| 430/15.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| WELWYN
| MAREA BRITANIE
| Trevor Simms
| +44 (0)1438 840 888
|  
| ||
104 |
15.11.2007
| PJM
| CBRE CLARION SECURITIES UK LIMITED
| 429/15.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Barry Jhonson
| +44 (0)20 7767 5506
|  
|  
| |
105 |
15.11.2007
| PJM
| VESTRA WEALTH LLP
| 428/15.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Siobhan Lazeris
| +44 (0) 7956 2013
|  
| ||
106 |
15.11.2007
| PJM
| REUTERS TRANSACTION SERVICES LIMITED
| 402/15.11.2007
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Martin Oakley
| +44 (0) 207 250 1122
|  
| ||
107 |
15.11.2007
| PJM
| ROWANMOOR INVESTMENT MANAGEMENT LTD
| 404/15.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| SALISBURY
| MAREA BRITANIE
| ShirleyHylands
| 01722 338 333
|  
| ||
108 |
15.11.2007
| PJM
| CORBETT KEELING LIMITED
| 407/15.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jim Kingdom
| +44 (0) 208 7626 6266
|  
| ||
109 |
15.11.2007
| PJM
| GFI BROKERS LIMITED
| 409/15.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Pratap Thakkar
| +44 (0) 207 422 1000
|  
| ||
110 |
15.11.2007
| PJM
| CITY INDEX LIMITED
| 413/15.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Mark Whitlock
| +44 (0) 20 7107 7069; +44 (0) 020 7550 8500
|  
| ||
111 |
15.11.2007
| PJM
| MARLBOROUGH INVESTMENT MANAGEMENT LIMITED
| 414/15.11.2007
| FINANCIAL CONDUCT AUTHORITY
| LICHFIELD
| MAREA BRITANIE
| Andrew Staley
| +44 (0) 1283 791600
|  
|  
| |
112 |
15.11.2007
| PJM
| BIDROUTE LIMITED
| 415/15.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Barry Marshall
| +44 (0) 079 4146 0714
|  
|  
| |
113 |
21.11.2007
| PJM
| SANLAM PRIVATE WEALTH UK LIMITED
| 435/21.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| RHYL
| MAREA BRITANIE
| May Robinson
| 01745345131
|  
| ||
114 |
21.11.2007
| PJM
| CLIFTON COMPLIANCE SERVICES LTD
| 436/21.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| EXETER
| MAREA BRITANIE
| William Kirk
| 01392251600
|  
| ||
115 |
21.11.2007
| PJM
| COURTIERS INVESTMENT SERVICES LIMITED
| 437/21.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| HENLEY-ON-THAMES
| MAREA BRITANIE
| Hilary Shaw
| +44(0)1491578368
|  
| ||
116 |
21.11.2007
| PJM
| EVOLUTION MARKETS LIMITED
| 438/21.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Cindy Dawes
| +44(0)2076210112
|  
| ||
117 |
21.11.2007
| PJM
| ROMETSCH & MOOR LIMITED
| 444/21.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Colin Moor
| +44(0)2076263077
|  
| ||
118 |
21.11.2007
| PJM
| TRILAND METALS LTD
| 445/21.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Stephen C. G. Coles
| +44(0)2070615500
|  
| ||
119 |
21.11.2007
| PJM
| MERLIN FINANCIAL CONSULTANTS LTD
| 447/21.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Peter Biggin
| 0207 404 4711
|  
| ||
120 |
21.11.2007
| PJM
| TFP WEALTH MANAGEMENT LIMITED
| 449/21.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| BURY
| MAREA BRITANIE
| Christine Taylor
| 0161 763 3300
|  
| ||
121 |
21.11.2007
| PJM
| W H IRELAND LIMITED
| 451/21.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| MANCHESTER
| MAREA BRITANIE
| Jo Riley
| +44 (0)161 832 6644
|  
| ||
122 |
21.11.2007
| PJM
| ALPS F S LTD
| 452/21.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| WALNUT TREE CLOSE
| MAREA BRITANIE
| Julian Ellis
| 01483502050
|  
| ||
123 |
22.11.2007
| PJM
| NOMURA INTERNATIONAL PLC
| 459/22.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| David Gordon
| 0207 521 2762
|  
| ||
124 |
22.11.2007
| PJM
| JEFFERIES INTERNATIONAL LIMITED
| 460/22.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Thea Fforde
| +44 (0)20 7618 3500
|  
| ||
125 |
22.11.2007
| PJM
| JEFFERIES INVESTMENT MANAGEMENT LIMITED
| 461/22.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Thea Fforde
| +44 (0)20 7618 3500
|  
| ||
126 |
22.11.2007
| PJM
| TAVISTOCK PRIVATE CLIENT LIMITED
| 462/22.11.2007
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| James King
| 01223 507610
|  
| ||
127 |
22.11.2007
| PJM
| GLOBE INDEPENDENT FINANCIAL ADVISORS
| 463/22.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| ST MARGARETS TEICKENHAM
| MAREA BRITANIE
| Andrew Greenwood
| 020 8891 0711
|  
| ||
128 |
22.11.2007
| PJM
| PARTRIDGE MUIR WARREN LTD
| 464/22.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| NECUNOSCUT
| MAREA BRITANIE
| James Garrod
| +44(0)1372471550
| +44(0)1372469894
| ||
129 |
22.11.2007
| PJM
| HAMILTON LANE (UK) LIMITED
| 465/22.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Duke De Grassi
| +44 (0)20 7484 0650
|  
|  
| |
130 |
22.11.2007
| PJM
| CARBON COMMUNICATIONS INTERNATIONAL LIMITED
| 466/22.11.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Thomas Whitehouse
| +44 (0) 207 586 2780
|  
|  
| |
131 |
03.12.2007
| PJM
| FINESCO FINANCIAL SERVICES LIMITED
| 476/10.12.2007
| FINANCIAL CONDUCT AUTHORITY
| CRESCENT
| MAREA BRITANIE
| Jim Dowds
| +44(0)1413323113
|  
| ||
132 |
10.12.2007
| PJM
| GALLAGHER BENEFITS CONSULTING LIMITED
| 477/10.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Peter Lovegrove
| 02072344218
|  
| ||
133 |
10.12.2007
| PJM
| ICF MANAGEMENT LTD
| 482/10.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| WADHURST
| MAREA BRITANIE
| Mark Lynam
| 07909697737
|  
| ||
134 |
10.12.2007
| PJM
| MERCER LIMITED
| 484/10.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Vivien Thomas
| +44(0)2071787473
|  
| ||
135 |
10.12.2007
| PJM
| HAMMOND RAGGETT & CO LTD
| 485/10.12.2007
|  
| MANCHESTER
| MAREA BRITANIE
| Stephen Whamond
| 01618342222
|  
| ||
136 |
10.12.2007
| PJM
| FINOTEC TRADING UK LIMITED
| 487/10.12.2007
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Levy Benarrock
| +44 (0)20 7621 3620
|  
| ||
137 |
10.12.2007
| PJM
| THE ETHICAL INVESTMENT CO-OPERATIVE LTD
| 488/10.12.2007
|  
| RICHMOND
| MAREA BRITANIE
| Ian Harland
| 01748822402
|  
| ||
138 |
10.12.2007
| PJM
| INVESTMENT LIMITED
| 489/10.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| CHELTENHAM
| MAREA BRITANIE
| Charlie Palmer
| +44(0)1242820738
|  
| ||
139 |
10.12.2007
| PJM
| DBL ASSET MANAGEMENT LLP
| 492/10.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| WILMSLOW
| MAREA BRITANIE
| Paula Staines
| 01625 529 499
|  
| ||
140 |
11.12.2007
| PJM
| URALSIB SECURITIES LIMITED
| 498/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| John Lewin
| +44(0)2075628000
|  
| ||
141 |
11.12.2007
| PJM
| ATKINS BLAND LIMITED
| 510/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| FERNDOWN
| MAREA BRITANIE
| John Kuott
| 01202851403
|  
| ||
142 |
11.12.2007
| PJM
| CMC SPREADBET PLC
| 506/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| James Hales
| +44(0)2030038738
|  
| ||
143 |
11.12.2007
| PJM
| EM-ES FUND MANAGEMENT LLP
| 507/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| EDGWARE
| MAREA BRITANIE
| Anthony Steinberg
| +44(0)2089584675
|  
| ||
144 |
11.12.2007
| PJM
| CMC MARKETS UK PLC
| 508/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Sue Bloomfield
| +44(0)2071708200
|  
| ||
145 |
11.12.2007
| PJM
| GERRARD INVESTMENT MANAGEMENT LIMITED
| 520/11.12.2007
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Shan Towle
| +44 (0) 207 1149469
|  
|  
| |
146 |
11.12.2007
| PJM
| ACPI INVESTMENTS LIMITED
| 520/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Charlie Wilcox
| +44 (0)20 70870195
|  
|  
| |
147 |
11.12.2007
| PJM
| ACTIVTRADES PLC.
| 520/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Fabrizio D"Emilio
| +44(0) 870 0543000
|  
|  
| |
148 |
11.12.2007
| PJM
| GFI SECURITIES LIMITED
| 521/11.12.2007
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Pratap Thakkar
| +44 (0) 207 422 1000
|  
| ||
149 |
11.12.2007
| PJM
| LJ FINANCIALPLANNING LIMITED
| 521/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| WARRINGTON
| MAREA BRITANIE
| Paul Heath
| 0845 345 6741
|  
| ||
150 |
11.12.2007
| PJM
| PAGE RUSSELL LIMITED
| 521/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| BURY ST. EDMUNDS
| MAREA BRITANIE
| Tim Page
| 0845 345 6282
|  
| ||
151 |
11.12.2007
| PJM
| ATLAS CAPITAL LIMITED (Suspendata de catre autoritatea competenta din statul membru de origine incepand cu 26.04.2016)
| 521/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Douglas Sharp
| +44 (0) 207 292 2200
|  
| ||
152 |
11.12.2007
| PJM
| SARDIS CAPITAL LIMITED
| 521/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Osman Mardin
| +44 (0) 207 665 6601
|  
| ||
153 |
11.12.2007
| PJM
| FINANCIAL ADVICE AND SERVICES LTD
| 521/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| FOLKESTONE
| MAREA BRITANIE
| Andrew Partmenter
| 01303 211 888
|  
| ||
154 |
11.12.2007
| PJM
| PARADIGM FINANCIAL PLANNING LTD
| 521/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| BRISTOL
| MAREA BRITANIE
| Rachel Birch
| 01275 370 670
|  
| ||
155 |
11.12.2007
| PJM
| BENTLEY JENNISON FINANCIAL MANAGEMENT LIMITED
| 521/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LEEDS
| MAREA BRITANIE
| David Wing
| 01132445451
|  
| ||
156 |
11.12.2007
| PJM
| BLACKSTONE MOREGATE
| 521/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| ESSEX
| MAREA BRITANIE
| Richard Hopkins
| 4401621890230
| 4401621890231
| ||
157 |
11.12.2007
| PJM
| LIQUIDNET EUROPE LIMITED
| 521/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| John Barker
| +44 (0)207614 1600
|  
| ||
158 |
11.12.2007
| PJM
| MERRILL LYNCH COMMODITIES (EUROPE) LTD
| 521/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Nicola Rawlinson
| +44 (0)20 7995 1335
|  
| ||
159 |
11.12.2007
| PJM
| TMS FINANCIAL SOLUTIONS LTD
| 521/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| PENZANCE
| MAREA BRITANIE
| Clive Gwilliam
| 01736 366 355
|  
| ||
160 |
11.12.2007
| PJM
| INTL FCSTONE LTD
| 521/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jasmin Hayer
| +44 (0)20 3580 6300
|  
| ||
161 |
11.12.2007
| PJM
| HARGREAVES LANSDOWN ASSET MANAGEMENT LIMITED
| 521/11.12.2007
| FINANCIAL CONDUCT AUTHORITY
| BRISTOL
| MAREA BRITANIE
| Jeanette Cook
| +44 (0)1179889929
|  
| ||
162 |
11.12.2007
| PJM
| HARGREAVES LANSDOWN STOCKBROKERS LIMITED
| 521/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| BRISTOL
| MAREA BRITANIE
| Jeanette Cook
| +44 (0)1179739902
|  
| ||
163 |
11.12.2007
| PJM
| ROBERT BRUCE ASSOCIATES
| 521/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| NORTHAMPTON
| MAREA BRITANIE
| Caroline Marshall
| 01604 760 766
|  
| ||
164 |
11.12.2007
| PJM
| 3I EUROPE PLC
| 521/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| David wood
| +44 (0)20 7975 3170
|  
| ||
165 |
11.12.2007
| PJM
| PGD STRATEGY LIMITED
| 521/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Peter Droussiotis
| +44 (0)20 8826 0295
|  
| ||
166 |
11.12.2007
| PJM
| NOVENTUS PARTNERS LTD
| 521/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Thomas Bayne
| +44 (0)2 371 2786
|  
| ||
167 |
11.12.2007
| PJM
| MITSUI BUSSAN COMMODITIES LTD
| 521/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Michael Butler
| +44 (0)20 7489 6600
|  
| ||
168 |
11.12.2007
| PJM
| CHESTERTON HOUSE FINANCIAL PLANNING LTD
| 521/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LOUGHBOROUGH
| MAREA BRITANIE
| Dawn Roberts
| 01509610472
|  
| ||
169 |
11.12.2007
| PJM
| MAREX SPECTRON INTERNATIONAL LIMITED
| 521/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| John Evans
| +44 (0)207823 4848
|  
| ||
170 |
11.12.2007
| PJM
| TFS-ICAP LIMITED
| 521/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Peter Weston
| +44 (0)20 7454 9422
|  
| ||
171 |
11.12.2007
| PJM
| MORGAN STANLEY SECURITIES LIMITED
| 521/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Graeme Russell
| +44 (0)20 7425 8000
|  
| ||
172 |
11.12.2007
| PJM
| RENAISSANCE CAPITAL LIMITED
| 521/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Mark Bailham
| +44 (0)20 7367 7777
|  
| ||
173 |
11.12.2007
| PJM
| GF FINANCIAL MARKETS (UK) LIMITED
| 521/11.12.2007
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Chris Ling
| +44 (0)20 73301581
|  
|  
| |
174 |
11.12.2007
| PJM
| BNP PARIBAS COMMODITY FUTURE LTD
| 521/11.12.2007
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Brain Lewis
| +44 (0)20 7595 3198
|  
| ||
175 |
11.12.2007
| PJM
| BARCLAYS CAPITAL SECURITIES LIMITED
| 521/11.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Majella Walsh
| +44 (0)20 7623 2323
|  
| ||
176 |
18.12.2007
| PJM
| F.A. WATTS (INVESTMENT MANAGERS) LIMITED
| 552/18.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| FAREHAM
| MAREA BRITANIE
| Richard Stocks
| 01329234335
|  
| ||
177 |
18.12.2007
| PJM
| INDEPENDENCE WEALTH MANAGEMENT LIMITED
| 550/18.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| SCHOLAR GREEN
| MAREA BRITANIE
| Alistair Bennett
| 08709220421
|  
| ||
178 |
18.12.2007
| PJM
| BRADBURY HAMILTON LIMITED
| 545/18.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Melissa Pordage
| 02075839966
|  
| ||
179 |
18.12.2007
| PJM
| T.B. PATERSON ASSOCIATES
| 543/18.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| DURHAM
| MAREA BRITANIE
| Michael Patterson
| 01913734221
|  
| ||
180 |
18.12.2007
| PJM
| REDWOOD BUSINESS INSURANCE SERVICES LTD
| 542/18.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| RAYLEIGH
| MAREA BRITANIE
| StephenHartley
| 01268776277
|  
| ||
181 |
18.12.2007
| PJM
| SMITH & WILLIAMSON FINANCIAL SERVICES LIMITED
| 533/18.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Melanie Kearney
| +44(0)2071314879
|  
| ||
182 |
18.12.2007
| PJM
| PARAMOUNT FINANCIAL SERVICES LTD
| 532/18.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| HASSOCKS
| MAREA BRITANIE
| Stuart Raber
| 01273831100
|  
| ||
183 |
18.12.2007
| PJM
| PFS ASSET MANAGEMENT LTD
| 531/18.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| IVYBRIDGE
| MAREA BRITANIE
| Eric Cowsill
| 01752205205
|  
| ||
184 |
18.12.2007
| PJM
| BUTLER TOLL LTD
| 530/18.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| SHRIVENHAM
| MAREA BRITANIE
| Andrew Westall
| 01793786300
|  
| ||
185 |
18.12.2007
| PJM
| GREGORY ADAM FINANCIAL MANAGEMENT
| 529/18.12.2007
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| BRISTOL
| MAREA BRITANIE
| Tim Strawbridge
| 01275847649
|  
| ||
186 |
18.12.2007
| PJM
| AMSTERDAMS EFFECTENKANTOOR B.V.
| 527/18.12.2007
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| AMSTERDAM
| OLANDA
| F.C. Verell
| 0205306305
|  
| ||
187 |
18.12.2007
| PJM
| AESPEN
| 526/18.12.2007
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| AMSTERDAM
| OLANDA
| Marco van den Berg
| 0207134800
|  
| ||
188 |
07.01.2008
| PJM
| PAVE FINANCIAL MANAGEMENT LTD
| 2/07.01.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| PEASEDOWN ST. JOHN
| MAREA BRITANIE
| Timothy Pattison
| 01761432800
|  
| ||
189 |
07.01.2008
| PJM
| CAMPBELL DALLAS FINANCIAL SERVICES LTD
| 3/07.01.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| GLASGOW
| MAREA BRITANIE
| Steven Haldane
| 01419319901
|  
| ||
190 |
07.01.2008
| PJM
| MAGILL & COMPANY LTD
| 5/07.01.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| FAREHAM
| MAREA BRITANIE
| Robin Magill
| 01329842707
|  
| ||
191 |
07.01.2008
| PJM
| CASTLEFIELD GAEIA LIMITED
| 6/05.01.2004
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| MANCHESTER
| MAREA BRITANIE
| Kathy Booth
| 01614344681
|  
| ||
192 |
07.01.2008
| PJM
| INVESTMENT QUORUM LIMITED
| 7/07.01.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Petronella West
| +44(0)2073371390
|  
| ||
193 |
07.01.2008
| PJM
| RAYMOND JAMES INVESTMENT SERVICES LTD
| 8/07.01.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Graham Hill
| +44(0)2070966700
|  
| ||
194 |
07.01.2008
| PJM
| LANDMARK FINANCIAL LTD
| 9/07.01.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| HAMPTON-ON-THAMES
| MAREA BRITANIE
| Andrew Fell
| 02082135822
|  
| ||
195 |
07.01.2008
| PJM
| TOWRY LAW FINANCIAL SERVICES LTD
| 12/07.01.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| BRACKNELL
| MAREA BRITANIE
| Nicholas Anderson
| 01344828112
|  
| ||
196 |
07.01.2008
| PJM
| ALAN BOSWELL & COMPANY LIMITED
| 13/07.01.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| NORWICH
| MAREA BRITANIE
| Philip Johnson
| 01603214296
|  
| ||
197 |
07.01.2008
| PJM
| PHILIP J MILTON & COMPANY PLC
| 14/07.01.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| BARNSTAPLE
| MAREA BRITANIE
| Mark Millichope
| +44(0)1271344300
|  
| ||
198 |
07.01.2008
| PJM
| TEES FINANCIAL LIMITED
| 16/07.01.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| BISHOP'S STORTFORD
| MAREA BRITANIE
| Rogers Spearing
| +44(0)1279658304
|  
| ||
199 |
07.01.2008
| PJM
| THE INVESTMENT COACH LTD
| 20/07.01.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| WELLINGBOROUGH
| MAREA BRITANIE
| Andrew Reeves
| 01933315698
|  
| ||
200 |
07.01.2008
| PJM
| SUCCESSION FINANCIAL MANAGEMENT LIMITED
| 21/07.01.2008
|  
| PLYMOUTH
| MAREA BRITANIE
| Barry Martin-Pitt
| 01752664000
|  
| ||
201 |
07.01.2008
| PJM
| CAMPBELL & MCCONNACHIE
| 29/07.01.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LOSSIEMOUTH
| MAREA BRITANIE
| Neil Cruickshanks
| 01343814000
|  
| ||
202 |
07.01.2008
| PJM
| CATHEDRAL FINANCIAL MANAGEMENT LTD
| 33/07.01.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| EXETER
| MAREA BRITANIE
| Timothy Ames
| 01392211800
|  
| ||
203 |
07.01.2008
| PJM
| IFG FINANCIAL SERVICES
| 34/07.01.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| SWAVESEY
| MAREA BRITANIE
| Richard Beals
| 01954233555
|  
| ||
204 |
07.01.2008
| PJM
| PHILIP T ENGLISH INTERNATIONAL FINANCIAL SERVICES LIMITED
| 36/07.01.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| BANBURY
| MAREA BRITANIE
| Tim English
| +44(0)1295660571
|  
| ||
205 |
07.01.2008
| PJM
| RUTHERFORD WILKINSON LIMITED
| 37/07.01.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| NEWCASTLE UPON TYNE
| MAREA BRITANIE
| Trevor Clark
| +44(0)1912173340
|  
| ||
206 |
07.01.2008
| PJM
| FREIGHT INVESTOR SERVICES LIMITED
| 38/07.01.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Andy Lucey
| +44(0)2070901120
|  
| ||
207 |
07.01.2008
| PJM
| TULLETT PREBON (EUROPE) LTD
| 27/07.01.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Andrew Hadley
| +44(0)2072007000
|  
| ||
208 |
01.02.2008
| PJM
| THESIS ASSET MANAGEMENT PLC.
| 69/01.02.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| WEST SUSSEX
| MAREA BRITANIE
| Keith Maner
| +44 (0)12 4353 1234
|  
| ||
209 |
01.02.2008
| PJM
| FITZALLAN LTD.
| 69/01.02.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| GLASGOW
| MAREA BRITANIE
| Gregor Johnston
| 0141 564 7700
|  
| ||
210 |
01.02.2008
| PJM
| BARKER FINANCIAL ASSOCIATES
| 69/01.02.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| TURNER ROAD NELSON
| MAREA BRITANIE
| Philip Barker
| 01282 619099
|  
| ||
211 |
01.02.2008
| PJM
| HAWKER & PALMER IFA LLP
| 69/01.02.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| WRINGTON
| MAREA BRITANIE
| Kieran Palmer
| 01934 861 222
|  
| ||
212 |
11.02.2008
| PJM
| ORIGEN FINANCIAL SERVICES LIMITED
| 80/11.02.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| matthew Harwood
| 01252557360
|  
| ||
213 |
11.02.2008
| PJM
| WATTERSON WEALTH MANAGEMENT LTD
| 81/11.02.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| KNUTSFORD
| MAREA BRITANIE
| George watterson
| 01565751333
|  
| ||
214 |
11.02.2008
| PJM
| CUMBERLAND PLACE FINANCIAL MANAGEMENT LLP
| 83/11.02.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Anthony Moss
| 02079360300
|  
| ||
215 |
11.02.2008
| PJM
| FIL PENSIONS MANAGEMENT
| 84/11.02.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| TONBRIDGE
| MAREA BRITANIE
| Edward Hiller
| +44(0)1732777869
|  
| ||
216 |
11.02.2008
| PJM
| E J GLANVILLE & CO (INVESTMENT BROKERS) LIMITED
| 85/11.02.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| HENLEY IN ARDEN
| MAREA BRITANIE
| Paul Bass
| 01564793781
|  
| ||
217 |
11.02.2008
| PJM
| TRADITION FINANCIAL SERVICES LTD
| 86/11.02.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Peter Weston
| +44(0)2074549422
|  
| ||
218 |
11.02.2008
| PJM
| PANNELLS FINANCIAL PLANNING LTD
| 75/11.02.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| BIRMINGHAM
| MAREA BRITANIE
| Jaz Sohal
| 01212122222
|  
| ||
219 |
11.02.2008
| PJM
| MORTON-WILSON LIMITED
| 74/11.02.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| CARLTON
| MAREA BRITANIE
| Graham Fidoe
| 01455291538
|  
| ||
220 |
11.02.2008
| PJM
| HANNAH CONSULTANCY LIMITED
| 87/11.02.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| HALESOWEN
| MAREA BRITANIE
| Philip Hannah
| 01216021602
|  
| ||
221 |
11.02.2008
| PJM
| HELM GODFREY PARTNERS LTD
| 91/11.02.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Dephine Schogger
| 02076141000
|  
| ||
222 |
11.02.2008
| PJM
| COLLER CAPITAL LTD
| 93/11.02.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Peter Hutton
| 02076318500
|  
| ||
223 |
11.02.2008
| PJM
| SAVE AND INVEST (FINANCIAL PLANNING) LTD
| 95/11.02.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| GLASGOW
| MAREA BRITANIE
| Mary Marsh
| 01413328088
|  
| ||
224 |
11.02.2008
| PJM
| INTERPOLIS PENSIOENEN VERMOGENSBEHEER B.V.
| 99/11.02.2008
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| DE MEERN
| OLANDA
| F.P.D. van Pelt
| 0306692455
|  
| ||
225 |
11.02.2008
| PJM
| BANKHOUSE FINANCIAL MANAGEMENT LTD
| 101/11.02.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| CHIPPENHAM
| MAREA BRITANIE
| ColinPerryman
| 01249467000
|  
| ||
226 |
11.02.2008
| PJM
| JOSEPH R. LAMB INDEPENDENT FINANCIAL ADVISERS LIMITED T/A JOSEPH LAMB
| 102/14.02.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| RAYLEIGH
| MAREA BRITANIE
| Martin Lamb
| 01268 749880
|  
| ||
227 |
14.02.2008
| PJM
| BEST PRACTICE IFA GROUP LIMITED
| 102/14.02.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| HASSOCKS
| MAREA BRITANIE
| James Lasenby
| 01273 837 610
|  
| ||
228 |
12.03.2008
| PJM
| MCPARLAND & PARTNERS LIMITED
| 102/14.02.2008
|  
| NELSON
| MAREA BRITANIE
| Sean McParland
| 08454 505060
|  
| ||
229 |
14.02.2008
| PJM
| CRYSTAL FINANCIAL
| 102/14.02.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| HATFIELD
| MAREA BRITANIE
| Andrew Colyer-Worsell
| 01707 643146
|  
| ||
230 |
14.02.2008
| PJM
| MTS ASSOCIATED MARKETS
| 103/14.02.2008
| BANKING,FINANCE AND INSURANCE COMMISSION OF BELGIUM
| BRUXELLES
| BELGIA
| Paolo Senes
| 02/235.00.21
|  
| ||
231 |
14.02.2008
| PJM
| ABG SUNDAL COLLIER ASA
| 105/14.02.2008
| THE FINANCIAL SUPERVISORY AUTHORITY OF NORWAY
| OSLO
| NORVEGIA
| Anette Terkelsen
| +47 22 016145
|  
| ||
232 |
12.03.2008
| PJM
| BOTTRIELL ADAMS LLP
| 120/12.03.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| WIMNORNE
| MAREA BRITANIE
| Gary Bottriell
| 01202 848080
|  
| ||
233 |
12.03.2008
| PJM
| LAVER FINANCIAL LTD
| 120/12.03.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| WESTON-SUPER-MARE
| MAREA BRITANIE
| Derrick Laver
| 01934-645511
|  
| ||
234 |
12.03.2008
| PJM
| WINGHAM WYATT FINANCIAL SERVICES LIMITED
| 120/12.03.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| BRAINTREE
| MAREA BRITANIE
| Simon Rees
| 01276 331800
|  
| ||
235 |
12.03.2008
| PJM
| ALL OPTIONS INTERNATIONAL B.V.
| 121/12.03.2008
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| AMSTERDAM
| OLANDA
| Chatib Sjarbaini
| +31-20-520.60.0
| +31-20-638.3212
| ||
236 |
12.03.2008
| PJM
| ALL ENERGY TRADING B.V.
| 121/12.03.2008
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| AMSTERDAM
| MAREA BRITANIE
| Chatib Sjarbaini
| +31-20-755.7000
| +31-20-626629
| ||
237 |
12.03.2008
| PJM
| JYSKE GLOBAL ASSET MANAGEMENT FONDSMAEGLERSELSKAB A/S
| 122/12.03.2008
| DANISH FINANCIAL SUPERVISORY AUTHORITY
| KOBENHAVN
| DANEMARCA
| Lars Stouge
| +45 8989 6600
|  
| ||
238 |
12.03.2008
| PJM
| WHOTRADES LTD
| 123/12.03.2008
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Svetlana Papapetrou
| 00357-25-736320
|  
| ||
239 |
12.03.2008
| PJM
| FXPRO FINANCIAL SERVICES LTD.
| 123/12.03.2008
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASOL
| CIPRU
| Thanasis Vassiliade, Panayiotis Xydas
| 00357-25-969200
|  
| ||
240 |
12.03.2008
| PJM
| OTKRITIE CAPITAL CYPRUS LTD
| 123/12.03.2008
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Kumar Dipak
| +357-25-431456
|  
| ||
241 |
26.03.2008
| PJM
| OTKRITIE CAPITAL INTERNATIONAL LIMITED
| 141/26.03.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Evgeny Kunts
| 4402078268200
|  
| ||
242 |
26.03.2008
| PJM
| CAMBRIDGE ASSOCIATES LIMITED
| 141/26.03.2008
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Steven Y Quintero
| 6174577500
|  
| ||
243 |
26.03.2008
| PJM
| CENTRAL MARKETS (LONDON) LIMITED
| 141/26.03.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Altan Ali
| 07974721592
|  
| ||
244 |
26.03.2008
| PJM
| COBRA FINANCIAL SERVICES LTD
| 141/26.03.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| CROYDON
| MAREA BRITANIE
| Lee Wallis
| 02082561920
|  
| ||
245 |
26.03.2008
| PJM
| MICHAEL ROBINSON ASSOCIATES
| 141/26.03.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| SURREY
| MAREA BRITANIE
| Michael
| 01276 453100
|  
| ||
246 |
26.03.2008
| PJM
| WILLIAM ALBERT SECURITIES LIMITED
| 141/26.03.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| GREEFORD
| MAREA BRITANIE
| Samrat Deep Bhjandari
| +442030063248
|  
| ||
247 |
26.03.2008
| PJM
| ARGYLE CONSULTING LTD
| 141/26.03.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| GLASGOW
| MAREA BRITANIE
| Paul Ward
| 141 572 4000
|  
| ||
248 |
26.03.2008
| PJM
| GENERATION ASSET MANAGEMENT (UK) LIMITED
| 141/26.03.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Douglas Sharp
| +44 (0) 2072922218
|  
| ||
249 |
26.03.2008
| PJM
| CHARLES STANLEY & CO LTD
| 141/26.03.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Robert Howard
| +044 (0) 20 7953 2154
|  
| ||
250 |
26.03.2008
| PJM
| WESSEX INVESTMENT MANAGEMENT LTD
| 141/26.03.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| FERNDOWN
| MAREA BRITANIE
| Kevin Bailey
| 01202574455
|  
| ||
251 |
26.03.2008
| PJM
| AMIUS INVESTOR SERVICES LIMITED
| 140/26.03.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Greg Beevors
| +44 0207 2557912
|  
| ||
252 |
26.03.2008
| PJM
| LOWES FINANCIAL MANAGEMENT LIMITED
| 140/26.03.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| NEWCASTLE UNDER LYME
| MAREA BRITANIE
| Neil McLachlan
| 44191 2818811
|  
| ||
253 |
26.03.2008
| PJM
| EUROPA PARTNERS LIMITED
| 140/26.03.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Paul Zisman
| +44 020 7440 3526
|  
| ||
254 |
26.03.2008
| PJM
| FARLEY & THOMPSON LLP
| 140/26.03.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| BOUMEMOUTH
| MAREA BRITANIE
| E.Philip Harvey
| 01202 556277
|  
| ||
255 |
26.03.2008
| PJM
| 2H WEALTHCARE LLP
| 140/26.03.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| BEACONSFIELD
| MAREA BRITANIE
| Stephen Wilson
| 01494 683 100
|  
| ||
256 |
26.03.2008
| PJM
| EATON PARTNERS (UK) LLP
| 140/26.03.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Anne Gales, Bruce Chapman, Linley Southwood, Sharon Carneiro, Stephanie Brendel
| +44 (0) 203178 8380, 203178 8388, 203178 8378,
|  
| ||
257 |
26.03.2008
| PJM
| MESIROW FINANCIAL INTERNATIONAL UK LIMITED
| 140/26.03.2008
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Steven Farmer
| +44 02078511700
|  
| ||
258 |
02.04.2008
| PJM
| JPM ASSET MANAGEMENT LIMITED
| 151/02.04.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| READING
| MAREA BRITANIE
| James Meston
| 0118 953 3771
|  
| ||
259 |
02.04.2008
| PJM
| STANDARD LIFE WEALTH LIMITED
| 151/02.04.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| EDINBURGH
| MAREA BRITANIE
| Mike Everett
| 4401312252552
|  
| ||
260 |
02.04.2008
| PJM
| GMP SECURITIES EUROPE LIMITED
| 151/02.04.2008
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Adrian Butterworth
| 020 7647 8456
|  
| ||
261 |
02.04.2008
| PJM
| FRANKLIN TEMPLETON INVESTMENT MANAGEMENT LIMITED
| 151/14.01.2004
| FINANCIAL SERVICES AUTHORITY UK (FSA)
|  
|  
| Caron Ahari
|  
|  
| ||
262 |
18.04.2008
| PJM
| PARETO PRIVATE EQUITY AS
| 165/18.04.2008
| THE FINANCIAL SUPERVISORY AUTHORITY OF NORWAY
| OSLO
| NORVEGIA
| Anders Endreson
| 22 87 87 00
|  
|  
| |
263 |
18.04.2008
| PJM
| UNIFORTUNE INVESTMENT MANAGEMENT LIMITED
| 166/18.04.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Giovanni D'Alesio
| 020 7368 3400
|  
| ||
264 |
18.04.2008
| PJM
| BEAUFORT INTERNATIONAL ASSOCIATES LIMITED
| 166/18.04.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jeremy Coles
| 2079308222
|  
| ||
265 |
25.04.2008
| PJM
| J M FINN & CO LTD
| 173/25.04.2008
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Roger Herton
| 020 3207 3322
|  
| ||
266 |
25.04.2008
| PJM
| CAPITAL MARKETS, O.C.P., A.S.
| 174/25.04.2008
| NATIONAL BANK OF SLOVAKIA
| BRATISLAVA
| SLOVACIA
|  
| +421 2 20706880
|  
| ||
267 |
21.05.2008
| PJM
| KKR CAPITAL MARKETS LIMITED
| 198/21.05.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Irene.Mavroyannis
| 0112122309447
|  
| ||
268 |
21.05.2008
| PJM
| PROVINDECE EQUITY LLP
| 198/21.05.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Sinia Krnic
| 4402075148800
|  
| ||
269 |
21.05.2008
| PJM
| MANGUSTARISK LIMITED
| 198/21.05.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Andrea Canavesio
| 02074326050
|  
| ||
270 |
21.05.2008
| PJM
| TULLET PREBON (EQUITIES) LIMITED
| 198/21.05.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Andrew Hadley
| 4402072007000
|  
| ||
271 |
21.05.2008
| PJM
| TULLET PREBON (SECURITIES) LIMITED
| 198/21.05.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Andrew Hadley
| 4402072007000
|  
| ||
272 |
21.05.2008
| PJM
| MITSUI & CO. COMMODITY RISK MANAGEMENT LIMITED
| 198/21.05.2008
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Darren Thomas
| 442074894618
|  
| ||
273 |
21.05.2008
| PJM
| GRAYSIDE LIMITED
| 198/21.05.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| EPSON
| MAREA BRITANIE
| Philip Hancock
| 01372726162
|  
| ||
274 |
21.05.2008
| PJM
| RETIREMENT PLANNING ASSOCIATES LTD
| 198/21.05.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| WOODDORD GREEN
| MAREA BRITANIE
| Edmund Andrew Forbes
| 0208531522
|  
| ||
275 |
21.05.2008
| PJM
| MIO PARTNERS (EU) LIMITED
| 198/21.05.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Casey Lipscomb
| 2124155332
|  
| ||
276 |
21.05.2008
| PJM
| INTEGRATED FINANCIAL ARRANGEMENTS LTD
| 198/21.05.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Simon Groom
| 020 76085300
|  
| ||
277 |
21.05.2008
| PJM
| MARTIN ATIKEN FINANCIALSERVICES LTD
| 198/21.05.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| GLASGOW
| MAREA BRITANIE
| Adrienne Airlie
| 01412720000
|  
| ||
278 |
21.05.2008
| PJM
| WARWICKS FINANCIAL SOLUTIONS LIMITED
| 198/21.05.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| WARWICK
| MAREA BRITANIE
| William Burrows
| 1926400441
|  
| ||
279 |
21.05.2008
| PJM
| SATOR CAPITAL LIMITED
| 198/21.05.2008
|  
| LONDRA
| MAREA BRITANIE
| Fabrizio Ferrero
| 020 78874517
|  
| ||
280 |
21.05.2008
| PJM
| ERMIN FOSSE FINANCIAL MANAGEMENT LLP
| 198/21.05.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| WATERLOO CIRENCESTER
| MAREA BRITANIE
| Nigel Barthorp
| 441285649200
|  
| ||
281 |
21.05.2008
| PJM
| CANTOR FITZGERALD EUROPE
| 198/21.05.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Simon Rpgers
| 4402078447854
|  
| ||
282 |
21.05.2008
| PJM
| GREENSTREAM NETWORK PLC
| 196/21.05.2008
| RAHOITUSTARKASTUS FINANCIAL SUPERVISION FINLANDA
| HELSINKI
| FINLANDA
| Kari Sinivuori
| 4402078268200
|  
| ||
283 |
21.05.2008
| PJM
| BALKAN ADVISORY COMPANY-IP EAD
| 197/21.05.2008
| REPUBLIC OF BULGARIA FINANCIAL SUPERVISION COMMISSION
| SOFIA
| BULGARIA
| Alexander Bebov; Petar Krastev
| 35924001920
|  
| ||
284 |
10.06.2008
| PJM
| RALSTON BENNET FINANCIAL PLANNING LTD
| 206/10.06.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| NORTHEM
| MAREA BRITANIE
| Jeffery Ralston
| 02890 423555
|  
| ||
285 |
10.06.2008
| PJM
| SAPIEN CAPITAL LIMITED
| 206/10.06.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Kamal Bhatnagar
| 4420 73076426
|  
| ||
286 |
10.06.2008
| PJM
| CLARKSON SECURITIES LIMITED
| 206/10.06.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Sean Duddy
| 44 02073344776
|  
| ||
287 |
10.06.2008
| PJM
| MACQUAIRE CAPITAL (EUROPE) LIMITED
| 206/10.06.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Michael Davis
| 4402030374111
|  
| ||
288 |
10.06.2008
| PJM
| MACQUAIRE CAPITAL FUNDS (EUROPE) LIMITED
| 206/10.06.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Michael Davis
| 4402030374111
|  
| ||
289 |
10.06.2008
| PJM
| LONDON CAPITAL GROUP LTD
| 206/10.06.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Mark Robert Winton
| +44(0)2074567014
|  
| ||
290 |
10.06.2008
| PJM
| ALLIANZ RISK TRANSFER (UK) LIMITED
| 206/10.06.2008
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Brian Kinwan
| 4402074752038
|  
| ||
291 |
25.06.2008
| PJM
| ENGIE GLOBAL MARKETS
| 218/25.06.2008
| BANQUE DE FRANCE
| NECUNOSCUT
| FRANTA
| Francois-Xavier Olivieri
| 33.141.66.06.93, 0156656565
|  
| ||
292 |
25.06.2008
| PJM
| BLUENEXT
| 218/25.06.2008
| BANQUE DE FRANCE
| PARIS
| FRANTA
| Serge Harry
| 33.149.27.14.94
|  
| ||
293 |
25.06.2008
| PJM
| PATHWAY CAPITAL MANAGEMENT (UK) LTD.
| 220/25.06.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| James Heath
| 4420 7438 9700
|  
| ||
294 |
25.06.2008
| PJM
| STIFEL NICOLAUS EUROPE LIMITED
| 220/25.06.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Sian Savage
| 4420 7877 4344
|  
| ||
295 |
25.06.2008
| PJM
| CLIMATE CHANGE CAPITAL LIMITED
| 220/25.06.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Simon Robert Tissot
| 4420 7939 5285
|  
| ||
296 |
25.06.2008
| PJM
| INGENIOUS CORPORATE FINANCE LIMITED
| 220/25.06.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Cirian Mc Cafferty
|  
|  
| ||
297 |
25.06.2008
| PJM
| MY TREASURY LIMITED
| 220/25.06.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Patricia Robertson
| 020 7653 1940
|  
| ||
298 |
25.06.2008
| PJM
| FIX CITY LTD.
| 220/25.06.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Sarah Hughes
| +44 20 7634 5375
|  
| ||
299 |
25.06.2008
| PJM
| LOVEWELL BLAKE FINANCIAL PLANNING LTD
| 220/25.06.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| NORWICH
| MAREA BRITANIE
| Adrew Edge
| 01603619620
|  
| ||
300 |
25.06.2008
| PJM
| TD SECURITIES LIMITED
| 220/25.06.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| John Pearson
| 02072828269
|  
| ||
301 |
25.06.2008
| PJM
| BRADESCO SECURITIES UK LIMITED
| 220/25.06.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| NEW YORK
| MAREA BRITANIE
| Paulo Faustion da Costa
| 441212 889 141
|  
| ||
302 |
25.06.2008
| PJM
| BARRATT & COOKE LIMITED
| 220/25.06.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| NORWICH
| MAREA BRITANIE
| Marin Warren
| 441603 624 236
|  
| ||
303 |
25.06.2008
| PJM
| CLARGES CAPITAL LIMITED
| 220/25.06.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| John Hilleard
| 44 (0)20 7495 8400
|  
| ||
304 |
25.06.2008
| PJM
| MIRAE ASSET GLOBAL INVESTMENT MANAGEMENT (UK) LIMITED
| 220/25.06.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jagjit Singh Gill
| 44 (0) 20 7715 9932
|  
| ||
305 |
30.07.2008
| PJM
| PALATIUM INVESTMENT MANAGEMENT LIMITED
| 246/30.07.2008
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Nick Trigg
| +44 (0)20 7422 6704
|  
| ||
306 |
30.07.2008
| PJM
| CASTILLON CAPITAL LLP
| 246/30.07.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Philippe Dupuy
| 44 07884 002 928
|  
| ||
307 |
30.07.2008
| PJM
| AARON TAWNY MORTGAGES LIMITED
| 246/30.07.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| KETTERING
| MAREA BRITANIE
| Gail Cowper / Neil Etheridge
| 01536 512724
|  
| ||
308 |
30.07.2008
| PJM
| GOODMAN OPERATOR (UK) LTD.
| 246/30.07.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Philip Chapman
| 4420 7399 4991
|  
| ||
309 |
30.07.2008
| PJM
| ACADIAN ASSET MANAGEMENT (UK) LIMITED
| 246/30.07.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Laurent De Greef
| +44 (0)20 7248 9019
|  
| ||
310 |
30.07.2008
| PJM
| GORE BROWNE INVESTMENT MANAGEMENT LLP
| 246/30.07.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| SALISBURY
| MAREA BRITANIE
| John MacMahon
| +44 (0)1722 424444
|  
| ||
311 |
30.07.2008
| PJM
| CATALYST CORPORATE FINANCE LLP
| 246/30.07.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| BIRMINGHAM
| MAREA BRITANIE
| Roger Swift
| 44121 654 5000
|  
| ||
312 |
30.07.2008
| PJM
| AUREL - BGC
| 245/30.07.2008
| BANQUE DE FRANCE
| PARIS
| FRANTA
| Daniel Cornay
| +33.1.53.89.57.88
|  
| ||
313 |
30.07.2008
| PJM
| DB SECURITIES SA
| 247/30.07.2008
| POLISH FINANCIAL SUPERVISION AUTHORITY
| VARSOVIA
| POLONIA
| Pawel Karczewski
| +48 (22) 579 87 00
|  
|  
| |
314 |
30.07.2008
| PJM
| VERDISPAR SECURITIES AS
| 248/30.07.2008
| THE FINANCIAL SUPERVISORY AUTHORITY OF NORWAY
| OSLO
| NORVEGIA
| William Jensen
| +47 23 102 100
|  
| ||
315 |
30.07.2008
| PJM
| HSBC GLOBAL ASSET MANAGEMENT (DEUTSCHLAND) GMBH
| 249/30.07.2008
| BUNDESANSTALT FUR FINANZDIENSTLEISTUNGSAUFSICHT
| DUESSELDORF
| GERMANIA
| Norbert Stabenow
| +49 211 910 3593
|  
| ||
316 |
20.08.2008
| PJM
| T.R.S. INDEPENDENT FINANCIAL ADVISORS
| 265/20.08.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| GWENT
| MAREA BRITANIE
| Gary Stidolph
| 01495 313331
|  
| ||
317 |
20.08.2008
| PJM
| IFM INVESTORS (UK) LTD
| 265/20.08.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Christian Seymour
| +44 (0)20 7448 9600
|  
| ||
318 |
20.08.2008
| PJM
| GROVE INVESTMENT SERVICES LIMITED
| 265/20.08.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Aleksandra Hughes
| 4420 7821 9831
|  
| ||
319 |
20.08.2008
| PJM
| LIONGATE CAPITAL MANAGEMENT LLP
| 265/20.08.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Miss Candice Thorpe
| 0207 073 4652
|  
| ||
320 |
20.08.2008
| PJM
| ABERDEEN SVG PRIVATE EQUITY ADVISERS LIMITED
| 265/20.08.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Bob Pamment
| +44 (0)20 7010 8937
|  
| ||
321 |
16.09.2008
| PJM
| SPECIALIST MORTGAGE COMPANY LTD
| 265/20.08.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| HEATHROW
| MAREA BRITANIE
| John Scott
| 44203 1787988
|  
| ||
322 |
20.08.2008
| PJM
| CENTURION PORTOFOLIO MANAGERS LTD.
| 265/20.08.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Pollyanna Wan
| 020 079 58580
|  
| ||
323 |
20.08.2008
| PJM
| HUB CAPITAL LIMITED
| 265/20.08.2008
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Simon Carse
| +44 (0) 20 7099 1480
|  
| ||
324 |
20.08.2008
| PJM
| WESTERN ASSET MANAGEMENT COMPANY LIMITED
| 265/20.08.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Clem Geraghty
| 4420 74223243
|  
| ||
325 |
20.08.2008
| PJM
| QUAY FINANCIALS (GIBRALTAR) LIMITED
| 263/20.08.2008
| FINANCIAL SERVICES COMMISSION GIBRALTAR
| GIBRALTAR
| GIBRALTAR
| Justine Gilder
| 00350 200 48733
| 00350 200 48722
| ||
326 |
27.08.2008
| PJM
| DAVENPORT FINANCIAL MANAGEMENT LTD
| 270/27.08.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| GODALMING
| MAREA BRITANIE
| Ian Taylor
|  
|  
| ||
327 |
01.09.2008
| PJM
| CHENAVARI CREDIT PARTNERS LLP
| 274/01.09.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Loic Fery
| 07789 981 605
|  
| ||
328 |
01.09.2008
| PJM
| AES FINANCIAL SERVICES LTD
| 274/01.09.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Sam Instone
| 0203 051 7998
|  
| ||
329 |
01.09.2008
| PJM
| ALTIUS ASSOCIATES LTD.
| 274/01.09.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jenny Fenton
| 4420 7838 7640
|  
| ||
330 |
01.09.2008
| PJM
| CLAY ROGERS AND PARTNERS LIMITED
| 274/01.09.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| BIRMINGHAM WEST
| MAREA BRITANIE
| Mark Rogers
| 0121 212 9212
|  
| ||
331 |
01.09.2008
| PJM
| WINTON CAPITAL MANAGEMENT LIMITED
| 274/01.09.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Louisa Gjertsen
| 44 20 7610 5350
|  
| ||
332 |
01.09.2008
| PJM
| SIGMA BROKING LIMITED
| 274/01.09.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jan Fairs
| 44 0794 115 6450
|  
| ||
333 |
01.09.2008
| PJM
| ALEXANDER DAVID SECURITIES LIMITED
| 274/01.09.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| David Alexander Scott
| 44 020 7556 1072
|  
| ||
334 |
01.09.2008
| PJM
| GOLDWINDS ASSET MANAGEMENT LIMITED
| 274/01.09.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Giovanii Pannetta
| 4420 7318 0430
|  
| ||
335 |
01.09.2008
| PJM
| BRYNE WILLIAMS LIMITED
| 274/01.09.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| BUCKINGHAMSHIRE
| MAREA BRITANIE
|  
| +44(0) 1908 523 740
|  
| ||
336 |
11.09.2008
| PJM
| PIONEER ASSET MANAGEMENT, A.S.
| 287/11.09.2008
| CZECH NATIONAL BANK (BANCA NATIONALA A CEHIEI)
| PRAGA
| CEHIA
| Martina Hiresova
| 420 296 345 802
|  
| ||
337 |
11.09.2008
| PJM
| SUPERFUND ASSET MANAGEMENT GMBH
| 288/11.09.2008
| FINANCIAL MARKET AUTHORITY - AUSTRIA
| VIENA
| AUSTRIA
| Rainer Wolfbauer
|  
|  
| ||
338 |
11.09.2008
| PJM
| ROYAL BANK OF CANADA INVESTMENT MANAGEMENT UK (LIMITED)
| 289/11.09.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jerome Watson
|  
|  
| ||
339 |
29.09.2008
| PJM
| HIGHBRIDGE PRINCIPAL STRATEGIES (UK) LLP
| 299/29.09.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Olivia Bishton
| 0044 207 484 6030
|  
| ||
340 |
29.09.2008
| PJM
| SHORT PARTNERS LLP
| 299/29.09.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Meg Wilson
| 0044 207736 7421
|  
| ||
341 |
29.09.2008
| PJM
| OPPENHEIMER EU LTD
| 299/29.09.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Elizabeth Harnisch
| +1 (212) 668 8027
|  
| ||
342 |
29.09.2008
| PJM
| SOURCECAP INTERNATIONAL LIMITERD
| 299/29.09.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Damien Devine
| +44 (0)20 7456 9122
|  
| ||
343 |
29.09.2008
| PJM
| IK INVESTMENT PARTNERS LTD
| 299/29.09.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Anna Lider Lycett
| +44 20 7304 0124
|  
| ||
344 |
29.09.2008
| PJM
| PYRAMIS GLOBAL ADVISORS (UK) LTD.
| 299/29.09.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Marc Anthony Harris
| +44207 184 3578
|  
| ||
345 |
29.09.2008
| PJM
| MAXWELL ASSET MANAGEMENT
| 299/29.09.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Stacey Aylett
| +44 (0)20 7399 4999
|  
| ||
346 |
29.09.2008
| PJM
| FINANCIAL STRATEGIES (NORTH) LTD
| 299/29.09.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| DONCASTER
| MAREA BRITANIE
| Chris Rogers
| 01652 618 883
|  
| ||
347 |
15.10.2008
| PJM
| CFH CLEARING LIMITED
| 311/15.10.2008
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Graham Samer-Mort
| 44 (0) 20 7399 4991
|  
| ||
348 |
15.10.2008
| PJM
| THE KYTE GROUP LIMITED
| 311/15.10.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Paul Lack
| 4420 7509 7054
|  
| ||
349 |
15.10.2008
| PJM
| KYTE BROKING LIMITED
| 311/15.10.2008
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Paul Lack
| 4420 7509 7054
|  
| ||
350 |
15.10.2008
| PJM
| SILK INVEST LIMITED
| 311/15.10.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Ziu Bekkali
| 44 (0)207 398 6005
|  
| ||
351 |
15.10.2008
| PJM
| JOHN EAMES LTD
| 311/15.10.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| John Eames
| 020 7608 1455
|  
| ||
352 |
15.10.2008
| PJM
| WKH FINANCIAL SERVICES LIMITED
| 311/15.10.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LETCHWORTH GARDEN CITY
| MAREA BRITANIE
| Andrew Whiteley
| 441462 687338
|  
| ||
353 |
15.10.2008
| PJM
| OPUS CORPORATE FINANCE LLP
| 311/15.10.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Nigel McNelly
|  
|  
| ||
354 |
15.10.2008
| PJM
| ORBEO
| 310/15.10.2008
| BANQUE DE FRANCE
| PARIS
| FRANTA
| Claire Laudrain
| 33.1 42.13.43.82; 33.1.58.98.27.41
|  
| ||
355 |
22.10.2008
| PJM
| HENDERSON ROWE LTD
| 322/22.10.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Charles Allen
| 4020 7907 22 11
|  
| ||
356 |
22.10.2008
| PJM
| TOKIO MARINE ASSET MANAGEMENT (LONDON) LIMITED
| 322/22.10.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Rie Usui
| 44 (0)20 7398 3192
|  
| ||
357 |
22.10.2008
| PJM
| DELOITTE INVESTMENT SERVICES LTD
| 321/22.10.2008
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Theophanis Theophanous
| 00357-22-360300
|  
| ||
358 |
07.11.2008
| PJM
| FH EVER INC
| 337/07.11.2008
| FINANCIAL SUPERVISION COMMISSION (FSC) - BULGARIA
| SOFIA
| BULGARIA
|  
|  
|  
|  
| |
359 |
07.11.2008
| PJM
| CAPITAL GENERATION PARTNERS LLP
| 338/07.11.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Charlotte Thome
| 442075431500
|  
| ||
360 |
07.11.2008
| PJM
| JANUS CAPITAL INTERNATIONAL LIMITED
| 338/07.11.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Adrian Tyerman
| 0442074101902
|  
| ||
361 |
07.11.2008
| PJM
| DUFF AND PHELPS SECURITIES LIMITED
| 338/07.11.2008
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Paul Theodore
| 442077156713
|  
| ||
362 |
07.11.2008
| PJM
| PORTICO ADVISORS LLP
| 338/07.11.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| HARBOUR
| MAREA BRITANIE
| Partrick Folkes
| 447526814546
|  
| ||
363 |
07.11.2008
| PJM
| JLT BENEFIT SOLUTIONS LIMITED
| 338/07.11.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Mark Wicks
| 441689884305
|  
| ||
364 |
07.11.2008
| PJM
| BLACKROCK PROPERTY EUROPE LIMITED
| 338/07.11.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Natalie Markham
| 4402030374111
|  
| ||
365 |
07.11.2008
| PJM
| TALBOT HUGHES MCKILLOP LLP
| 338/07.11.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Michael Leahy
| 02070295424
|  
| ||
366 |
28.11.2008
| PJM
| JAPANINVEST LIMITED
| 357/28.11.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Alastair Ramsay
| 4420 73999922
|  
| ||
367 |
28.11.2008
| PJM
| DQN GLOBAL CAPITAL PARTNERS LLP
| 357/28.11.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Dieu Quynh Nguyen
| 4420 7263 3054
|  
| ||
368 |
28.11.2008
| PJM
| AFH INDEPENDENT FINANCIAL SERVICES LTD
| 357/28.11.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| BROMSGROVE
| MAREA BRITANIE
| Alexis James
| +44 (0)1527 577775
|  
| ||
369 |
28.11.2008
| PJM
| PROSPERITY (GB) LIMITED
| 357/28.11.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| AYLESBURY
| MAREA BRITANIE
| Adam Jereat
| 01296 682 259
|  
| ||
370 |
28.11.2008
| PJM
| ALLEN & COMPANY ADVISORS LIMITED
| 357/28.11.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Paul Nurick
| +44 (0)844 893 0811
|  
| ||
371 |
28.11.2008
| PJM
| FINANCIAL & GENERAL SECURITIES LTD.
| 357/28.11.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Tim Richards
| +44 20 7235 5213
|  
| ||
372 |
28.12.2008
| PJM
| SAVILLS CAPITAL ADVISORS LIMITED
| 357/28.11.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Chris Nicolle
| 020 7409 8825
|  
| ||
373 |
28.11.2008
| PJM
| DICKSON FINANCIAL SERVICES LTD
| 357/28.11.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| WATFORD
| MAREA BRITANIE
| Paul Richard Gordon Dickson
| 1923 222 211
|  
| ||
374 |
28.11.2008
| PJM
| STRATEGIC WEALTH UK LTD
| 357/28.11.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| DEESIDE
| MAREA BRITANIE
| Steve Whittam
| 01244 812 354
|  
| ||
375 |
28.11.2008
| PJM
| BARMAC ASSET MANAGEMENT LTD
| 357/28.11.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LEEDS
| MAREA BRITANIE
| Andrew Bartles
| +44 0113 395 5323
|  
| ||
376 |
28.11.2008
| PJM
| MONEYCORP FINANCIAL RISK MANAGEMENT LIMITED
| 357/28.11.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Noel Medici
| +44 (0)20 7808 0569
|  
| ||
377 |
18.12.2008
| PJM
| PRESTIGE ASSET MANAGEMENT LIMITED
| 368/18.12.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Robert Edward Large
| +44 (0)20 3178 4055: (0)47 015435
|  
| ||
378 |
18.12.2008
| PJM
| WEDBUSH EUROPE LTD
| 368/18.12.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Charles McSwiggan
| +44 (0)20 7300 7245
|  
| ||
379 |
18.12.2008
| PJM
| DAIWA CAPITAL MARKETS EUROPE LIMITED
| 368/18.12.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Christopher Hudson
| +44 20 7597 8019
|  
| ||
380 |
18.12.2008
| PJM
| BASF METAL FORWARDS LIMITED
| 368/18.12.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Chu Mansfield
| +44 (0)20 7456 7305
|  
| ||
381 |
18.12.2008
| PJM
| SILVIA QUANDT & CIE LIMITED
| 368/18.12.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Holger Schmidt
| +44 (0)20 7156 5013
|  
| ||
382 |
18.12.2008
| PJM
| RENAISSANCE INVESTMENT MANAGEMENT (UK) LIMITED
| 368/18.12.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Caroline Rymill Swan
| +44 (0) 7367 8250
|  
| ||
383 |
18.12.2008
| PJM
| MUFG SECURITIES EMEA PLC
| 368/18.12.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Richard Pontin
| 4420 7628 5555
|  
| ||
384 |
18.12.2008
| PJM
| STERLING PENSION MANAGEMENT LIMITED
| 368/18.12.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Richard Endacott
| 020 7537 6930
|  
| ||
385 |
18.12.2008
| PJM
| PALMER CAPITAL LLP
| 368/18.12.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| David Till
David Till
| +44 (0)20 7766 6900
|  
| ||
386 |
18.12.2008
| PJM
| OAKLEY CAPITAL LIMITED
| 368/18.12.2008
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| David Till
| +44 (0)20 7766 6900
|  
| ||
387 |
18.12.2008
| PJM
| BOER & OLIJ EFFECTENHUIS
| 369/18.12.2008
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| AMSTERDAM
| OLANDA
| WH van Baarle
| 202 623 8883
| 020 522 5256
| ||
388 |
18.12.2008
| PJM
| FIMEX CAPITAL O.C.P., A.S.
| 370/18.12.2008
| NATIONAL BANK OF SLOVAKIA
| BRATISLAVA
| SLOVACIA
|  
| +421 2 5910 4848
|  
| ||
389 |
18.12.2008
| PJM
| E-MID S.I.M. S.P.A.
| 367/18.12.2008
| BANCA D`ITALIA
| Milano
| ITALIA
| Vincenzo Vladimiro Mioccio
| +39 02 30 345 350
|  
| ||
390 |
14.01.2009
| PJM
| BERKELEY MORGAN LTD
| 4/14.01.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| MILTON KEYNES
| MAREA BRITANIE
| Hedley Harrison
| 01908 440 935
|  
| ||
391 |
15.01.2009
| PJM
| ARCTIC CAPITAL PARTNERS AS
| 6/15.01.2009
| THE FINANCIAL SUPERVISORY AUTHORITY OF NORWAY
| OSLO
| NORVEGIA
| Ole Jorgen Jacobsen
| +47 48 40 31 60
|  
|  
| |
392 |
09.02.2009
| PJM
| PIONEER GLOBAL INVESTMENTS LIMITED
| 21/09.02.2009
| IRISH FINANCIAL SERVICES REGULATORY AUTHORITY
| DUBLIN
| IRLANDA
| Colm Callaly
| 35314802000
|  
| ||
393 |
09.02.2009
| PJM
| J&E DAVY T/A DAVY
| 21/09.02.2009
| IRISH FINANCIAL SERVICES REGULATORY AUTHORITY
| DUBLIN
| IRLANDA
| Ger Knowles
| 353 1 6149146
|  
| ||
394 |
09.02.2009
| PJM
| COLLINS SARRI STATHAM INVESTMENTS LIMITED
| 20/09.02.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Wayne Collins
| 442074816868
|  
| ||
395 |
09.02.2009
| PJM
| INTERACTIVE DATA DESKTOP SOLUTIONS (EUROPE) LIMITED
| 20/09.02.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Simon Meyer
| 2078258000
|  
| ||
396 |
09.02.2009
| PJM
| ARCH FINANCIAL PRODUCTS LLP
| 20/09.02.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Alex Hartley
| +44 (0)20 7647 8390
|  
| ||
397 |
09.02.2009
| PJM
| CAPITAL SYSTEMATICS TLD.
| 20/09.02.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| J. Schulman
| 02070960961
|  
| ||
398 |
09.02.2009
| PJM
| STJ ADVISORS LLP
| 20/09.02.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jonh St. John
| 02076008009
|  
| ||
399 |
09.02.2009
| PJM
| KILDARE CAPITAL (UK) LTD
| 20/09.02.2009
|  
| LONDRA
| MAREA BRITANIE
| Christopher Plummer
| 4402072562575
|  
| ||
400 |
09.02.2009
| PJM
| BERKELEY MORGAN LIMITED
| 20/09.02.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| MILTON KEYNES
| MAREA BRITANIE
| Hedley Harrison
| 01908440935
|  
| ||
401 |
09.02.2009
| PJM
| BANK OF IRELAND CORPORATE FINANCE LIMITED
| 20/09.02.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| COUNTRY ANTRIM
| MAREA BRITANIE
| Sean Duffy
| 028904336787
|  
| ||
402 |
09.02.2009
| PJM
| AVIVA INVESTORS GLOBAL SERVICES LIMITED
| 20/09.02.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Alain Moyeuvre
| 02078098223
|  
| ||
403 |
09.02.2009
| PJM
| WYETREE ASSET MANAGAMENT LIMITED
| 20/09.02.2009
|  
| LONDRA
| MAREA BRITANIE
| Bally Gill
| 44(0) 20 7808 1750
|  
| ||
404 |
09.02.2009
| PJM
| EMEA CAPITAL LLP
| 20/09.02.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| NECUNOSCUT
| MAREA BRITANIE
| Tue Sando
| 440-2078871328
|  
| ||
405 |
09.02.2009
| PJM
| NAB EUROPE LIMITED
| 20/09.02.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Angela Cullumbine
| +44 (0) 1138072650
|  
| ||
406 |
05.03.2009
| PJM
| CRT INTERNATIONAL LLP
| 35/05.03.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Andrew Lockie
| +44 (0)20 7993 5930
|  
| ||
407 |
02.04.2009
| PJM
| FOREX CAPITAL MARKETS LIMITED
| 52/02.04.2009
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Michael Grant
| 440 207 903 6100
|  
| ||
408 |
08.04.2009
| PJM
| ARGO SECURITIES
| 59/08.04.2009
| THE FINANCIAL SUPERVISORY AUTHORITY OF NORWAY
| OSLO
| NORVEGIA
| Havard Vikse
| +4724147400
|  
| ||
409 |
08.04.2009
| PJM
| BULBROKERS EAD
| 60/08.04.2009
| FINANCIAL SUPERVISION COMMISSION (FSC) - BULGARIA
| SOFIA
| BULGARIA
| Ivo Seizov
| +35924893732
|  
| ||
410 |
08.04.2009
| PJM
| SOURCE UK SERVICES LTD.
| 61/08.04.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Michael Lytle
| 02074253430
|  
| ||
411 |
08.04.2009
| PJM
| INDIGO SECURITIES LIMITED
| 61/08.04.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| MIDDLESEX
| MAREA BRITANIE
| Nailesh Teraiya
| 442084270591
|  
| ||
412 |
08.04.2009
| PJM
| WHEATSHEAF INVESTMENT MANAGEMENT LIMITED
| 61/08.04.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jeremy Moore
| 442074080988
|  
| ||
413 |
08.04.2009
| PJM
| HEITMAN UK LIMITED
| 61/08.04.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Ajay Sharma
| 4402072576241
|  
| ||
414 |
08.04.2009
| PJM
| HYDE PARK INVESTMENT LTD.
| 61/08.04.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jonathan Mark Round Lee
| 4402075099800
|  
| ||
415 |
08.04.2009
| PJM
| IG MARKETS LTD.
| 61/08.04.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Brideget Messer
| 0207 573 0109
|  
| ||
416 |
08.04.2009
| PJM
| EURONOVA ASSET MANAGEMENT UK LLP
| 61/08.04.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| EDINBURGH
| MAREA BRITANIE
| Amanda Swanson
| 4401315249456
|  
| ||
417 |
08.04.2009
| PJM
| CANACCORD ADAMS LIMITED
| 61/08.04.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Nicola Mitford-Slade
| 4402070506562
|  
| ||
418 |
08.04.2009
| PJM
| NOVUS CAPITAL MARKETS LIMITED
| 61/08.04.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Richard Lardner
| 02071071860
|  
| ||
419 |
16.04.2009
| PJM
| FULL CIRCLE ASSET MANAGEMENT LIMITED
| 67/16.04.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| ORPINGTON
| MAREA BRITANIE
| Andrew Selsby
| +44 (0)1689 877 725
|  
| ||
420 |
16.04.2009
| PJM
| DRAWBRIDGE (UK) LLP
| 67/16.04.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Sandy Robertson
| +44 (0)20 7290 5637
|  
| ||
421 |
16.04.2009
| PJM
| OMAGIS CAPITAL LIMITED
| 67/16.04.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Martin Boulton
| +44 20 7298222
|  
| ||
422 |
16.04.2009
| PJM
| GCA SAVVIAN EUROPE LIMITED
| 67/16.04.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jeremy Lucas
| 020 3178 8320, 020 3178 8319
|  
| ||
423 |
16.04.2009
| PJM
| PHOENIX PARTNERS GROUP LLP
| 67/16.04.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Graham Smith
| +44 (0)20 7531 5800
|  
| ||
424 |
16.04.2009
| PJM
| CATALYST FUND MANAGEMENT LIMITED
| 67/16.04.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Alison Moran
| +44 (0)20 7933 8741
|  
| ||
425 |
16.04.2009
| PJM
| MAESTRO FINANCIAL SERVICES LTD
| 67/16.04.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| CHESHIRE
| MAREA BRITANIE
| Niel Lingwood
| 0161 440 7772
|  
| ||
426 |
28.04.2009
| PJM
| IRISH PROGRESSIVE SERVICES INTERNATIONAL LIMITED
| 68/17.04.2009
| CENTRAL BANK OF IRELAND
| DUBLIN
| IRLANDA
| Andrew Cummins
| +353 1 704 2000
|  
| ||
427 |
17.04.2009
| PJM
| SOLUM FINANCIAL PARTNERS LLP
| 69/17.04.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Vincent Dahinden
| +44 (0)20 7602 0735
|  
| ||
428 |
07.05.2009
| PJM
| SCARAB CAPITAL PARTNERS LLP
| 78/07.05.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Andrew Martin
| +44 (0)20 3043 0178
|  
| ||
429 |
07.05.2009
| PJM
| RIVERROCK SECURITIES LIMITED
| 78/07.05.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Frederic Couderc
| +44 (0)20 7259 8557
|  
| ||
430 |
07.05.2009
| PJM
| UNIVERSAL CAPITAL MARKETS LIMITED
| 78/07.05.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Mewawl Asmelash
| +44 (0)20 7226 5277
|  
| ||
431 |
25.05.2009
| PJM
| PROSPREADS LIMITED
| 90/25.05.2009
| FINANCIAL SERVICES COMMISSION GIBRALTAR
| OCEAN VILLAGE
| GIBRALTAR
| Simon Russell Brown
| 00 350 200 47310
|  
| ||
432 |
25.05.2009
| PJM
| HADWIN GARRICK CAPITAL PARTNERS LLP
| 89/25.05.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Florent Josset
| +44 (0)20 7221 5163
|  
| ||
433 |
25.05.2009
| PJM
| OLIVETREE FINANCIAL LIMITED
| 89/25.05.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Neil Burmard
| +44 (0)20 8980 8238
|  
| ||
434 |
29.05.2009
| PJM
| OCM WEALTH MANAGEMNET LTD
| 95/29.05.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| NORTHAMPTON
| MAREA BRITANIE
| Jason Stather-Lodge
| 01604 671560
|  
| ||
435 |
29.05.2009
| PJM
| ST. ANDREWS SECURITIES LTD
| 95/29.05.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Pekka Valo
| +44 (0)20 7718 0060
|  
| ||
436 |
29.05.2009
| PJM
| SIGMA FUND MANAGEMENT LLP
| 95/29.05.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Cobus van Wyk
|  
|  
| ||
437 |
15.06.2009
| PJM
| JANE STREET FINANCIAL LTD
| 102/15.06.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
|  
|  
|  
|  
| |
438 |
15.06.2009
| PJM
| TWENTYFOUR ASSET MANAGEMENT LLP
| 102/15.06.2009
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
|  
|  
|  
|  
| |
439 |
15.06.2009
| PJM
| GUARDIAN STOCKBROKERS LIMITED
| 102/15.06.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
|  
|  
|  
|  
| |
440 |
15.06.2009
| PJM
| OCM WEALTH MANAGEMNET LTD
| 102/15.06.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| NORTHAMPTON
| MAREA BRITANIE
| Jason Stather-Lodge
| 01604 671560
|  
| ||
441 |
15.06.2009
| PJM
| AURUM FUNDS LIMITED
| 102/15.06.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
|  
|  
|  
|  
| |
442 |
15.06.2009
| PJM
| RONIN TRADING UK LLP
| 102/15.06.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| KNUTSFORD
| MAREA BRITANIE
|  
|  
|  
|  
| |
443 |
15.06.2009
| PJM
| HB CORPORATE LTD
| 102/15.06.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
|  
|  
|  
|  
| |
444 |
15.06.2009
| PJM
| INDEXUS GROEP B.V.
| 103/15.06.2009
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| AMSTERDAM
| OLANDA
|  
|  
|  
|  
| |
445 |
23.06.2009
| PJM
| CURRENCIES DIRECT FINANCIAL MARKETS LIMITED
| 120/23.06.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Mireya Booher
| +44 (0)20 7847 9406
|  
| ||
446 |
15.06.2009
| PJM
| HSBC INTERNATIONAL FINANCIAL ADVISERS (UK) LIMITED
| 120/23.06.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Julie Goldsmith
| +44 (0)2380 722260
|  
| ||
447 |
23.06.2009
| PJM
| FTI FINANCE LIMITED
| 122/23.06.2009
| CENTRAL BANK OF IRELAND
| DUBLIN
| IRLANDA
| Dolores Rogan
| 016360000
|  
| ||
448 |
23.06.2009
| PJM
| BRITANNIC ENERGY TRADING LIMITED
| 119/23.06.2009
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Marc Cornelius
| +44(0) 20 7948 6097
|  
| ||
449 |
23.06.2009
| PJM
| BRITANNIC TRADING LTD
| 119/23.06.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Marc Cornelius
| +44(0) 20 7948 6097
|  
| ||
450 |
23.06.2009
| PJM
| FIRST RESERVE INTERNATIONAL LIMITED
| 119/23.06.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Sarah Bennett
| +44 (0) 20 7930 2163
|  
| ||
451 |
23.06.2009
| PJM
| GOLDEN TREE ASSET MANGEMENT UK LLP
| 119/23.06.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| George Travers
| +1 212 847 3459
|  
| ||
452 |
23.06.2009
| PJM
| GO4VENTURE ADVISERS LLP
| 119/23.06.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Christopher Cummins
| +44 (0) 20 7839 8364
|  
| ||
453 |
23.06.2009
| PJM
| CANACCORD GENUITY SECURITIES LIMITED
| 119/23.06.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Nicola Mitford-Slade
| +44 20 7523 8000
|  
|  
| |
454 |
01.07.2009
| PJM
| INDEPENDENT FRANCHISE PARTNERS LLP
| 130/01.07.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| John Kelly Jones
| +44 (0)7901 514 864
|  
| ||
455 |
17.07.2009
| PJM
| VELTHUIJSE&MULDER VERMOGENSBEHEER
| 139/17.07.2009
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| AMSTERDAM
| OLANDA
| Jeroen Katle
| 0203449144
|  
| ||
456 |
22.07.2009
| PJM
| ARDEN PARTNERS PLC
| 145/22.07.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| BIRMINGHAM
| MAREA BRITANIE
| Stephen Cooper
| +44 (0) 207 398 1641
|  
| ||
457 |
22.07.2009
| PJM
| NORTHERN TRUST GLOBAL INVESTMENTS LIMITED
| 145/22.07.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Bimal Shah
| +44 (0) 207 982 1779
|  
| ||
458 |
22.07.2009
| PJM
| C B FINANCIAL SERVICES LIMITED
| 145/22.07.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Katie Walsh
| + 44 (0) 203 008 4819
|  
| ||
459 |
22.07.2009
| PJM
| ZUCKER & CO INVESTMENT ADVISORS LTD
| 145/22.07.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Oliver Zucker
| +44 (0) 208 455 0686
|  
| ||
460 |
22.07.2009
| PJM
| SHOOTERS HILL CAPITAL PARTNERS LLP
| 145/22.07.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Zeshan Ashinq
| +44 (0) 7843 686 637
|  
| ||
461 |
22.07.2009
| PJM
| MERIAN CAPITAL PARTNERS LLP
| 145/22.07.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Nicholas Mueller
| +44 (0) 207 629 9466
|  
| ||
462 |
10.08.2009
| PJM
| GOLDENWAY GLOBAL INVESTMENT (UK)LIMITED
| 152/10.08.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Richard Harris
| +44 (0)20 7959 6900
|  
| ||
463 |
10.08.2009
| PJM
| FREEMAN & CO INETRNATIONAL LLP
| 152/10.08.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| James Hatchley
| + 44 (0)207 743 6535
|  
| ||
464 |
10.08.2009
| PJM
| COVENTRY CAPITAL LTD
| 152/10.08.2009
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Alex Seldin
| +4402073188900
|  
| ||
465 |
10.08.2009
| PJM
| SRP RISK & FINANCE LLP
| 152/10.08.2009
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Nigel Edward
| +44 (0) 208 672 7707
|  
| ||
466 |
10.08.2009
| PJM
| BENTLEY-LEEK FINANCIAL MANAGEMENT LIMITED
| 152/10.08.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| GUILDFORD
| MAREA BRITANIE
| Mark Bentley-Leek
| 01483 511100
|  
| ||
467 |
10.08.2009
| PJM
| ICE MARKETS LIMITED
| 152/10.08.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Niteen Sharma
| +44 (0) 207 065 7736
|  
| ||
468 |
10.08.2009
| PJM
| ZAI CORPORATE FINANCE LTD
| 152/10.08.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Philip Walsh
| +44 (0) 207 060 1760
|  
| ||
469 |
10.08.2009
| PJM
| KINSON CAPITAL LIMITED
| 152/10.08.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Ian Robinson
| +44 (0) 7824 604 927
|  
| ||
470 |
10.08.2009
| PJM
| GENERAL INVESTMENTS AG
| 153/10.08.2009
| FINANCIAL MARKET AUTHORITY - AUSTRIA
| GRAZ
| AUSTRIA
| Peter Wiesler
| +43 (0) 316-38 39 27
|  
| ||
471 |
10.08.2009
| PJM
| AVA TRADE EU LIMITED
| 154/10.08.2009
| CENTRAL BANK OF IRELAND
| dublin
| IRLANDA
| Tony Cassidy
| 00 353 (0)1 477 3953
|  
| ||
472 |
10.08.2009
| PJM
| LITEFOREX (EUROPE) LTD
| 155/10.08.2009
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Jamal Fakhory
| 00357-25 750 555
| 00357-25 722 377
| ||
473 |
21.08.2009
| PJM
| SUNGARD GLOBAL EXECUTION SERVICES LIMITED
| 165/21.08.2009
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Christofer Meade
| +44 (0)20 8081 2324
|  
| ||
474 |
21.08.2009
| PJM
| KCG EUROPE LIMITED
| 165/21.08.2009
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Tanuja Sharma
| +44 (0)20 7997 7719
|  
| ||
475 |
21.08.2009
| PJM
| SAPIANCE CAPITAL LTD
| 165/21.08.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| John Morrissey
| +44 (0) 207 399 4985
|  
| ||
476 |
21.08.2009
| PJM
| LBHI ESTATES LIMITED
| 165/21.08.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Neil Christie
| +44 (0)20 7283 6500
|  
| ||
477 |
21.08.2009
| PJM
| PIONEER POINT PARTNERS LLP
| 165/21.08.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Guiseppe Curatolo
| +44 (0) 207 287 6822
|  
| ||
478 |
21.08.2009
| PJM
| CAPSTONE INVESTMENT ADVISORS (UK) LLP
| 165/21.08.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Thomas Stott
| +44 (0) 207 382 4415
| +44 (0) 207 382 4419
| ||
479 |
28.08.2009
| PJM
| INTEGRA PRIVATE WEALTH LIMITED
| 172/28.08.2009
| MALTA FINANCIAL SERVICES AUTHORITY
| NECUNOSCUT
| MALTA
| Daniela Pace Bonello
| +356 2133 2935
|  
| ||
480 |
16.09.2009
| PJM
| REGENT IFA SERVICES LIMITED
| 183/16.09.2009
|  
| LONDRA
| MAREA BRITANIE
| Richard Fremantle
| 020 7961 0728
|  
| ||
481 |
16.09.2009
| PJM
| BROOKS MACDONALD ASSET MANAGEMENT LIMITED
| 183/16.09.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| William Lester
| +44 (0) 207 659 5889
|  
| ||
482 |
16.09.2009
| PJM
| INGENIOUS ASSET MANAGEMENT LIMITED
| 183/16.09.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Marc Cane
| +44 (0) 207 319 4029
|  
| ||
483 |
16.09.2009
| PJM
| CARBONDESK LTD
| 183/16.09.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Daniel Edelman
| +44 (0)20 3384 3620
|  
| ||
484 |
16.09.2009
| PJM
| HUTCHISON & WHITE LIMITED
| 183/16.09.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| BELFAST COUNTRY
| MAREA BRITANIE
| Brian White
| +44 (0)28 9269 9607
|  
| ||
485 |
16.09.2009
| PJM
| INNOVEN PARTNERS LLP
| 183/16.09.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Thomas Dicker
| +44 (0) 207 099 9046
|  
| ||
486 |
16.10.2009
| PJM
| HOARE CAPITAL MARKETS LLP
| 198/16.10.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Nick Hoare
| 44 (0) 20 7319 7900
|  
| ||
487 |
16.10.2009
| PJM
| CENTREVIEW PARTNERS UK LLP
| 198/16.10.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jeremy Miller
| 44 (0) 20 7072 975
|  
| ||
488 |
16.10.2009
| PJM
| PROMETHION LTD
| 198/16.10.2009
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Mark Fisher
| 44 (0)7887 573 236
|  
| ||
489 |
16.10.2009
| PJM
| LYXOR ASSET MANAGEMENT UK LLP
| 198/16.10.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Patrick Lynch
| 44 (0)207 676 6338
|  
| ||
490 |
16.10.2009
| PJM
| SSY FUTURES LIMITED
| 198/16.10.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Duncan Dunn
| 44 (0)207 977 7597
|  
| ||
491 |
16.10.2009
| PJM
| AMERICAN CENTURY INVESTMENT MANAGEMENT (UK) LIMITED
| 198/16.10.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Michael Green
| 44 (0) 207 420 5141
|  
| ||
492 |
16.10.2009
| PJM
| STANDARD LIFE INVETMENTS LIMITED
| 198/16.10.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| MIDLOTHIAN
| MAREA BRITANIE
| David Watts
| 4401312450720
|  
| ||
493 |
16.10.2009
| PJM
| RANMORE FUND MANAGEMENT LTD
| 198/16.10.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| John Morrissey
| 44 (0) 207 399 4985
|  
| ||
494 |
16.10.2009
| PJM
| PFG-UK LTD
| 198/16.10.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| NECUNOSCUT
| MAREA BRITANIE
| James Coleman
| + 4402078455400
|  
| ||
495 |
16.10.2009
| PJM
| STRAND CAPITAL LIMITED
| 198/16.10.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Melanie Dacres
| +44 (0) 203 326 2142
|  
| ||
496 |
16.10.2009
| PJM
| AYONDO MARKETS LIMITED
| 198/16.10.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Melanie Dacres
| +44 (0) 2033 26 2142
|  
| ||
497 |
16.10.2009
| PJM
| PGIM LIMITED
| 198/16.10.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Christina Sidfeldt
| +44 20 7766 2400
|  
| ||
498 |
16.10.2009
| PJM
| FOREX TG LTD
| 198/16.10.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Trevor Clein
| +44 (0) 20 7956 2281
|  
| ||
499 |
16.10.2009
| PJM
| DYNAMIC SECURITIES SA
| 196/16.10.2009
| HELLENIC CAPITAL MARKET COMMISSION
| ATENA
| GRECIA
| Anna Poularika
| +302103677700
|  
| ||
500 |
16.10.2009
| PJM
| SAFECAP INVESTMENTS LTD
| 197/16.10.2009
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Stephanos Angeli
| 00357 22 232 248
| 00357 22 341 918
| ||
501 |
28.10.2009
| PJM
| PROSDOCIMI LIMITED
| 202/28.10.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Dorian Prosdocimi
| +44 (0)20 7199 3001
|  
| ||
502 |
28.10.2009
| PJM
| AMIAS BERMAN & CO LLP
| 202/28.10.2009
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Patrick Lynch
| +44 (0)20 7050 7452
|  
| ||
503 |
28.10.2009
| PJM
| CF PARTNERS (UK) LLP
| 202/28.10.2009
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Chris Allison
| +44 (0)20 3178 7560
|  
| ||
504 |
28.10.2009
| PJM
| BOURNE INDEPENDENT FINANCIAL ADVISERS LIMITED
| 202/28.10.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| PETERSFIELD
| MAREA BRITANIE
| Barry Richards
| +44 (0) 1730 822 910
|  
| ||
505 |
13.11.2009
| PJM
| BULLMAN INVESTMENT MANAGEMENT LLP
| 207/13.11.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| BATH
| MAREA BRITANIE
| Kam Jaspal
| 44 (0) 20 73994992
|  
| ||
506 |
13.11.2009
| PJM
| ESECLENDING (EUROPE) LTD
| 207/13.11.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Ban Ibrahim
| 44 (0) 207 469 6004
|  
| ||
507 |
13.11.2009
| PJM
| FALCON MONEY MANAGEMENT LLP
| 207/13.11.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Sean Burnard
| 44 (0) 207 674 7039
|  
| ||
508 |
13.11.2009
| PJM
| OSMOSIS INVEST MANAGEMENT LLP
| 207/13.11.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Paul Bramley
| 44 (0) 207 653 1860
|  
| ||
509 |
13.11.2009
| PJM
| LINCONLN VALE LLP
| 207/13.11.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Richard Timms
| 44 (0) 207 399 4989
|  
| ||
510 |
02.12.2009
| PJM
| ORION CAPITAL MANAGERS (UK) LIMITED
| 217/02.12.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Sarah Juniper
| +44 (0)203 088 3758
|  
| ||
511 |
02.12.2009
| PJM
| FIMERIS LIMITED
| 217/02.12.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Christophe Tymen
| +44 (0) 1773 70765
|  
| ||
512 |
02.12.2009
| PJM
| ELM CAPITAL ASSOCIATES LTD
| 217/02.12.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Etienne Deshormes
| 440 2079018940
|  
| ||
513 |
02.12.2009
| PJM
| BELL CAPITAL PARTNERS LLP
| 217/02.12.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Robert Bell
| +44 (0) 207 832 7206
|  
| ||
514 |
02.12.2009
| PJM
| MARSHALL WACE LLP
| 217/02.12.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jonathan May
| +44 (0)20 7925 7662
|  
| ||
515 |
02.12.2009
| PJM
| STATE STREET GLOBAL ADVISORS LIMITED
| 217/02.12.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Christopher Peacock
| +44 (0) 20 3395 6127
|  
| ||
516 |
02.12.2009
| PJM
| TVG LTD
| 217/02.12.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Kirk Mclntosh
| +44 (0)20 7436 9464
|  
| ||
517 |
02.12.2009
| PJM
| WITT U CO WERTPAPIERVE RMITTLUNGS GMBH
| 215/02.12.2009
| BUNDESANSTALT FUR FINANZDIENSTLEISTUNGSAUFSICHT
| UNTERHACHING
| GERMANIA
| Heidrun Witt
| 0049-89-610 99 444
|  
| ||
518 |
02.12.2009
| PJM
| EUROBANK EQUITIES INVESTMENT FIRM S.A.
| 216/02.12.2009
| HELLENIC CAPITAL MARKET COMMISSION
| ATENA
| GRECIA
|  
| +302103720000
|  
| ||
519 |
10.12.2009
| PJM
| AVENDUS CAPITAL (UK) PRIVATE LTD.
| 222/10.12.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Aashish Bhinda
| +44 (0)20 76477704
|  
| ||
520 |
10.12.2009
| PJM
| CME MARKETING EUROPE LIMITED
| 222/10.12.2009
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Huong Hauduc
| +44 (0) 207 796 71 19
|  
| ||
521 |
23.12.2009
| PJM
| 1OAK CAPITAL LIMITED
| 226/23.12.2009
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Matt Klaeffling
| +44 (0) 778 752 0985
|  
| ||
522 |
08.01.2010
| PJM
| DBJ EUROPE LIMITED
| 5/08.01.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Hideyuki Nagahiro
| +44 20 7570 6074
|  
| ||
523 |
08.01.2010
| PJM
| EURODEKANIA MANAGEMENT LIMITED
| 5/08.01.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Toavina Ramamonjiarisoa
| +44 20 7399 0710
|  
| ||
524 |
08.01.2010
| PJM
| BANK OF CHINA INTERNATIONAL (UK) LIMITED
| 5/08.01.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Trevor Cessford
| 0207 022 8874
|  
| ||
525 |
08.01.2010
| PJM
| BLF GLOBAL ASSET MANAGEMENT LTD
| 5/08.01.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Dorian Prosdocimi
| +44 (0) 207 761 0594
|  
| ||
526 |
05.01.2010
| PJM
| CAPITAL & MARKETING INTERNATIONAL LLP
| 5/08.01.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Christophe de Taurines
| +44 (0) 207 290 7890
|  
| ||
527 |
08.01.2010
| PJM
| FIRST CAPITAL CORPORATION LIMITED
| 5/08.01.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Hazel Moore
| +44 (0) 208 563 1563
|  
| ||
528 |
08.01.2010
| PJM
| ODEY WEALTH MANAGEMENT (UK) LIMITED
| 5/08.01.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Fergus Lee
| +44 (0) 20 7208 1413
|  
| ||
529 |
01.02.2010
| PJM
| MILLTRUST INTERNATIONAL LLP
| 17/01.02.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Alexander Kalis
| +44 (0)77 8695 0605
|  
| ||
530 |
01.02.2010
| PJM
| FIRERUSH VENTURES NO.3 LP
| 17/01.02.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jason Searancke
| +44 (0)20 7647 7784
|  
| ||
531 |
01.02.2010
| PJM
| RAMIUS UK LTD
| 17/01.02.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Aron Brown
| +44 (0) 7866 6101
|  
| ||
532 |
01.02.2010
| PJM
| GEMINI INVESTMENT MANAGEMENT LTD
| 17/01.02.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Stuart Alexander
| +44 (0)20 7426 4928
|  
| ||
533 |
01.02.2010
| PJM
| VELOCITY TRADE INTERNATIONAL LIMITED
| 17/01.02.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Timothy Pasco
| +44(0)20 3355 6335
|  
| ||
534 |
01.02.2010
| PJM
| PARADIGM FINANCIAL ADVISERS LTD
| 17/01.02.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| WILMSLOW
| MAREA BRITANIE
| Joanne Ainsworth
| 0845 303 6333
|  
| ||
535 |
01.02.2010
| PJM
| BREVAN HOW ARD ASSET MANAGEMENT LLP
| 17/01.02.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Sara Collie
| +44 (0)20 7022 6294
|  
| ||
536 |
01.02.2010
| PJM
| MSD CAPITAL (EUROPE) LLP
| 17/01.02.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Marc Lisker
| +001 212 303 1668
|  
| ||
537 |
04.02.2010
| PJM
| DORAN CAPITAL PARTNERS (EUROPE) LTD.
| 19/04.02.2010
|  
| LONDRA
| MAREA BRITANIE
| Gemma Simmonds
| +44 (0)20 7194 8165
|  
| ||
538 |
15.02.2010
| PJM
| COWEN INTERNATIONAL LIMITED
| 24/15.02.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Kevin Disley
| +44 (0)20 7071 7576
|  
| ||
539 |
15.02.2010
| PJM
| BTG PACTUAL EUROPE LLP
| 24/15.02.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Neil Sadler
| +44 (0)20 7647 4900
|  
| ||
540 |
17.02.2010
| PJM
| ISM CAPITAL LLP
| 26/17.02.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Tiffany Sandell
| +44 20 7938 8982
|  
| ||
541 |
17.02.2010
| PJM
| NEWSTATE PARTNERS LLP
| 26/17.02.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jill Osborn
| +44 20 7182 4645
|  
| ||
542 |
17.02.2010
| PJM
| DARTMOOR CAPITAL MANAGEMENT LIMITED
| 26/17.02.2010
|  
| LONDRA
| MAREA BRITANIE
| Adam Geltner
| +44 (0)20 7887 1414
|  
| ||
543 |
17.02.2010
| PJM
| KUBERA WEALTH LIMITED
| 26/17.02.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| MIDDLESEX
| MAREA BRITANIE
| Stuart Poonawala
| +44 (0)7595 305287
|  
| ||
544 |
01.03.2010
| PJM
| BALRATH CAPITAL LTD
| 28/01.03.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Connor McGrath
| 44 (0) 20 82692537
|  
| ||
545 |
01.03.2010
| PJM
| FROGMORE REAL ESTATE PARTNERS FUND MANAGERS LTD
| 28/01.03.2010
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Stuart Jenkin
| 44 (0) 20 70166033
|  
| ||
546 |
15.03.2010
| PJM
| MERLIN PARTNERS LLP
| 37/15.03.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Matthew Clarke
| +44 (0)20 7484 0902
|  
| ||
547 |
15.03.2010
| PJM
| HIGHBREED CAPITAL LIMITED
| 37/15.03.2010
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Marc Halpern
| +44 (0)20 7925 8740
|  
| ||
548 |
15.03.2010
| PJM
| CAPSTAN CAPITAL PARTNERS LLP
| 37/15.03.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Konstantin Krebs
| +44 (0)20 3450 1030
|  
| ||
549 |
15.03.2010
| PJM
| NORTHERN LIGHTS ALTERNATIVE ADVISORS
| 37/15.03.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Dominic Trusted
| +44 (0)20 7291 7370
|  
| ||
550 |
15.03.2010
| PJM
| WINDSOR BROKERS LTD
| 36/15.03.2010
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Larisa Krkac
| 00357 25 500 500; 00357 25 500 698
| 00357 25 500 560
| ||
551 |
15.03.2010
| PJM
| ALL SECURITIES BV
| 34/15.03.2010
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| necuscuta
| OLANDA
| -
|  
|  
|  
| |
552 |
15.03.2010
| PJM
| CASTELAR CORPORATE FINANCE ASA
| 35/15.03.2010
| THE FINANCIAL SUPERVISORY AUTHORITY OF NORWAY
| OSLO
| NORVEGIA
| Ole Tobias Kjolleberg
| 23003240
|  
| ||
553 |
15.03.2010
| PJM
| TTCM TRADERS TRUST CAPITAL MARKETS LTD
| 38/15.03.2010
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Stavros K Hadjikyriakou
|  
|  
|  
| |
554 |
15.03.2010
| PJM
| OLD MUTUAL GLOBAL INVESTORS (UK) LIMITED
| 38/15.03.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Margaret ammon
|  
|  
|  
| |
555 |
15.03.2010
| PJM
| OPTIMUS CAPITAL LLP
| 38/15.03.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| NECUNOSCUT
| MAREA BRITANIE
| Christofer Fitzsimmons
| 4402075351700
|  
| ||
556 |
18.03.2010
| PJM
| 3I EUROPE PLC
| 41/18.03.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jo Glasgow
|  
|  
|  
| |
557 |
18.03.2010
| PJM
| EUROTLX SIM SPA
| 41/18.03.2010
| COMMISSIONE NAZIONALE PER LE SOCIETA E LA BORSA
| Milano
| ITALIA
| Angela Fenwick
|  
|  
|  
| |
558 |
18.03.2010
| PJM
| THREADMARK LLP
| 41/18.03.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Bruce Chapman
|  
|  
|  
| |
559 |
29.03.2010
| PJM
| 3D GLOBAL FINANCIAL SERVICES LTD
| 54/29.03.2010
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| David Rumsey
| 00357 25 82 82 92
| 00357 25 87 34 60
| ||
560 |
29.03.2010
| PJM
| MERITKAPITAL LTD
| 54/29.03.2010
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASOL
| CIPRU
| Persella Ioannides
| 00357 25 857 900
| 00357 25 340 327
| ||
561 |
02.04.2010
| PJM
| DINOSAUR MERCHANT BANK LIMITED
| 62/02.04.2010
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Glenn Grossman
| +44 (0)20 7496 1780
|  
| ||
562 |
02.04.2010
| PJM
| GREEN ASH PARTNERS LLP
| 62/02.04.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Miles Cohen
| +44 (0)20 3170 7420
|  
| ||
563 |
02.04.2010
| PJM
| RIDLEY PARK CAPITAL LLP
| 62/02.04.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Ian Bickerstaffe
| +44 (0)20 7529 5202
|  
| ||
564 |
09.04.2010
| PJM
| AFFILIATED MANAGERS GROUP LIMITED
| 65/09.04.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Gordon Hogarth
| 0207 290 6800
|  
| ||
565 |
09.04.2010
| PJM
| CHARCOT CAPITAL (UK) LLP
| 65/09.04.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Clement Lavallard
| +44 (0) 20 7148 7163
|  
| ||
566 |
09.04.2010
| PJM
| CORSAIR CAPITAL LLP
| 65/09.04.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Raja Hadji Touma
| +44 (0)20 7152 6535
|  
| ||
567 |
09.04.2010
| PJM
| EXOTIX PARTNERS LLP
| 65/09.04.2010
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Ima Scotney
| +44 (0)20 7725 1100
|  
| ||
568 |
09.04.2010
| PJM
| SOLID FINANCIAL SERVICES LTD
| 65/09.04.2010
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Konshin Oleg
| 00357 25 36 36 80
| 00357 25 36 36 90
|  
| |
569 |
09.04.2010
| PJM
| STORMHARBOUR SECURITIES LLP
| 65/09.04.2010
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Terry Keeley
| +44 (0)20 7 355 5750
|  
| ||
570 |
09.04.2010
| PJM
| UNDERHILL PARTNERS LLP
| 65/09.04.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Ray Duignan
| +44 (0)20 7297 8880
|  
| ||
571 |
09.04.2010
| PJM
| ZAN PARTNERS LIMITED
| 65/09.04.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Regina Dodge
| +44 (0) 20 3031 4725
|  
| ||
572 |
19.04.2010
| PJM
| WILLIS WELBY LLP
| 70/19.04.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| Sevenoaks
| MAREA BRITANIE
| Max Welby
| +44 (0)1732 462219
|  
| ||
573 |
19.04.2010
| PJM
| ETORO (EUROPE) LIMITED
| 70/19.04.2010
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Avi Sela
| 00357 25 875 002
| 00357 25 590 525
| ||
574 |
26.04.2010
| PJM
| ADMIRAL MARKETS AS
| 77/26.04.2010
| ESTONIAN FINANCIAL SUPERVISION AUTHORITY
| TALLINN
| ESTONIA
| Dimitri Laus
| +3726309303
|  
|  
| |
575 |
10.05.2010
| PJM
| THINC GROUP LIMITED
| 83/10.05.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Philip Anderson
| +44 (0)7 709 4500
|  
| ||
576 |
10.05.2010
| PJM
| RICE WHATMOUGH CROZIER LLP
| 83/10.05.2010
| FCA FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Mandy Crozier
| +44 (0)1457 819120
|  
| ||
577 |
10.05.2010
| PJM
| BROOKFIELD PRIVATE ADVISORS LP
| 83/10.05.2010
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Jenny Draper
| +44 (0)20 7659 3500
|  
| ||
578 |
10.05.2010
| PJM
| MAGNA CAPITAL LIMITED
| 83/10.05.2010
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Yuval Hatuka
| +44 (0)20 35880047
|  
| ||
579 |
10.05.2010
| PJM
| PROTORISK LIMITED
| 83/10.05.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Philip Walsh
| +44 (0)20 7060 1760
|  
| ||
580 |
10.05.2010
| PJM
| LL CAPITAL & PARTNERS LIMITED
| 83/10.05.2010
| MALTA FINANCIAL SERVICES AUTHORITY
| SLIEMA
| MALTA
| Jean C. Farrugia
| 00356 21313930 / 00356 21340401
|  
| ||
581 |
10.05.2010
| PJM
| FXDD MALTA LIMITED
| 83/10.05.2010
| MALTA FINANCIAL SERVICES AUTHORITY
| FLORIANA
| MALTA
| Nicola Mallia
| 00 356 20133000
|  
| ||
582 |
10.05.2010
| PJM
| TQ CAPITAL PARTNERS LIMITED
| 83/10.05.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Tobias Queisser
| +44 (0)20 7355 6225
|  
| ||
583 |
10.05.2010
| PJM
| NORTHLEAF CAPITAL PARTNERS (UK) LIMITED
| 83/10.05.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Michael Flood
| +44 (0)7824 328 722
|  
| ||
584 |
10.05.2010
| PJM
| LOMBARD STREET RESEARCH FINANCIAL SERVICES LIMITED
| 83/10.05.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Gabriel Stein
| +44 (0)20 7382 5922
|  
| ||
585 |
03.06.2010
| PJM
| CAPITAL ADVISORY PARTNERS LTD
| 94/03.06.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| John Donachie
| +44 (0) 7905 117 887
|  
| ||
586 |
03.06.2010
| PJM
| TVT INVESTMENT MANAGEMENT LIMITED
| 94/03.06.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| SOUTHAMPTON
| MAREA BRITANIE
| Arno Kitts
| +44 (0) 777 165 6486
|  
| ||
587 |
03.06.2010
| PJM
| LOUIS CAPITAL MARKETS UK LLP
| 94/03.06.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Claire Bridel
| +44 (0)20 7936 1702
|  
| ||
588 |
03.06.2010
| PJM
| DELCAP ASSET MANAGEMENT LIMITED
| 94/03.06.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jean Jacques Delori
| +44 (0) 20 3043 0072
|  
| ||
589 |
03.06.2010
| PJM
| TERIUM LLP
| 94/03.06.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Richard Eagle
| +44 (0) 20 3170 8154
|  
| ||
590 |
03.06.2010
| PJM
| IUR CAPITAL LTD
| 94/03.06.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Gareth Ryan
| +44 (0)20 7016 9122
|  
| ||
591 |
03.06.2010
| PJM
| PHARO MANAGEMENT (UK) LLP
| 94/03.06.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Varsha Jivraj
| +44 (0) 20 7591 8800
|  
| ||
592 |
03.06.2010
| PJM
| CAISSON INVESTMENT MANAGEMENT PARTNERS LLP
| 94/03.06.2010
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Michael Newman
| +44 (0) 7979 103 926
|  
| ||
593 |
03.06.2010
| PJM
| FIRSTENERGY CAPITAL LLP
| 94/03.06.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Adrian Penny
| +44 (0)20 7448 0207
|  
| ||
594 |
03.06.2010
| PJM
| ADAMANT CAPITAL PARTNERS AD
| 94/03.06.2010
| FINANCIAL SUPERVISION COMMISSION (FSC) - BULGARIA
| SOFIA
| BULGARIA
| Miroslav Velikov
| +359 2 422 59 92
|  
| ||
595 |
18.06.2010
| PJM
| JEFFERIES BACHE LIMITED
| 102/18.06.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Dianne Faulks
| +44 (0)20 7548 4000
|  
| ||
596 |
18.06.2010
| PJM
| FACE TO FACE FINANCE (ANGLIA) LIMITED
| 102/18.06.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| TASBURGH
| MAREA BRITANIE
| Julie Ward
| 01508 473 730
|  
| ||
597 |
18.06.2010
| PJM
| DODGE & COX WORLDWIDE INVESTMENTS LTD
| 102/18.06.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Thomas Martin Mistele
| +44(0)2037137660
|  
| ||
598 |
18.06.2010
| PJM
| FACTORY AD
| 103/18.06.2010
| FINANCIAL SUPERVISION COMMISSION (FSC) - BULGARIA
| SOFIA
| BULGARIA
| Sergey Lalev
|  
|  
|  
| |
599 |
18.06.2010
| PJM
| LD CAPITAL LIMITED
| 103/18.06.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Delphine Sitbon
|  
|  
|  
| |
600 |
18.06.2010
| PJM
| LEK SECURITIES UK LIMITED
| 103/18.06.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Samuel F. Lek
|  
|  
|  
| |
601 |
18.06.2010
| PJM
| APERIOS PARTNERS LLP
| 103/18.06.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Gordon Eichhorts
|  
|  
|  
| |
602 |
18.06.2010
| PJM
| KBC SECURITIES N. V.
| 103/18.06.2010
| NATIONAL BANK OF BELGIUM
| BRUXELLES
| BELGIA
| Luc Aspeslagh
| +32 2 429 31 91
|  
| ||
603 |
18.06.2010
| PJM
| BRAEMAR FUTURES LIMITED
| 103/18.06.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Richard Eagle
|  
|  
|  
| |
604 |
18.06.2010
| PJM
| SWORDFISH CAPITAL MANAGEMENT LLP
| 103/18.06.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Geoff Tully
|  
|  
|  
| |
605 |
18.06.2010
| PJM
| TFI MARKETS LTD
| 103/18.06.2010
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Charitini Maliappi
|  
|  
|  
| |
606 |
18.06.2010
| PJM
| ZAIS GROUP INVESTMENT ADVISORS LIMITED
| 103/18.06.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Efua Mercer
|  
|  
|  
| |
607 |
18.06.2010
| PJM
| CHRYSTAL CAPITAL PARTNERS LLP
| 103/18.06.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Kingsley wilson
|  
|  
|  
| |
608 |
19.07.2010
| PJM
| QATALYST PARTNERS LLP
| 111/19.07.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Marybeth Kreissler
| 442031594060
|  
| ||
609 |
19.07.2010
| PJM
| VNBR ADVISORS LIMITED
| 111/19.07.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Sabrina Biscardi
| +44 (0)20 7920 6340
|  
| ||
610 |
19.07.2010
| PJM
| CHEUVREUX SA
| 111/19.07.2010
| BANQUE DE FRANCE
| COURBEVOIE
| FRANTA
| Christophe Durupt , Adam Beager
| +33.1.41.89.79.63, +44(0)2033505026
| +33.1.41.89.79.32
| ||
611 |
19.07.2010
| PJM
| AURIEL CAPITAL MANAGEMENT LLP
| 111/19.07.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Anoosh Lachin
| 44 020 7258 8850
| 44 0870 005 2086
| ||
612 |
19.07.2010
| PJM
| FINEX LLP
| 111/19.07.2010
|  
| LONDRA
| MAREA BRITANIE
| Trevor Martin Tanchel
| +44 (0)20 7283 3924
|  
| ||
613 |
19.07.2010
| PJM
| TURNBULL KER LLP
| 111/19.07.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| John Donachie
| +44 (0)20 7499 9980
| +44 (0)20 7499 9981
| ||
614 |
19.07.2010
| PJM
| BRITISH INDEPENDENT UTILITIES
| 111/19.07.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LANCASHIRE
| MAREA BRITANIE
| Sam Bailey
| +44 012 5378 9816
| +44 012 5371 4131
| ||
615 |
19.07.2010
| PJM
| AXELTIS
| 111/19.07.2010
| BANQUE DE FRANCE
| PARIS
| FRANTA
| Marie-Laure FALLER
| +33.6.13.54.49.92
|  
| ||
616 |
19.07.2010
| PJM
| DANIEL STEWART & COMPANY PLC
| 111/19.07.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Peter Shea
| +44 (0)20 7776 6550
|  
| ||
617 |
19.07.2010
| PJM
| EFEKTA CONSULTING, A.S.
| 111/19.07.2010
| CZECH NATIONAL BANK (BANCA NATIONALA A CEHIEI)
| BRNO
| CEHIA
| Jaroslav Sochor (00420 545 544 240; sochor@efekta.cz)
| 00420 545 544 240
|  
| ||
618 |
19.07.2010
| PJM
| TRADITION (UK) LIMITED
| 111/19.07.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| David Pritchard
| +44 (0)20 7198 5845
|  
| ||
619 |
19.07.2010
| PJM
| BEST OF BREED CAPITAL LTD
| 111/19.07.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| CHRIS CARLSON
| +44(0)20 3159 5155
| +44 (0)20 3159 5151
| ||
620 |
19.07.2010
| PJM
| REVCAP ADVISORS LIMITED
| 111/19.07.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Rick Mitchell
| +44 0207 495 6335
| +44 0207 495 6336
| ||
621 |
19.07.2010
| PJM
| FIDANTE PARTNERS (UK & EUROPE) LIMITED
| 111/19.07.2010
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Gavin Mulett
| +44 (0)20 7976 3459
|  
| ||
622 |
19.07.2010
| PJM
| HANTEC MARKETS LIMITED
| 111/19.07.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Hayel Abu-Hamdan
| +44 (0)7770 605 962
|  
| ||
623 |
19.07.2010
| PJM
| MOORGATE CAPITAL GROUP LTD
| 111/19.07.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Nicholas Mockett
| +44 (0)20 7060 7007
|  
| ||
624 |
19.07.2010
| PJM
| TRADITION LONDON CLEARING LIMITED
| 111/19.07.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| David Pritchard
| +44 (0)20 7198 5845
|  
| ||
625 |
19.07.2010
| PJM
| T. ROWE PRICE INTERNATIONAL LTD
| 111/19.07.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jeremy Fisher
| +44 (0)20 7651 8200
| +44 (0)20 7651 8480
| ||
626 |
19.07.2010
| PJM
| EDISON INVESTMENT RESEARCH LIMITED
| 111/19.07.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Neil Shah
| +44 020 3077 5700
| +44 020 3077 5750
| ||
627 |
20.07.2010
| PJM
| BLOOMBERG TRADEBOOK EUROPE LIMITED
| 111/19.07.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| George Kunjumon
| +44 (0)20 7673 2868
|  
| ||
628 |
19.07.2010
| PJM
| MEDICI ADVISORS LTD
| 111/19.07.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| EDINBURGH
| MAREA BRITANIE
| Edward Raymond Morgan
| +44 0131 538 6068
| +44 07802 224 392
| ||
629 |
05.08.2010
| PJM
| LONSDALE FINANCIAL CONSULTING LIMITED
| 120/05.08.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| TUNBRIDGE WELLS
| MAREA BRITANIE
| Ralph Sanders
| 01892 546654
|  
| ||
630 |
05.08.2010
| PJM
| TMS CAPITAL LIMITED
| 120/05.08.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| BEDFORD
| MAREA BRITANIE
| Adrian Mark Buthee
| +44 (0)20 7099 1138
|  
| ||
631 |
05.08.2010
| PJM
| CROWE CLARK WHITEHILL LLP
| 120/05.08.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| John Stalker
| +44 (0)20 7842 7100
|  
| ||
632 |
05.08.2010
| PJM
| PLUS500UK LIMITED
| 120/05.08.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Dror Andrew Welsh
| +44 (0)20 32897587
|  
| ||
633 |
05.08.2010
| PJM
| AETIA LTD
| 120/05.08.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Niki Dilger
| +44 (0)20 8180 3247
|  
| ||
634 |
13.08.2010
| PJM
| DAVY CORPORATE FINANCE
| 127/13.08.2010
| CENTRAL BANK & FINANCIAL SERVICES AUTHORITY OF IRELAND
| DABLIN
| IRLANDA
| Ruth Hogan
| +353 1 6149139
|  
| ||
635 |
13.08.2010
| PJM
| LLOYD BAUGHAN LLP
| 127/13.08.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Richard Muckle
| +44 (0)20 31 78 8188
|  
| ||
636 |
18.08.2010
| PJM
| GKFX FINANCIAL SERVICES LTD
| 130/18.08.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Paul Dennis Warner Hare
| 440 207 186 1212
| 440 207 186 1251
|  
| |
637 |
18.08.2010
| PJM
| STONE FUTURES LIMITED
| 130/18.08.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| KENT
| MAREA BRITANIE
| Bruce Carnaby
|  
|  
|  
| |
638 |
26.08.2010
| PJM
| ZERICH SECURITIES LTD
| 134/26.08.2010
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASOL
| CIPRU
| Milena Bojinova-Cristofide
|  
|  
|  
| |
639 |
26.08.2010
| PJM
| PIPER JAFFRAY LTD
| 134/26.08.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| norman gould
|  
|  
|  
| |
640 |
26.08.2010
| PJM
| ETHICALFIN LIMITED
| 134/26.08.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| alessandro mele
| 44 020 7016 8850
|  
| ||
641 |
26.08.2010
| PJM
| AFX CAPITAL MARKETS LTD
| 134/26.08.2010
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASOL
| CIPRU
| Costas Georgiades
| 0035725262710
| 0035725727442
|  
| |
642 |
26.08.2010
| PJM
| CALAMOS INVESTMENTS LLP
| 134/26.08.2010
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Vicenzo Falbo
|  
|  
|  
| |
643 |
26.08.2010
| PJM
| CROSSBRIDGE CAPITAL MERCHANT BANKING LLP
| 134/26.08.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Walid Fakhry
|  
|  
|  
| |
644 |
26.08.2010
| PJM
| GRANT THORNTON EMPLOYEE BENEFITS CONSULTANCY LLP
| 134/26.08.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jan Drage
|  
|  
|  
| |
645 |
26.08.2010
| PJM
| JB CAPITAL MARKETS SOCIEDAD DE VALORES S.A.
| 134/26.08.2010
| COMISION NACIONAL DEL MERCADO DE VALORES (SPANIA)
| MADRID
| SPANIA
| Maria del Mar Cortes
| +3491 7872500
|  
|  
| |
646 |
26.08.2010
| PJM
| MB CAPITAL LIMITED
| 134/26.08.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Marcus Bullus
|  
|  
|  
| |
647 |
26.08.2010
| PJM
| QUALITY CAPITAL MANAGEMENT LIMITED
| 134/26.08.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| SURREY
| MAREA BRITANIE
| Nishil Patel
|  
|  
|  
| |
648 |
26.08.2010
| PJM
| S. P. ANGEL CORPORATE FINANCE LLP
| 134/26.08.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| robert wooldridge
|  
|  
|  
| |
649 |
26.08.2010
| PJM
| XTRADE EUROPE LTD
| 134/26.08.2010
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Marina Stylianou
| 0035725030476
|  
| ||
650 |
06.09.2010
| PJM
| LINX LIMITED
| 139/06.09.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| TUNBRIDGE WELLS
| MAREA BRITANIE
| Keith Gill
| +44 (0)1892 519599
|  
| ||
651 |
06.09.2010
| PJM
| ATOMICO (UK) PARTNERS LLP
| 139/06.09.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| ANDREW CRANKSHAW
| +44 (0)20 7499 1093
|  
| ||
652 |
06.09.2010
| PJM
| LMAX BROKER LIMITED
| 139/06.09.2010
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| ROBIN OSMOND
| +44 (0)20 3192 2515
|  
| ||
653 |
06.09.2010
| PJM
| NAVIGANT CAPITAL MARKETS ADVISERS LTD
| 139/06.09.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| STACEY AYLETT
| +44 (0)20 7399 4999
|  
| ||
654 |
06.09.2010
| PJM
| HIGHGATE INVESTMENT MANAGEMENT LLP
| 139/06.09.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| ANDREW FRESHNEY
| +44 (0)20 7618 8760
|  
| ||
655 |
06.09.2010
| PJM
| VORIANA CAPITAL PARTNERS LLP
| 139/06.09.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| STEPHEN JANSEN
| +44 (0)20 7087 9077
|  
| ||
656 |
06.09.2010
| PJM
| THAMES PRIVATE INVESTMENTS LLP
| 139/06.09.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| ROBERT BIBOW
| +44 (0) 203 287 8588
|  
| ||
657 |
06.09.2010
| PJM
| SCIO CAPITAL LLP
| 139/06.09.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| SAUL GREENBERG
| +44 (0) 20 3170 8636
|  
| ||
658 |
06.09.2010
| PJM
| SABRE FUND MANAGEMENT LTD
| 139/06.09.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| THOMAS STEVENSON
| +44 (0) 20 7592 7870
|  
| ||
659 |
06.09.2010
| PJM
| MOORE STEPHENS BATH LIMITED
| 139/06.09.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| HUW POWELL
| 01225 788 088
|  
| ||
660 |
27.09.2010
| PJM
| TEMPO CAPITAL PARTNERS LLP
| 145/27.09.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| ANNABELLE DE SAINT-QUENTIN
| +44 (0)20 7255 7515
|  
| ||
661 |
27.09.2010
| PJM
| FISCHER FRANCIS TREES & WATTS UK LIMITED
| 145/27.09.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| LINDA HYNARD
| +44(0)20 7063 7713
|  
| ||
662 |
27.09.2010
| PJM
| LOMBARD ODIER ASSET MANAGEMENT (EUROPE) LIMITED
| 145/27.09.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| CAROLYN BRADY
| 00 41 22 709 2663
|  
| ||
663 |
27.09.2010
| PJM
| VIOGNIER CAPITAL MANAGEMENT LLP
| 145/27.09.2010
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| ANDREW DRAKE
| +44 (0)20 7725 1290
|  
| ||
664 |
27.09.2010
| PJM
| TATE CONSULTANCY LIMITED
| 145/27.09.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| MARK TATE
| +44 (0)20 3174 3111
|  
| ||
665 |
27.09.2010
| PJM
| ASPINALLS FAMILY OFFICE LLP
| 145/27.09.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| MADELAINE BACON
| +44 (0)20 3170 8765
|  
| ||
666 |
12.10.2010
| PJM
| PERSHING SECURITIES LIMITED
| 152/12.10.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| EDWARD BROOMAN
| +44 (0)20 7864 8000
|  
| ||
667 |
12.10.2010
| PJM
| PINE RIVER CAPITAL MANAGEMENT (UK) LTD
| 152/12.10.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| STACEY AYLETT
| +44 (0)20 7399 4999
|  
| ||
668 |
12.10.2010
| PJM
| BEACH POINT CAPITAL EUROPE LLP
| 152/12.10.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| LAWRENCE GOLDMAN
| +310 996 9604
|  
| ||
669 |
12.10.2010
| PJM
| JONES LANG LASALLE FINANCE LLP
| 152/12.10.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| CHRISTOPHER PRATT
| +44 (0)20 7087 5220
|  
| ||
670 |
12.10.2010
| PJM
| ATONLINE LTD
| 152/12.10.2010
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| necuscuta
| CIPRU
| KONSTANTIN KIRSANOV
| 00357 22 680 015
|  
| ||
671 |
12.10.2010
| PJM
| CAPITAL MARKET SERVICES UK LTD
| 152/12.10.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| DAMIEN FRANCIS
| +44(0)20 3026 4016
|  
| ||
672 |
12.10.2010
| PJM
| FIBO GROUP HOLDINGS LTD
| 152/12.10.2010
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Ekaterina Dementieva
| 00357 25 105 641
| 00357 25 105 642
| ||
673 |
12.10.2010
| PJM
| OPTIVER V.O.F.
| 152/12.10.2010
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| AMSTERDAM
| OLANDA
| WILLEM SPRENKELER
| 020-7087000
| 020-708700
| ||
674 |
02.11.2010
| PJM
| BNP PARIBAS INVESTMENT PARTNERS UK LIMITED
| 163/02.11.2010
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Linda Hynard
| +44 (0)20 7063 7520
|  
| ||
675 |
02.11.2010
| PJM
| JOHN LAMB LLP
| 163/02.11.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Christopher Neil Shaw
| +44 (0)20 7633 2222
|  
| ||
676 |
05.11.2010
| PJM
| BECHTEL FINANCING SERVICES LIMITED
| 169/05.11.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| MICHAEL REARDON
| +44 (0)20 7651 7634
|  
| ||
677 |
05.11.2010
| PJM
| TOYOTA TSUSHO METALS LIMITED
| 169/05.11.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Lester Doman
| 0207 776 3100
|  
| ||
678 |
05.11.2010
| PJM
| BLENHEIM CAPITAL SERVICES LTD
| 169/05.11.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Tunde Fasoyiro
| +44 (0)20 7266 7010
|  
| ||
679 |
05.11.2010
| PJM
| VENN PARTNERS LLP
| 169/05.11.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| TERRI AMATO
| +44 (0)20 7016 9804
|  
| ||
680 |
05.11.2010
| PJM
| AGORA MICROFINANCE PARTNERS LLP
| 169/05.11.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| MARCUS FEDDER
| +44 (0)20 7245 0022
|  
| ||
681 |
05.11.2010
| PJM
| HUDSON ADVISORS UK LIMITED
| 169/05.11.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| MARKUS GRUENER
| +44 (0)20 7072 9100
| +44 (0)20 7072 9100
| ||
682 |
05.11.2010
| PJM
| BLUEFIN PERSONAL CONSULTING LIMITED
| 169/05.11.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| PHILIP ANDERSON
| + 44 (0)20 7709 4500
|  
| ||
683 |
05.11.2010
| PJM
| NORTH SEA PARTNERS LLP
| 169/05.11.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| MALCOLM STEWART
| +44 (0)20 7318 6450
|  
| ||
684 |
05.11.2010
| PJM
| GUGGENHEIM PARTNERS EUROPE LIMITED
| 169/05.11.2010
| CENTRAL BANK OF IRELAND
| DUBLIN
| IRLANDA
| NEIL DONNELLAN
| (0) 1 616 8400
|  
| ||
685 |
05.11.2010
| PJM
| BROWN VANNECK PARTNERS LLP
| 169/05.11.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| MARK DARELL-BROWN
| +44 (0)20 7016 9156
|  
| ||
686 |
05.11.2010
| PJM
| FUNDSMITH LLP
| 169/05.11.2010
|  
| LONDRA
| MAREA BRITANIE
| Mark Laurence
| +44 (0)20 7182 4045
|  
| ||
687 |
05.11.2010
| PJM
| WESTERBY INVESTMENT MANAGEMENT LIMITED
| 169/05.11.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Leslie McLintic
| +44 (0)116 247 0304
|  
| ||
688 |
05.11.2010
| PJM
| MOELIS & COMPANY UK LLP
| 169/05.11.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Mark Aedy
| +44 (0)20 7634 3563
|  
| ||
689 |
02.12.2010
| PJM
| SKILLCAPITAL ASSOCIATES LLP
| 172/02.12.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| BARRIE POULTER
| +44 (0)20 7762 0190
|  
| ||
690 |
02.12.2010
| PJM
| HARROGATE FINANCIAL SOLUTIONS LIMITED
| 172/02.12.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| CLAIRE STOCKWELL
| +44 (0)14 2370 5020
|  
| ||
691 |
02.12.2010
| PJM
| ONE PLUS CAPITAL LTD
| 172/02.12.2010
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| GEORGE CHRISTOFIDES
| +357 22 873 760
| 00357 22 873 761
| ||
692 |
02.12.2010
| PJM
| PA STRATEGY PARTNERS LIMITED
| 172/02.12.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| MARY PAVLIDES
| +44 (0)20 7333 5667
|  
| ||
693 |
02.12.2010
| PJM
| GUGGENHEIM INVESTMENT ADVISORS (EUROPE) LIMITED
| 172/02.12.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Rajani Clyne
| +44 (0)2030596677
|  
| ||
694 |
02.12.2010
| PJM
| DONAUCAPITAL WERTPAPIER AG
| 172/02.12.2010
| BUNDESANSTALT FUR FINANZDIENSTLEISTUNGSAUFSICHT
| ruderting
| GERMANIA
| KURT ZIEGLER
| 0049-8509-910955
|  
| ||
695 |
02.12.2010
| PJM
| MOUNT STERLING WEALTH LIMITED
| 172/02.12.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| NECUNOSCUT
| MAREA BRITANIE
| David McLaughlin
| +44 (0)844 225 3111
|  
| ||
696 |
02.12.2010
| PJM
| CHARTIS RESEARCH LIMITED
| 172/02.12.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| PEYMEN MESTCHIAN
| +44 (0)20 7321 3852
|  
| ||
697 |
02.12.2010
| PJM
| MINT FINANCIAL (UK) LIMITED
| 172/02.12.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Rupert Nathan
| +44 (0)20 7936 9350
|  
| ||
698 |
02.12.2010
| PJM
| ARIYA CAPITAL LLP
| 172/02.12.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| STUART SPENCE
| +44 (0)20 7997 1554
|  
| ||
699 |
02.12.2010
| PJM
| H2O MARKETS LIMITED
| 172/02.12.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| DANIEL HARRIS
| +44 (0)20 7199 3561
|  
| ||
700 |
02.12.2010
| PJM
| MET ASSET MANAGEMENT UK LLP
| 172/02.12.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Daniel Kessler
| +44 (0)20 7604 5750
|  
| ||
701 |
02.12.2010
| PJM
| LOGIC INVESTMENTS LIMITED
| 172/02.12.2010
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Shameer Sachdev
| +44 (0)20 3137 8585
|  
| ||
702 |
02.12.2010
| PJM
| KEY TO MARKETS LIMITED
| 172/02.12.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Giancarmelo Spampinato
| +44 (0)20 7887 6228
|  
| ||
703 |
22.12.2010
| PJM
| A&M FINANCIAL SERVICES LTD
| 178/22.12.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Nigel John Greenall
| +44 (0) 1282 865 115
|  
| ||
704 |
22.12.2010
| PJM
| SILVERSMITH PARTNERS LLP
| 178/22.12.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Paul Silver
| +44 (0)20 3159 4276
|  
| ||
705 |
22.12.2010
| PJM
| AD VALOREM WEALTH MANAGEMENT LLP
| 178/22.12.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Derek C Baptist
| +44 (0)1782 711 091
|  
| ||
706 |
22.12.2010
| PJM
| GLOBAL INFRASTRUCTURE MANAGEMENT LLP
| 178/22.12.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Tamsin West
| +44 (0020 7798 0430
|  
| ||
707 |
22.12.2010
| PJM
| ARGUS STOCKBROKERS LTD
| 178/22.12.2010
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Andri Tringidou
| 00357 22 717 000
| 00357 22 717 070
| ||
708 |
22.12.2010
| PJM
| MERCURY CAPITAL ADVISORS LLP
| 178/22.12.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Enrique Cuan-Ruiz
| +44 (0)20 7590 3012
|  
| ||
709 |
22.12.2010
| PJM
| THE SEAPORT GROUP EUROPE LLP
| 178/22.12.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| NECUNOSCUT
| MAREA BRITANIE
| Benjamin Leibeck
| +212 542 8448
|  
| ||
710 |
22.12.2010
| PJM
| CBH EUROPE LIMITED
| 178/22.12.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Denis Nagi
| +44 (0)207 997 6931
|  
| ||
711 |
22.12.2010
| PJM
| RIA CAPITAL MARKETS LIMITED
| 178/22.12.2010
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Ms Lorna Hay- Smith
| +44 (0)34413122320
|  
| ||
712 |
22.12.2010
| PJM
| CONNING ASSET MANAGEMENT LIMITED
| 178/22.12.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Colin Seagers
| +44 (0)20 7337 1930
|  
| ||
713 |
22.12.2010
| PJM
| AGENCY PARTNERS LLP
| 178/22.12.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Keith Hiscock
| +44 (0)20 7186 7186
|  
| ||
714 |
22.12.2010
| PJM
| SEQUOIA INVESTMENT MANAGEMENT COMPANY LIMITED
| 178/22.12.2010
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Louwrens Smith
| +44 (0)20 7644 0466
|  
| ||
715 |
05.01.2011
| PJM
| DUALEDGE CAPITAL MANAGEMENT LLP
| 1/05.01.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| RUIFANG ZHANG
| +44 (0)20 7727 8766
|  
| ||
716 |
05.01.2011
| PJM
| LOUIS CAPITAL FX LLP
| 1/05.01.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Scott Greene
| +44 (0)20 7936 1716
|  
| ||
717 |
05.01.2011
| PJM
| TRADING POINT OF FINANCIAL INSTRUMENTS LTD
| 1/05.01.2011
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASOL
| CIPRU
| Ilias Mavrommatis
| 00357 25 029 900
| 00357 25 820 344
| ||
718 |
09.02.2011
| PJM
| WRAITH CAPITAL LLP
| 11/09.02.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Matthew Breakwell
| +44 (0)20 3170 5958
|  
| ||
719 |
09.02.2011
| PJM
| SEARCHLIGHT CAPITAL PARTNERS LLP
| 11/09.02.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Oliver Haarmann
| +44 (0)20 7887 6060
|  
| ||
720 |
09.02.2011
| PJM
| ARAVIS PARTNERS LLP
| 11/09.02.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| James Parker
| +44 (0)20 7036 8170
|  
| ||
721 |
15.02.2011
| PJM
| ALQUITY INVESTMENT MANAGEMENT LIMITED
| 12/15.02.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| ROBERT BELL
| +44 (0)20 7577 7850
|  
| ||
722 |
12.02.2011
| PJM
| THE SHARE REPUBLIC.COM LIMITED
| 12/15.02.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Geoffrey Hoodless
| +44 (0)20 3355 4412
|  
| ||
723 |
15.02.2011
| PJM
| CADWYN CAPITAL LLP
| 12/15.02.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Gerald Holtham
| +44 (0)20 7622 8673
|  
| ||
724 |
12.02.2011
| PJM
| SELECCION E INVERSION DE CAPITAL GLOBAL, AGENCIA DE VALORES, S.A.
| 12/15.02.2011
| COMISION NACIONAL DEL MERCADO DE VALORES (SPANIA)
| MADRID
| SPANIA
| Manuel Lopez Acebedo
| +34 91 556 0056
|  
|  
| |
725 |
24.02.2011
| PJM
| EKISTICS PROPERTY ADVISORS LLP
| 15/24.02.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Filippos Lemos
| +44 (0)20 7016 3082
|  
| ||
726 |
24.02.2011
| PJM
| ROODHALS CAPITAL LTD
| 15/24.02.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Eric Pennyfather
| +44 (0)20 7887 1902
|  
| ||
727 |
24.02.2011
| PJM
| CACEIS CORPORATE TRUST
| 15/24.02.2011
| AUTORITÉ DE CONTRÔLE PRUDENCIEL
| PARIS
| FRANTA
| Patrice Boulme
| +33 1 57 78 33 62
|  
| ||
728 |
24.02.2011
| PJM
| NEVASTAR FINANCE LTD
| 15/24.02.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Stanislas Jean Rotman
| +44 (0)20 7290 3233
|  
| ||
729 |
24.02.2011
| PJM
| BETA 2 LIMITED
| 15/24.02.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Lane Clark
| +44 (0)207 429 2727
|  
| ||
730 |
24.02.2011
| PJM
| PINE RIVER CAPITAL PARTNERS (UK) LLP
| 15/24.02.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Matt Hazell
| +44 (0)20 7399 4983
|  
| ||
731 |
28.02.2011
| PJM
| TOM MTFCTOM B.V.
| 16/28.02.2011
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| AMSTERDAM
| OLANDA
| JI A LEE
| 020 719 5030
| 020 719 5099
| ||
732 |
28.02.2011
| PJM
| VCP ADVISORS LIMITED
| 16/28.02.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Henry Talbot-Ponsonby
| +44 (0)207 858 1299
|  
| ||
733 |
28.02.2011
| PJM
| IIFL WEALTH (UK) LIMITED
| 16/28.02.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Sarju Subhash Vakil
| +44 (0)20 7618 8680
|  
| ||
734 |
28.02.2011
| PJM
| FIRST PROPERTY ASSET MANAGEMENT LTD
| 16/28.02.2011
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| George Wingfield Digby
| +44 (0)20 7340 0270
|  
| ||
735 |
28.02.2011
| PJM
| NOTESCO FINANCIAL SERVICES LIMITED
| 18/28.02.2011
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Ms Loukia Kanarini
|  
|  
| ||
736 |
28.02.2011
| PJM
| CASTLE HILL ASSET MANAGEMENT LLP
| 18/28.02.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| JAMIE VIESER
| +44 (0)20 7535 6423
|  
| ||
737 |
28.02.2011
| PJM
| BROWN ADVISORY LIMITED
| 18/28.02.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| David Kay- Shuttleworth
| +44 (0)203 301 8133
|  
| ||
738 |
17.03.2011
| PJM
| STERLING INTERNATIONAL BROKERS LIMITED
| 23/17.03.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Dot Ching –Poh Kuan
| +44 (0)207 562 3456
|  
| ||
739 |
17.03.2011
| PJM
| CDK INVESTMENTS LLP
| 23/17.03.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Gaylord Nyamayi
| 0207 591 7099
|  
| ||
740 |
17.03.2011
| PJM
| GSO CAPITAL PARTNERS INTERNATIONAL LLP
| 23/17.03.2011
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Tim Duck
| +44 (0)20 7451 4088
|  
| ||
741 |
31.03.2011
| PJM
| BROOKFIELD INVESTMENT MANAGEMENT (UK) LIMITED
| 32/31.03.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jenny Draper
| +44 (0)20 7408 8300
|  
| ||
742 |
31.03.2011
| PJM
| STATARC LIMITED
| 32/31.03.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Oliver Williams
| +44 (0)203 178 6462
|  
| ||
743 |
31.03.2011
| PJM
| SAMENA CAPITAL MANAGEMENT LLP
| 32/31.03.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Kevin Mandy
| 0207 319 7612
|  
| ||
744 |
31.03.2011
| PJM
| VANGUARD ASSET MANAGEMENT LIMITED
| 32/31.03.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Andrew Lewis
| +44 (0)2037535600
|  
| ||
745 |
31.03.2011
| PJM
| ARROWSTREET CAPITAL EUROPE LIMITED
| 32/31.03.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Alyssa Romano
| +1 (617) 9190094
|  
| ||
746 |
07.04.2011
| PJM
| ALLEN & COMPANY ADVISORY UK LLP
| 33/07.04.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Andreas Lazar
| +44 (0)20 7016 1200
|  
|  
| |
747 |
07.04.2011
| PJM
| ASANTE CAPITAL GROUP LLP
| 33/07.04.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Warren Hibbert
| +44 (0)79 525 88 464
|  
| ||
748 |
07.04.2011
| PJM
| BAMSHOTT CAPITAL LLP
| 33/07.04.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Danny Sims
| +44 (0)20 7851 9500
|  
| ||
749 |
07.04.2011
| PJM
| FUSION ASSET MANAGEMENT LLP (TRADING NAME: NORTHERN LION)
| 33/07.04.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Kseina Bobkova
| +44 (0)20 7227 0065
|  
| ||
750 |
07.04.2011
| PJM
| ROSETTE MERCHANT BANK LLP
| 33/07.04.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Aron Brown
| +44(0)20 7399 4980
|  
| ||
751 |
07.04.2011
| PJM
| DUET ALTERNATIVE INVESTMENTS (UK) LIMITED
| 33/07.04.2011
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Tue Sando
| 44 020 7290 9815
|  
| ||
752 |
07.04.2011
| PJM
| LORD NORTH STREET LIMITED
| 33/07.04.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| David Miller
| +44(0)20 7434 1234
|  
| ||
753 |
07.04.2011
| PJM
| TRAYCER LLP
| 33/07.04.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Simon Chen
| +44(0)20 7659 6290
|  
| ||
754 |
07.04.2011
| PJM
| ACCESS EQUITY MANAGEMENT LIMITED
| 33/07.04.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Tobias Raymond
| +44 (0)20 7828 7230
|  
| ||
755 |
14.04.2011
| PJM
| PROSPECT CAPITAL LIMITED
| 37/14.04.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| John Behar
| +44 020 3178 4900
|  
| ||
756 |
14.04.2011
| PJM
| KKR ASSET MANAGEMENT PARTNERS LLP
| 37/14.04.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Susanna Berger
| +44 (0)20 7104 2505
|  
| ||
757 |
19.04.2011
| PJM
| COLMEX PRO LTD
| 39/19.04.2011
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Rodion Rahnayev
| 00357 25 030 036
| 0035725030037
| ||
758 |
19.04.2011
| PJM
| MOOR PARK CAPITAL PARTNERS LLP
| 39/19.04.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Graydon Butler
| +44 (0)20 7152 1152
|  
| ||
759 |
27.04.2011
| PJM
| EFG FINANCIAL PRODUCTS (EUROPE) GMBH
| 40/27.04.2011
| FEDERAL FINANCIAL SUPERVISORY AUTHORITY, GERMANY
| FRANKFURT AM MAIN
| GERMANIA
| RA Jochen Kindermann
| 069 90 74 54 43
|  
| ||
760 |
27.04.2011
| PJM
| TIMBERLAND INVESTMENT RESOURCES EUROPE LLP
| 40/27.04.2011
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Hugh John Cave Humfrey
| +44 (0)20 7823 1649
|  
| ||
761 |
27.04.2011
| PJM
| MANULIFE ASSET MANAGEMENT (EUROPE) LIMITED
| 40/27.04.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Alexandra Louise Cornforth
| +44 (0)20 7256 3500
|  
| ||
762 |
27.04.2011
| PJM
| BRENNUS ASSET MANAGEMENT LIMITED
| 40/27.04.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Somerset Willis Fleming
| 07958 626834
|  
| ||
763 |
27.04.2011
| PJM
| THE INVESTMENT ANALYST LIMITED
| 40/27.04.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Mark Hiley
| +44 (0)7498 1564983
|  
| ||
764 |
27.04.2011
| PJM
| AITKEN ADVISORS LLP
| 40/27.04.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| James Aitken
| +44 (0)20 8789 8889
|  
| ||
765 |
27.04.2011
| PJM
| FX CENTRAL CLEARING LTD
| 40/27.04.2011
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Mohammad Khalil Musleh
| 00357 25 870 750
|  
| ||
766 |
11.05.2011
| PJM
| SANFORD C. BERNSTEIN LIMITED
| 49/11.05.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Sian Savage
| 44 020 7170 5000
|  
| ||
767 |
11.05.2011
| PJM
| PRICE INFORMATION ADVANTAGE LIMITED
| 49/11.05.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Peter Shepherd
| 0207 448 5120
|  
| ||
768 |
11.05.2011
| PJM
| BMFN EAD
| 50/11.05.2011
| FINANCIAL SUPERVISION COMMISSION (FSC) - BULGARIA
| SOFIA
| BULGARIA
| Sasho Petrov
| +359 2 963 18 18
|  
| ||
769 |
17.05.2011
| PJM
| ALTANA WEALTH LIMITED
| 53/17.05.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Lee Robinson
| +44 (0)02 7563 9400
|  
| ||
770 |
17.05.2011
| PJM
| HINES EUROPE REAL ESTATE INVESTMENT LIMITED
| 53/17.05.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Fiona Hipkiss
| +44 (0)20 7292 1916
|  
| ||
771 |
17.05.2011
| PJM
| ERG FINANCIAL PLANNING LIMITED
| 53/17.05.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Euan Galbraith
| 0844 358 0394
|  
| ||
772 |
17.05.2011
| PJM
| CLSA (UK)
| 53/17.05.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Ross Tanton
| 0207 614 7000
|  
| ||
773 |
20.05.2011
| PJM
| AMINI FINANCIAL SERVICES GMBH
| 56/20.05.2011
| BUNDESANSTALT FUR FINANZDIENSTLEISTUNGSAUFSICHT
| necunoscut
| GERMANIA
| Farhad Amini
| 0049 (0) 2159 67 67 0
|  
| ||
774 |
20.05.2011
| PJM
| CAMBRIDGE CAPITAL MANAGEMENT LLP
| 57/20.05.2011
| FCA FINANCIAL CONDUCT AUTHORITY
| CAMBRIDGE
| MAREA BRITANIE
| Andrew Baxter
| +44 (0) 1223 969 986
|  
| ||
775 |
24.05.2011
| PJM
| ARCTIC FUND MANAGEMENT AS
| 60/24.05.2011
| THE FINANCIAL SUPERVISORY AUTHORITY OF NORWAY
| OSLO
| NORVEGIA
| Lisbeth Gyland
| 21013122
|  
| ||
776 |
24.05.2011
| PJM
| HILLTOP FUND MANAGEMENT LLP
| 58/24.05.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Trevor Simon
| 0207 788 7799
|  
| ||
777 |
24.05.2011
| PJM
| OLD PARK CAPITAL LIMITED
| 58/24.05.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Bruno Pannetier
| +44 (0)203 405 1961
|  
| ||
778 |
24.05.2011
| PJM
| RENAISSANCE SECURITIES (CYPRUS) LTD
| 59/24.05.2011
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Harris Antoniades
| 00357 22 505 800
|  
| ||
779 |
24.05.2011
| PJM
| MARCUARD CYPRUS LTD
| 59/24.05.2011
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Alexis Xenophontos
| 00357 25 814 870
|  
| ||
780 |
02.06.2011
| PJM
| ORBEX LTD
| 64/02.06.2011
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Hadi Hanaan
| 00357 25 588 855
| 00357 25 588 853
| ||
781 |
02.06.2011
| PJM
| BIVOUAC CAPITAL LLP
| 63/02.06.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Richard Adams
| +44 (0)7771 793 572
|  
| ||
782 |
02.06.2011
| PJM
| KERFORD INVESTMENTS (UK) LIMITED
| 63/02.06.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Sheela Viswanathan
| +44 (0)20 7471 4980
|  
| ||
783 |
02.06.2011
| PJM
| DIGI-CAPITAL LIMITED
| 63/02.06.2011
|  
| LONDRA
| MAREA BRITANIE
| Timothy James Merel
| +44 (0)20 7247 1480
|  
| ||
784 |
08.06.2011
| PJM
| DEVELOPMENT COMPANY FOR ISRAEL (UK) LIMITED
| 68/08.06.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Kalman Robinson
| +44 (0) 020-7446 8670
|  
| ||
785 |
08.06.2011
| PJM
| DENNY ELLISON ENTERPRISES LIMITED
| 68/08.06.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Gillian Elcock
| 0207 183 7645
|  
| ||
786 |
08.06.2011
| PJM
| BESTINVEST (BROKERS) LIMITED
| 68/08.06.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Peter Lindop
| +44(0)20 7189 9999
|  
| ||
787 |
08.06.2011
| PJM
| COLLABRIUM INVESTMENT ADVISORS LLP
| 68/08.06.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Roy Mennell
| +44 (0)2072229637
|  
| ||
788 |
08.06.2011
| PJM
| JCI CAPITAL LIMITED
| 68/08.06.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Giorgio Simioni
| +44 (0)203427 5218
|  
| ||
789 |
08.06.2011
| PJM
| JLT ADVISORY LIMITED
| 68/08.06.2011
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Kevin Timmons
| +44 (0)20 7466 5280
|  
| ||
790 |
08.06.2011
| PJM
| CAMBRIA LTD
| 68/08.06.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Mario Mauri
| +44 (0)20 7917 1756
|  
| ||
791 |
01.07.2011
| PJM
| A.T.I. ASSOCIATES (CYPRUS) LTD
| 73/01.07.2011
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| PAPHOS
| CIPRU
| Douglas Tyson
| 00357 26 813 392
|  
| ||
792 |
01.07.2011
| PJM
| IRIS ADVISORY LTD
| 76/01.07.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Guillaume Burucoa
| +44(0)20 7193 0383
|  
| ||
793 |
01.07.2011
| PJM
| GLOBAL PRIME PARTNERS LIMITED
| 76/01.07.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Julian Parker
| 44 020 7798 9800
|  
| ||
794 |
01.07.2011
| PJM
| ALLEGRA ASSET MANAGEMENT (UK) LIMITED
| 76/01.07.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Norval Loftus
| +44 (0)20 7969 2989
|  
| ||
795 |
01.07.2011
| PJM
| SEA PORT GROUP SECURITIES (EUROPE) LLP
| 76/01.07.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jay Conklin
| +44 (0)20 7614 9101
|  
| ||
796 |
01.07.2011
| PJM
| CITI CAPITAL ADVISORS LIMITED
| 76/01.07.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| John Beck
| +44(0)20 7500 0430
|  
| ||
797 |
06.07.2011
| PJM
| OANDA EUROPE LIMITED
| 78/06.07.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Antony Broadbent
| 0203 151 2061
|  
| ||
798 |
06.07.2011
| PJM
| TOWERS WATSON LIMITED
| 78/06.07.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Malcolm Lee
| 44 01737 241 144
|  
| ||
799 |
06.07.2011
| PJM
| HD CAPITAL PARTNERS INCORPORATION LIMITED
| 78/06.07.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Paul Dudley
| 44 020 3551 4870
|  
| ||
800 |
15.07.2011
| PJM
| RENTA 4, SOCIEDAD DE VALORES, S.A.
| 82/15.07.2011
| COMISION NACIONAL DEL MERCADO DE VALORES (SPANIA)
| MADRID
| SPANIA
| Juan Luis Lopez
| +34 91 384 85 00
|  
| ||
801 |
15.07.2011
| PJM
| THE CYPRUS INVESTMENT AND SECURITIES CORPORATION LTD
| 83/15.07.2011
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Constantinos Papanastasiou
| 00357 22 123740
| 00357 22 338 801
| ||
802 |
15.07.2011
| PJM
| ABG SUNDAL COLLIER PARTNERS LLP
| 84/15.07.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Emily Dgebuadze
| 44 020 7905 5670
|  
| ||
803 |
15.07.2011
| PJM
| REVYSION LLP
| 84/15.07.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Robert Gray
| 0207 659 9050
|  
| ||
804 |
15.07.2011
| PJM
| GRANULAR INVESTMENTS LIMITED
| 85/15.07.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Giuliano Giovannetti
| 0203 286 2544
|  
| ||
805 |
15.07.2011
| PJM
| GLOBAL REACH MARKETS LIMITED
| 85/15.07.2011
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Nina Sidhu
| 0207 743 7062
|  
| ||
806 |
15.07.2011
| PJM
| EDISON WEALTH MANAGEMENT LIMITED
| 85/15.07.2011
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| James Brown
| +44 (0)20 7287 2225
|  
| ||
807 |
15.07.2011
| PJM
| BTIG LIMITED
| 85/15.07.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Katherine Leah
| +44 020 7663 1700
|  
| ||
808 |
15.07.2011
| PJM
| FUTURE VALUE CAPITAL LLP
| 85/15.07.2011
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Roman Lutz
| +44 077 8619 0736
|  
| ||
809 |
15.07.2011
| PJM
| INTERACTIVE BROKERS (UK) LTD
| 85/15.07.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Yograj Aggarwal
| 0207 776 7800
|  
| ||
810 |
15.07.2011
| PJM
| SEALARK LLP
| 85/15.07.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Edmund Gordon Clark
| +44 (0)20 7838 6366
|  
| ||
811 |
15.07.2011
| PJM
| PLATFORM ONE LIMITED
| 85/15.07.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Michael Fordham
| +44 0845 366 5445
|  
| ||
812 |
15.07.2011
| PJM
| BROWN SHIPLEY & CO LIMITED
| 85/15.07.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Theresa Cassey
| +44 (0)20 7606 9833
|  
| ||
813 |
15.07.2011
| PJM
| LIBERUM CAPITAL LIMITED
| 85/15.07.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Antony Scawthorn
| 0203 100 2000
|  
| ||
814 |
25.08.2011
| PJM
| DUKASCOPY EUROPE IBS AS
| 89/25.07.2011
| FINANCIAL AND CAPITAL COMMISSION LETONIA
| RIGA
| LETONIA
| Igors Pronins
| +371 67283294
|  
| ||
815 |
25.07.2011
| PJM
| EURIVEX LTD
| 90/25.07.2011
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Shavasb Bohdjalian
| 00357 22 028 831
|  
| ||
816 |
25.07.2011
| PJM
| EDMOND DE ROTHSCHILD SECURITIES (UK) LIMITED
| 91/25.07.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| John Edward Ruppert
| +44 (0)20 7240 1870
|  
| ||
817 |
25.07.2011
| PJM
| VALBURY CAPITAL LIMITED
| 91/25.07.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| VALBURY CAPITAL LIMITED
| +44 (0)20 7977 1472
|  
| ||
818 |
08.08.2011
| PJM
| A.J.K. WEALTH MANAGEMENT LIMITED
| 92/08.08.2011
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LARNACA
| CIPRU
| Socrates Philippou
| 00357 24 668 800
|  
| ||
819 |
08.08.2011
| PJM
| DIVISA UK LIMITED
| 94/08.08.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Ila Sylvester Jehl
| 44-020-3397 3771
|  
| ||
820 |
08.08.2011
| PJM
| GO MARKETS UK TRADING LIMITED
| 94/08.08.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Robert Berkeley
| 0207 332 4954
|  
| ||
821 |
08.08.2011
| PJM
| ORBIS INVESTMENT ADVISORY LTD
| 94/08.08.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Ian Noetzel
| 0207 462 0800
|  
| ||
822 |
08.08.2011
| PJM
| PRIME MARKETS LIMITED
| 94/08.08.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Sarah Elizabeth
| +44 (0)207 74992772
|  
| ||
823 |
08.08.2011
| PJN
| CBRE INDIRECT INVESTMENT SERVICES LIMITED
| 94/08.08.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Geraldine Mash
| +44 020 7182 2000
|  
| ||
824 |
08.08.2011
| PJM
| RS PLATOU FINANCIAL PRODUCTS LLP
| 94/08.08.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Christopher Chasty
| +44 (0)20 7332 6128
|  
| ||
825 |
01.09.2011
| PJM
| STELLA CAPITAL ADVISORS LLP
| 106/01.09.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Fredrik Malmberg
| 0207 290 8131
|  
| ||
826 |
01.09.2011
| PJM
| ATLANTIS CAPITAL MANAGEMENT LIMITED
| 106/01.09.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Alfred Shukry
| +44 (0)20 78709310
|  
| ||
827 |
01.09.2011
| PJM
| REDE PARTNERS LLP
| 106/01.09.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Sharare Hau
| +44 (0)20 7182 1920
|  
| ||
828 |
01.09.2011
| PJM
| 7DAYSAHEAD
| 106/01.09.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Mark Sturdy
| 44-07849-922 573
|  
| ||
829 |
01.09.2011
| PJM
| SPA FINANCIAL SERVICES LTD
| 104/01.09.2011
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Gabriel Anastassiades
| 00357 22 028 585
|  
| ||
830 |
15.09.2011
| PJM
| KOBALT CAPITAL LIMITED
| 109/15.09.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| James Fitzherbert- Brockholes
| +44 (0)2 7401 5500
|  
| ||
831 |
15.09.2011
| PJM
| HIROSE FINANCIAL UK LIMITED
| 109/15.09.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Yoshio Miyauchi
| +44 (0)2036870348
|  
| ||
832 |
15.09.2011
| PJM
| MF GLOBAL UK LIMITED
| 109/15.09.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Ian Fairweather
| 0203 321 4000
|  
| ||
833 |
15.09.2011
| PJM
| ICM CAPITAL LIMITED
| 109/15.09.2011
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Shauna Bray
| +44 (0)207 488 7300
|  
| ||
834 |
15.09.2011
| PJM
| CUTFIELD FREEMAN & CO LIMITED
| 109/15.09.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Joanna Lesley Southwell
| +44 (0)20 7349 5250
|  
| ||
835 |
15.09.2011
| PJM
| NEWEDGE UK FINANCIAL LIMITED
| 109/15.09.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| David Young
| +44 (0)20 7676 8401
|  
| ||
836 |
15.09.2011
| PJM
| GAMCO ASSET MANAGEMENT (UK) LIMITED
| 109/15.09.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Evan Miller
| 0203 206 2100
|  
| ||
837 |
15.09.2011
| PJM
| IKON FINANCE LIMITED
| 109/15.09.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Yahya Taher
| +44 (0)203 427 5393
|  
| ||
838 |
23.09.2011
| PJM
| AXIA VENTURES GROUP LTD
| 111/23.09.2011
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Omiros Pissarides
| 00357 22 742 000
|  
| ||
839 |
23.09.2011
| PJM
| AKSIA EUROPE LIMITED
| 112/23.09.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Rebecca Leigh Brei
| +44 (0)20 3170 7696
|  
| ||
840 |
23.09.2011
| PJM
| PRIVIUM FUND MANAGEMENT (UK) LIMITED
| 112/23.09.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Paul Smith
| 44-020-70318552
|  
| ||
841 |
23.09.2011
| PJM
| CVC CREDIT PARTNERS INVESTMENT MANAGEMENT LIMITED
| 112/23.09.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Marc Boughton
| +44 (0)20 7520 4950
|  
| ||
842 |
23.09.2011
| PJM
| QUILTER CHEVIOT LIMITED
| 112/23.09.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Duncan Aird Taylor
| +44 (0)20 7150 4000
|  
| ||
843 |
23.09.2011
| PJM
| KINETIX CORPORATE FINANCE LLP
| 112/23.09.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| OXFORDSHIRE
| MAREA BRITANIE
| David Armfield
| +44 (0)20 7484 5234
|  
| ||
844 |
23.09.2011
| PJM
| SAPIA PARTNERS LLP
| 112/23.09.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jurgen Gebhard
| +44 (0)207 104 2140
|  
| ||
845 |
23.09.2011
| PJM
| TEMPLETON CORPORATE FINANCE LIMITED
| 112/23.09.2011
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
|  
| +44 (0) 1634847231
|  
| ||
846 |
23.09.2011
| PJM
| PARK WALK CAPITAL LTD
| 112/23.09.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Alexander Miller
| +44 (0) 77 68 884 738
|  
| ||
847 |
05.10.2011
| PJM
| ROBERT QUINN ADVISORY LLP
| 114/05.10.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Uchenna Egbunike
| +44 (0)207 958 9127
|  
| ||
848 |
05.10.2011
| PJM
| VANTAGE CAPITAL MARKETS LLP
| 114/05.10.2011
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Nigel Anthony Bruce Avey
| +44 (0)20 3107 5000
|  
| ||
849 |
05.10.2011
| PJM
| EB CAPITAL LLP
| 114/05.10.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Ed Buckley
| +44 (0)207 484 0901
|  
| ||
850 |
05.10.2011
| PJM
| PEGASUS CAPITAL LLP
| 114/05.10.2011
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Graeme Cullens
| +44 (0)1 689 823953
|  
| ||
851 |
11.10.2011
| PJM
| MARKS BAUGHAN SECURITIES UK LLP
| 121/11.10.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| John Walter Jacobs
| 001-610-5721012
|  
| ||
852 |
28.10.2011
| PJM
| ING AM INSURANCE COMPANIES B.V.
| 124/28.10.2011
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| haga
| OLANDA
| Christiaan Leussink
| +3170 379 1389
|  
| ||
853 |
28.10.2011
| PJR
| LEIGHTON BROTHERS LIMITED
| 125/28.10.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Barry Leighton
| +44 (0)207 359 5725
|  
| ||
854 |
28.10.2011
| PJM
| NEGENTROPY CAPITAL PARTNERS LLP
| 125/28.10.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Giuseppe Galimaberti
| +44 (0)203 2067385
|  
| ||
855 |
28.10.2011
| PJM
| GPB FINANCIAL SERVICES LTD
| 126/28.10.2011
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Evanthia Kania
| 00357 25 055 000
| 00357 25 055 101
| ||
856 |
03.11.2011
| PJM
| AMG KAPITAL LIMITED
| 130/03.11.2011
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASOL
| CIPRU
| Valery Zyukin
| 00357 25 200 715
|  
| ||
857 |
03.11.2011
| PJM
| MC CAPITAL LTD
| 131/03.11.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Cristian Caruso
| +44 (0)207 1939583
|  
| ||
858 |
23.11.2011
| PJM
| AVUS CAPITAL LTD
| 140/23.11.2011
| FINANCIAL SUPERVISION COMMISSION (FSC) - BULGARIA
| SOFIA
| BULGARIA
| Plamen Peichev
| +359 2 448 48 51
|  
| ||
859 |
23.11.2011
| PJM
| CBRE INDIRECT INVESTMENT SERVICES LIMITED
| 139/23.11.2011
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| AMSTERDAM
| OLANDA
| Frank de Smit
| 020 626 2691
|  
| ||
860 |
23.11.2011
| PJM
| RELIANTCO INVESTMENTS LTD
| 138/23.11.2011
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Dennis – Hendrik de Jong
| 00357 25 030 314
|  
| ||
861 |
23.11.2011
| PJM
| ASHMORE INVESTMENT MANAGEMENT LIMITED
| 137/23.11.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Stephen Jonathan Hicks
| +44 (0)20 3077 6000
|  
| ||
862 |
23.11.2011
| PJM
| PEEL HUNT LLP
| 137/23.11.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Mitchell Gibb
| +44 (0)20 7418 8941
|  
| ||
863 |
23.11.2011
| PJM
| ALION PARTNERS CAPITAL LLP
| 137/23.11.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Sylvia Carrasco-Onate
| +44 (0)020 104 2370
|  
| ||
864 |
23.11.2011
| PJM
| CATTEGATT CAPITAL LTD
| 137/23.11.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Lars Lindqvist
| +44 (0)20 7221 8828
|  
| ||
865 |
20.12.2011
| PJM
| FIL (LUXEMBOURG) S.A.
| 149/20.12.2011
| CSSF LUXEMBOURG
| LUXEMBURG
| LUXEMBURG
| Charles Hutchinson
| (+352) 250 404 2383
|  
| ||
866 |
20.12.2011
| PJM
| BYHIRAS (EUROPE) LTD
| 148/20.12.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| David Rosenthal
| 44- (0)20 7898 0597
|  
| ||
867 |
20.12.2011
| PJM
| ML CAPITAL LTD
| 148/20.12.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Richard Day
| +44 (0)20 37094510
|  
| ||
868 |
20.12.2011
| PJM
| NINEVEH ADVISORY LTD
| 148/20.12.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Bill Miller
| +44 (0)7720 906 540
|  
| ||
869 |
20.12.2011
| PJM
| VOTORANTIM SECURITIES (UK) LIMITED
| 148/20.12.2011
|  
| LONDRA
| MAREA BRITANIE
| Marco L. Monteiro
| +44 (0)20 7743 6545
|  
| ||
870 |
20.12.2011
| PJM
| DELTA FINANCIAL MARKETS LIMITED
| 148/20.12.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Trevor Llewellyn Clein
| +44(0)20 7190 3332
|  
| ||
871 |
20.12.2011
| PJM
| ISWAP EURO LIMITED
| 148/20.12.2011
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Donald Stuart McClumpha
| +44 (0)20 7050 7131
|  
| ||
872 |
12.01.2012
| PJM
| AGM MARKETS LIMITED
| 1/12.01.2012
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASOL
| CIPRU
| Michael Shahin Rezaie
| 00357 25 105 408
|  
| ||
873 |
12.01.2012
| PJM
| JFD BROKERS LTD
| 1/12.01.2012
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Lars Gottwik
| 00357 25 763 530
|  
| ||
874 |
12.01.2012
| PJM
| MCA INTELIFUNDS LTD
| 1/12.01.2012
| CSSF LUXEMBOURG
| LIMASSOL
| CIPRU
| Georgios Skordis
| 00357 25 205 555
| +357 25 205 556
| ||
875 |
12.01.2012
| PJM
| DIGITAL VEGA FX LIMITED
| 4/12.01.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Simon Stock
| +44 (0)20 7489 2160
|  
| ||
876 |
12.01.2012
| PJM
| FX STAT LIMITED (TRADING NAME: ONE TRADE)
| 4/12.01.2012
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Sarmad Daneshmand
| +44 (0)20 31705553
|  
| ||
877 |
12.01.2012
| PJM
| EGR BROKERS LIMITED
| 4/12.01.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Steven Mayne
| +44 (0)20 7529 1449
|  
| ||
878 |
12.01.2012
| PJM
| STEELROCK LIMITED
| 4/12.01.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Rupert English
| +44(0)207 491 8186
|  
| ||
879 |
17.01.2012
| PJM
| IFOREX BEFEKTETESI SZOLGALTATO ZRT
| 5/17.01.2012
| HUNGARIAN FINANCIAL SUPERVISORY AUTHORITY
| BUDAPESTA
| UNGARIA
| LAJOS KAUFMANN
| +361 880 8418
|  
| ||
880 |
20.01.2012
| PJM
| MERRILL LYNCH, PIERCE, FENNER & SMITH SAS
| 10/20.01.2012
| BANQUE DE FRANCE
| PARIS
| FRANTA
| Nicole Petit
| +33 1 53 65 59 42
|  
| ||
881 |
20.01.2012
| PJM
| WS FINANCIAL AND INVESTMENT SERVICES LTD
| 9/20.01.2012
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Aris Gregoriades
| 00357 22 878 484
|  
| ||
882 |
20.01.2012
| PJM
| 360 TREASURY SYSTEMS AG
| 8/20.01.2012
| BUNDESANSTALT FUR FINANZDIENSTLEISTUNGSAUFSICHT
| FRANKFURT AM MAIN
| GERMANIA
| David Hable
| +49 69 900 289 20
|  
| ||
883 |
20.01.2012
| PJM
| SKYBOUND CAPITAL UK LTD
| 7/20.01.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Clifford Warren
| +44 (0)20 7099 8328
|  
| ||
884 |
20.01.2012
| PJM
| ARIAN FINANCIAL LLP
| 7/20.01.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| John William Meadows
| +44 (0)20 7608 0513
|  
| ||
885 |
20.01.2012
| PJM
| SANLAM SECURITIES UK LIMITED
| 7/20.01.2012
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| David Dixon
| 4401732740700, +44 (0)20 7628 2200
|  
| ||
886 |
26.01.2012
| PJM
| UBS GLOBAL ASSET MANAGEMENT (UK) LTD
| 16/26.01.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| David Oakton
| 0207 901 5050
|  
| ||
887 |
26.01.2012
| PJM
| MERILL LYNCH (LUXEMBOURG) S.Á.R.L.
| 15/26.01.2012
| CSSF LUXEMBOURG
| LUXEMBURG
| LUXEMBURG
| Monique Velasquez
| +352 494911604
|  
| ||
888 |
26.01.2012
| PJM
| CITY FUND MANAGEMENT LIMITED
| 14/26.01.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Marc Plessier
| +44 (00207 397 5760
|  
| ||
889 |
01.03.2012
| PJM
| SEQUOIA CAPITAL FUND MANAGEMENT LLP
| 28/01.03.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Hakan Malmros
| +44 (0) 207 341 2265
|  
| ||
890 |
01.03.2012
| PJM
| BAYNARD CAPITAL MANAGEMENT LLP
| 28/01.03.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Lars Slaarsveen
| +44 (0) 7920 235 664
|  
| ||
891 |
01.03.2012
| PJM
| HARRIS WILLIAMS & CO. LTD
| 28/01.03.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Thierry C. Monjauze
| +44 (0)207 518 8900
|  
| ||
892 |
01.03.2012
| PJM
| WILLIS STRUCTURED FINANCIAL SOLUTIONS LIMITED
| 28/01.03.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Matthew Wilson
| +44 (0)203 124 7038
|  
| ||
893 |
01.03.2012
| PJM
| MILLIMAN FINANCIAL STRATEGIES LIMITED
| 28/01.03.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Gary Finkelstein
| +44 (0) 207 847 1555
|  
| ||
894 |
01.03.2012
| PJM
| MAINSTREET CAPITAL PARTNERS LIMITED
| 28/01.03.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Rodoflo Fracassi
| +44 (0) 207 868 8500
|  
| ||
895 |
01.03.2012
| PJM
| KINGSLEY ASSET MANAGEMENT (GLOBAL) LLP
| 28/01.03.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Michael Kessler
| +44 (0)207 084 0377
|  
| ||
896 |
01.03.2012
| PJM
| LT ADVISORY LIMITED
| 28/01.03.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Louis Trincano
| +44 (0) 7824 597 543
|  
| ||
897 |
01.03.2012
| PJM
| CONSERO CAPITAL LLP
| 28/01.03.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Patrick Folkes
| +44 207 297 3000
|  
| ||
898 |
12.03.2012
| PJM
| NPLUS1 SINGER ADVISORY LLP
| 34/12.03.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| NECUNOSCUT
| MAREA BRITANIE
| Steven Robert Davey
| +44 (0)2074963000
|  
| ||
899 |
12.03.2012
| PJM
| DEEPBRIDGE CAPITAL LLP
| 34/12.03.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| CHESHIRE
| MAREA BRITANIE
| Simon Chadwick
| +44 (0)1244 893 581
|  
| ||
900 |
12.03.2012
| PJM
| ABRAAJ CAPITAL UK LIMITED
| 34/12.03.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Mohamed Semary
| +44 (0) 9714 506 4400
|  
| ||
901 |
12.03.2012
| PJM
| SECOR INVESTMENT ADVISORS (UK) LLP
| 34/12.03.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jeroen Wilbrink
| +44 (0)20 3009 3236
|  
| ||
902 |
12.03.2012
| PJM
| DELFF MANAGEMENT LIMITED
| 34/12.03.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Denis Loubignac
| +44 020 7042 9120
|  
| ||
903 |
20.03.2012
| PJM
| CYGNUS INVESTMENT MANAGEMENT LIMITED
| 34/12.03.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Charles Leach
| +44 (0) 1708 558 282
|  
| ||
904 |
12.03.2012
| PJM
| RM CAPITAL MARKETS LIMITED
| 34/12.03.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| EDINBURGH
| MAREA BRITANIE
| Kathleen McLeay
| +44 (0) 131 603 7023
|  
| ||
905 |
12.03.2012
| PJM
| BOSTON PRIME LIMITED
| 34/12.03.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Michael Brand
| +1 646 755 7299
|  
| ||
906 |
23.03.2012
| PJM
| E D & F MAN CAPITAL MARKETS LIMITED
| 43/23.03.2012
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| John Taylor
| +44 (0) 20 7089 8000
|  
| ||
907 |
23.03.2012
| PJM
| JIFFIX MARKETS LTD
| 41/23.03.2012
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Christoforos Theodosiou
| 00357 25 385 501
|  
| ||
908 |
28.03.2012
| PJM
| TRADENEXT LIMITED
| 47/28.03.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Mohsin Jameel
| +44 (0) 207 956 2798
|  
| ||
909 |
28.03.2012
| PJM
| BALFOUR BEATTY INFRASTRUCTURE PARTNERS LLP
| 47/28.03.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Michael Cowell
| +44 (0) 20 7766 3360
|  
| ||
910 |
28.03.2012
| PJM
| CESCO INVESTMENTS LTD
| 47/28.03.2012
| FCA FINANCIAL CONDUCT AUTHORITY
| HERTFORDSHIRE
| MAREA BRITANIE
| Fausto Furlotti
| +44 (0) 208 275 0168
|  
| ||
911 |
28.03.2012
| PJM
| Z INVESTMENT PARTNERS LLP
| 47/28.03.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jonathan Zenios
| +44 (007767 375045
|  
| ||
912 |
20.04.2012
| PJM
| TOPFX LTD
| 58/20.04.2012
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Gabriel Styllas
| 00357 25 352 244
|  
| ||
913 |
20.04.2012
| PJM
| VELES INTERNATIONAL LIMITED
| 58/20.04.2012
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Anna Dotsa
| 00357 22 873 327
| 00357 22 661 164
| ||
914 |
20.04.2012
| PJM
| VOYA INVESTMENT MANAGEMENT (UK) LIMITED
| 57/20.04.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Olivier Struben
| +44 (0) 207 767 1209
|  
| ||
915 |
20.04.2012
| PJM
| OUTSET GLOBAL LLP
| 57/20.04.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Ray McCabe
| +44(0)7900 137 646
|  
| ||
916 |
20.04.2012
| PJM
| BOLT MARKETS LIMITED
| 57/20.04.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Nacer Idrissi
| +44(0)207 70990306
|  
| ||
917 |
20.04.2012
| PJM
| INDEPENDENT FINANCIAL SERVICES 4 YOU LTD
| 57/20.04.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| SWINDON
| MAREA BRITANIE
| Rob Hardwicke
| +44 (0)8720 454 187
|  
| ||
918 |
26.04.2012
| PJM
| 42 FINANCIAL SERVICES A.S.
| 66/26.04.2012
| CZECH NATIONAL BANK (BANCA NATIONALA A CEHIEI)
| PRAGA
| CEHIA
| Roman Janega
| 00420 233 084 201
|  
| ||
919 |
26.04.2012
| PJM
| HIGHSKY BROKERS A.S.
| 66/26.04.2012
| CZECH NATIONAL BANK (BANCA NATIONALA A CEHIEI)
| PRAGA
| CEHIA
| Stanislav Curilla
| 00420 222 767 117
|  
| ||
920 |
26.04.2012
| PJM
| LEVERATE FINANCIAL SERVICES LIMITED
| 68/26.04.2012
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Eyal Wagner
| 00357 25 254422
|  
| ||
921 |
26.04.2012
| PJM
| 7Q FINANCIAL SERVICES LTD
| 68/26.04.2012
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Georgios Lordos
| 00357 22 763 344
|  
| ||
922 |
17.05.2012
| PJM
| SIB (CYPRUS) LIMITED
| 71/17.05.2012
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Haig Der Nishanian
| 00357 22 419 000
| 0035722419100
| ||
923 |
17.05.2012
| PJM
| GOLDBRIDGE CAPITAL PARTNERS LLP
| 73/17.05.2012
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Andrew Victor Curtis
| +44 (0) 207 959 0905
|  
| ||
924 |
17.05.2012
| PJM
| VOLOPA CAPITAL LIMITED
| 73/17.05.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Graham Jon Farrow
| +44 (0) 7720 906 540
|  
| ||
925 |
17.05.2012
| PJM
| CFE CAPITAL LTD.
| 73/17.05.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Ferdinando Fusaro
| +44 (0) 207 193 3542
|  
| ||
926 |
17.05.2012
| PJM
| ICON INFRASTRUCTURE LLP
| 73/17.05.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Daniel Agostino
| +44 (0) 203 178 7121
|  
| ||
927 |
17.05.2012
| PJM
| DORIC PARTNERS LLP
| 73/17.05.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| William Finn
| +44 (0) 207 621 6504
|  
| ||
928 |
17.05.2012
| PJM
| AXICORP LIMITED
| 73/17.05.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Matthew Murphie
| +44 (0)207 856 2425
|  
| ||
929 |
17.05.2012
| PJM
| FPP ASSET MANAGEMENT LLP
| 73/17.05.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Michelle Wood
| +44 (0) 207 647 9100
|  
| ||
930 |
01.06.2012
| PJM
| EXANE LTD
| 77/01.06.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Owais Mogal
| +44(0)207 039 9461
|  
| ||
931 |
01.06.2012
| PJM
| R.J. O’BRIEN (UK) LIMITED
| 77/01.06.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Alex Cope-Norris
| 448456861756
|  
| ||
932 |
01.06.2012
| PJM
| PERSPECTIVE FINANCIAL MANAGEMENT LIMITED
| 77/01.06.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| CHESHIRE
| MAREA BRITANIE
| Julie Hepworth
| +44(0)78256 13009
|  
| ||
933 |
08.06.2012
| PJM
| CLIPPERTON FINANCE LIMITED
| 79/08.06.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Stephane Valorge
| +44(0)203 036 0346
|  
| ||
934 |
11.06.2012
| PJM
| BMO CAPITAL MARKETS LIMITED
| 79/08.06.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Christopher Eyles
| +44(0)207 664 8010
|  
| ||
935 |
08.06.2012
| PJM
| OASIS CRESCENT ADVISORY SERVICES (UK) LIMITED
| 79/08.06.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Adam Ebrahim
| +44(0)207 590 0550
|  
| ||
936 |
08.06.2012
| PJM
| LONDON INVESTMENT CONSULTANTS LLP
| 79/08.06.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Georges Lequime
| +44(0)207 213 0610
|  
| ||
937 |
08.06.2012
| PJM
| FXPRO UK LIMITED
| 79/08.06.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Martin Couper
| +44(0) 207 776 9724
|  
| ||
938 |
18.06.2012
| PJM
| DRAGON CAPITAL (CYPRUS) LIMITED
| 81/18.06.2012
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Simon Knight
| 0035725376300,
| 0035725376301
| ||
939 |
18.06.2012
| PJM
| FRASER MACKINLAY INVESTMENT SERVICES LTD
| 81/18.06.2012
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Karen Ogilvie
| 00357 25 258700
|  
| ||
940 |
18.06.2012
| PJM
| FINTAILOR INVESTMENT LTD
| 81/18.06.2012
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Konstantin Yasnov
| 00357 25 817 004
|  
| ||
941 |
18.06.2012
| PJM
| SWISSQUOTE LTD
| 80/18.06.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Mark Payne
| +44(0)207 186 2600
|  
| ||
942 |
18.06.2012
| PJM
| COLLINS STEWART WEALTH MANAGEMENT LIMITED
| 80/18.06.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Nicola Mitford- Slade
| +44(0)207 509 7000
|  
| ||
943 |
18.06.2012
| PJM
| YOUTRADE CAPITAL MARKETS LIMITED
| 80/18.06.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Baruch Zekaria
| +44(0)203 608 0555
|  
| ||
944 |
18.06.2012
| PJM
| AGFE TWO LLP
| 80/18.06.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Gudrun Steele
| +44(0)203 219 5007
|  
| ||
945 |
18.06.2012
| PJM
| XFA GLOBAL LIMITED
| 80/18.06.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Peter Scheffler
| +1 312-456-1546
|  
| ||
946 |
19.06.2012
| PJM
| AFX MARKETS LIMITED
| 85/19.06.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Manuela Mazzacco
| +440 207 710 0000
| +440 207 710 0002
| ||
947 |
19.06.2012
| PJM
| EXANE OPTIONS
| 84/19.06.2012
| AUTORITE DE CONTROLE PRUDENTIEL
| PARIS
| FRANTA
| Armelle Drilhon-Le Jaouen
| +33 1 44 99 23 56
|  
| ||
948 |
19.06.2012
| PJM
| AMANA CAPITAL LTD
| 88/19.06.2012
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Athanasios Nas Velianis
| 00357 25 257 999
|  
| ||
949 |
19.06.2012
| PJM
| NEW ENGLAND ASSET MANAGEMENT LIMITED
| 89/19.06.2012
| CENTRAL BANK OF IRELAND
| DUBLIN
| IRLANDA
| Fiona Molloy
| +353 1 673 8542
|  
| ||
950 |
18.07.2012
| PJM
| PALICO SAS
| 94/13.07.2012
| AUTORITE DE CONTROLE PRUDENTIEL
| PARIS
| FRANTA
| Cédric Teissier
| +33144839182
|  
| ||
951 |
13.07.2012
| PJM
| INDICATION INVESTMENTS LTD
| 95/13.07.2012
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Rafi Tsur
| 0035722025100
|  
| ||
952 |
13.07.2012
| PJM
| INFCM CYPRUS LIMITED
| 95/13.07.2012
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASOL
| CIPRU
| Maria Kolpakova
| 00357 25 730 877
|  
| ||
953 |
13.07.2012
| PJM
| SBERBANK CIB (UK) LIMITED
| 96/13.07.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Richard Ford
| +44 (0)207 583 3257
|  
| ||
954 |
13.07.2012
| PJM
| SAPPHIRE CAPITAL PARTNERS LLP
| 96/13.07.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| NECUNOSCUT
| MAREA BRITANIE
| Boyd Carson
| +44 (0)870 734 8912
|  
| ||
955 |
13.07.2012
| PJM
| GLOBAL PRESERVATION STRATEGIES LTD
| 96/13.07.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Hans Arthur Black
| +44(0) 7899 954 997
|  
| ||
956 |
13.07.2012
| PJM
| BROWN BROTHERS HARRIMAN INVESTOR SERVICES LTD
| 96/13.07.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Lyndon Turner
| +44(0) 207 588 6166
|  
| ||
957 |
13.07.2012
| PJM
| GLIDER TRADING LLP
| 96/13.07.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Corrado Scian
| +44(0) 207 821 5499
|  
| ||
958 |
03.08.2012
| PJM
| RMCAS LTD
| 101/03.08.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Anindya Roy-Mukherjee
| +44(0)7982616335
|  
| ||
959 |
03.08.2012
| PJM
| LOOMIS SAYLES INVESTMENTS LIMITED
| 101/03.08.2012
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Dirkie Van Antwwerp
| +44(0)203 194 6500
|  
| ||
960 |
13.08.2012
| PJM
| ALFA CAPITAL HOLDINGS (CYPRUS) LTD
| 108/13.08.2012
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Dinos Hadjisavvas
| 00357 22 681 988
|  
| ||
961 |
13.08.2012
| PJM
| PEAK CAPITAL ADVISORS LLP
| 107/13.08.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jonathan Laredo
| +44(0)207 78871479
|  
| ||
962 |
13.08.2012
| PJM
| DRC CAPITAL LLP
| 107/13.08.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Rob Clayton
| +44(0) 207 042 0602
|  
| ||
963 |
13.08.2012
| PJM
| MUMMERT & COMPANY LIMITED
| 107/13.08.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Frank Esslinger
| +44(0) 207 073 2689
|  
| ||
964 |
13.08.2012
| PJM
| MARTEN & CO LIMITED
| 107/13.08.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| James Carthew
| +44 (0) 777 578 2422
|  
| ||
965 |
13.08.2012
| PJM
| ITAU UK ASSET MANAGEMENT LIMITED
| 107/13.08.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Ken Casey
| +44(0)207 0704300
|  
| ||
966 |
21.08.2012
| PJM
| TELETRADE-DJ INTERNATIONAL CONSULTING LTD
| 112/21.08.2012
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Artur Mamedov
| 00357 22 514 442
| 0035722315325
| ||
967 |
21.08.2012
| PJM
| MORGAN CAPITAL ADVISORS LLP
| 113/21.08.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Rakesh Chhabra
| 02030778286
|  
|  
| |
968 |
21.08.2012
| PJM
| MARIANA CAPITAL MARKETS LLP
| 113/21.08.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Daniel Benedict
| +44(0)20 7065 6600
|  
| ||
969 |
21.08.2012
| PJM
| KESSION CAPITAL LIMITED
| 113/21.08.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Michael Kessler
| +44(0) 207 558 8800
|  
| ||
970 |
21.08.2012
| PJM
| ADS SECURITIES LONDON LIMITED
| 113/21.08.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Michael Manthorpe
| +44(0)207 920 9988
|  
| ||
971 |
13.09.2012
| PJM
| FIDANTE PARTNERS EUROPE LIMITED
| 122/13.09.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Nicole Smith
| +44 (0)20 7832 0900
|  
| ||
972 |
13.09.2012
| PJM
| ALTERNET (UK) LIMITED
| 122/13.09.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Juan Pablo Urrutia
| +44(0)207 6704236
|  
| ||
973 |
13.09.2012
| PJM
| HELVEA LIMITED
| 122/13.09.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| necunoscut
| MAREA BRITANIE
| Morgan Deane
| +41 22 354 9179
|  
| ||
974 |
13.09.2012
| PJM
| GMG BROKERS LTD
| 122/13.09.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| GMG BROKERS LTD
| +44-020-7016 5217
|  
| ||
975 |
13.09.2012
| PJM
| PROMETHEAN INVESTMENTS LLP
| 122/13.09.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Hamish Burt
| +44(0) 207 246 2590
| +44(0) 207 236 3864
| ||
976 |
20.09.2012
| PJM
| LINEAR INVESTMENTS LIMITED
| 126/20.09.2012
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Paul Jason Kelly
| +44-020-3 603 9803
|  
| ||
977 |
20.09.2012
| PJM
| ALUMFX LIMITED
| 126/20.09.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Chris Long
| +44(0)203 440 5970
|  
| ||
978 |
20.09.2012
| PJM
| SFG PARTNERS LLP
| 126/20.09.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Bastien Fitoussi
| +44(0)207 182 6061
|  
| ||
979 |
20.09.2012
| PJM
| GRANITE RIDGE LLP
| 126/20.09.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Kenneth Leet
| +44(0)2079370817
|  
| ||
980 |
20.09.2012
| PJM
| UNIVERSAL SECURITIES AND INVESTMENTS LTD
| 126/20.09.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Khaleeq Taimuri
| +44(0)2032053833
|  
| ||
981 |
20.09.2012
| PJM
| RAYMOND JAMES FINANCIAL INTERNATIONAL LIMITED
| 126/20.09.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Trini Sadler
| +44(0)2074265600
|  
| ||
982 |
20.09.2012
| PJM
| MCGRAW-HILL FINANCIAL RESEARCH EUROPE LIMITED
| 126/20.09.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Elizabeth Murphy
| +44 (0)020-7176 3084
|  
| ||
983 |
20.09.2012
| PJM
| FINANCIAL PARTNERS FP LTD
| 124/20.09.2012
| FINANCIAL MARKET AUTHORITY - AUSTRIA
| VADUZ
| LIECHTENSTEIN
| Alberto F. Galasso
| +423 23 63 900
|  
| ||
984 |
20.09.2012
| PJM
| PIMCO DEUTSCHLAND GMBH
| 125/20.09.2012
| BUNDESANSTALT FUR FINANZDIENSTLEISTUNGSAUFSICHT
| MÜNCHEN
| GERMANIA
| Jochen Witzler
| 49 89 1220 7322
|  
| ||
985 |
11.10.2012
| PJM
| KAB STRATEGY (CYPRUS) LIMITED
| 130/11.10.2012
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LARNACA
| CIPRU
| Charalambos Frangos
| 00357 24 815 186
|  
| ||
986 |
11.10.2012
| PJM
| EXT LTD (TRADING NAME: EXANTE)
| 130/11.10.2012
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Strelnikov Alexander
| 00357 25 344 317
|  
| ||
987 |
11.10.2012
| PJM
| TECHNOLOGY CROSSOVER VENTURES UK, LLP
| 129/11.10.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Frederic Fenton
| +44(0) 207 887 6000
|  
| ||
988 |
11.10.2012
| PJM
| SMYTHE HOUSE LIMITED
| 129/11.10.2012
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Richard Walker
| +44(0) 7958 396 960
|  
| ||
989 |
24.10.2012
| PJM
| BLACKWELL GLOBAL INVESTMENTS (CYPRUS) LTD
| 144/24.10.2012
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Mingwen Teo
| 00357 25030 952
| 00357 25 366 722
| ||
990 |
24.10.2012
| PJM
| COMMEXFX LTD (Suspendata de catre autoritatea competenta din statul membru de origine incepand cu 06.08.2015)
| 144/24.10.2012
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Christos Avgoustinos
| 0035725251000
|  
| ||
991 |
24.10.2012
| PJM
| REYKER SECURITIES PLC
| 145/24.10.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Helen Fowlie
| +44(0) 207 397 2580
|  
| ||
992 |
24.10.2012
| PJM
| ESTATER ADVISORY LLP
| 145/24.10.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Claudio Konarzewskix
| +44(0) 203 384 9376
|  
| ||
993 |
24.10.2012
| PJM
| GLOBAL COUNSEL ADVISORY LIMITED
| 145/24.10.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Daniel Conagham
| +44(0) 20 7656 7600
|  
| ||
994 |
24.10.2012
| PJR
| SAMARANG LLP
| 145/24.10.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| NORWICH
| MAREA BRITANIE
| Greg Fisher
| +44(0) 12 6373 2131
|  
| ||
995 |
24.10.2012
| PJM
| DASCO PARTNERS LLP
| 145/24.10.2012
|  
| LONDRA
| MAREA BRITANIE
| Simon Glossop
| +44(0) 207 872 5642
|  
| ||
996 |
24.10.2012
| PJM
| CERES PARTNERS LIMITED
| 145/24.10.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Amir Fanian
| +44(0) 20 7935 9998
|  
| ||
997 |
24.10.2012
| PJM
| GINWARD LIMITED
| 145/24.10.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Edward Willems
| +44(0) 20 8946 4858
|  
| ||
998 |
24.10.2012
| PJM
| CONVERGEX LIMITED
| 145/24.10.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Peter Simai
| +44(0) 20 7070 0130
|  
| ||
999 |
19.11.2012
| PJM
| NBI INVESTMENTS LTD
| 149/19.11.2012
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Liudmila Lisanskaya
| 00357 25 747 377
|  
| ||
1000 |
19.11.2012
| PJM
| SONAF BUSINESS LTD
| 149/19.11.2012
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASOL
| CIPRU
| Rayyan Zeheim
| 00357 25 025 023
| 00357 25 256 588
| ||
1001 |
19.11.2012
| PJM
| ATLANTICOMNIUM (UK) LIMITED
| 152/19.11.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jeremy Smouha
| +44(0) 20 7917 2448
|  
| ||
1002 |
19.11.2012
| PJM
| OAKTREE WEALTH MANAGEMENT LTD
| 152/19.11.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| OXFORDSHIRE
| MAREA BRITANIE
| Jeremy Arthur
| 01491 570 820
| 01491 572 893
| ||
1003 |
19.11.2012
| PJM
| BOREALIS INFRASTRUCTURE UK LIMITED
| 152/19.11.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Phillippe Busslinger
| +44(0) 20 7822 8356
|  
| ||
1004 |
19.11.2012
| PJM
| AFRICAN ALPHA INVESTMENT PARTNERS LIMITED
| 152/19.11.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Rupert Boyd
| +44(0) 77 7044 4828
|  
| ||
1005 |
19.11.2012
| PJM
| MOORE STEPHENS FINANCIAL SERVICES (EAST MIDLANDS) LIMITED
| 152/19.11.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| NORTHAMPTON
| MAREA BRITANIE
| Jon Telford
| 01604 632708
|  
| ||
1006 |
26.11.2012
| PJM
| QUAYLE MUNRO LTD
| 155/26.11.2012
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Simon Woolton
| +44 (0)131 222 2600
|  
| ||
1007 |
06.12.2012
| PJM
| INVESTMENT TECHNOLOGY GROUP LIMITED
| 167/06.12.2012
| CENTRAL BANK OF IRELAND
| DUBLIN
| IRLANDA
| David Nolan
| + 353 1 633 8042
|  
| ||
1008 |
21.12.2012
| PJM
| THE ALLIANCE PARTNERSHIP NETHERLANDS B.V.
| 177/21.12.2012
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| AMSTERDAM
| OLANDA
| Floortje Nagelkerke
| +31 204 629 426
|  
| ||
1009 |
21.12.2012
| PJM
| UNIQA CAPITAL MARKETS GMBH
| 178/21.12.2012
| FINANCIAL MARKET AUTHORITY - AUSTRIA
| VIENA
| AUSTRIA
| Sonja Teubenbacher
| +43 1211 75 2006
|  
| ||
1010 |
21.12.2012
| PJM
| DEPAHO LTD
| 179/21.12.2012
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Aida Rizk
| +35722300500, 00357 22 030 811
|  
| ||
1011 |
21.12.2012
| PJM
| XTB LIMITED
| 179/21.12.2012
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Andreas Kililis
| 00357 25 724 350
|  
| ||
1012 |
21.12.2012
| PJM
| FROG CAPITAL LTD
| 180/21.12.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Robert Michael Reid
| +44(0) 44 020 7833 0555
|  
| ||
1013 |
21.12.2012
| PJM
| APOLLO MANAGEMENT INTERNATIONAL LLP
| 180/21.12.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Anant Prakash
| +44(0) 20 3320 1543
|  
| ||
1014 |
21.12.2012
| PJM
| VALIANCE ADVISORS LLP
| 180/21.12.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| James Foster
| +44(0) 20 7399 1760
|  
| ||
1015 |
21.12.2012
| PJM
| IO CAPITAL LIMITED
| 180/21.12.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Srivani Nujella
| +44(0) 7890 589 425
|  
| ||
1016 |
21.12.2012
| PJM
| LOPPEX LIMITED
| 180/21.12.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| MIDDLESEX
| MAREA BRITANIE
| Napoleon Agbor
| +44(0) 20 8848 0056
|  
| ||
1017 |
21.12.2012
| PJM
| JB DRAX HONORE (UK) LIMITED
| 180/21.12.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Parmjit Saran
| +44(0) 207 645 8560
|  
| ||
1018 |
21.12.2012
| PJM
| SORBUS PARTNERS LLP
| 180/21.12.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| NECUNOSCUT
| MAREA BRITANIE
| Max William Thowless-Reeves
| +44(0) 017855503010
|  
| ||
1019 |
26.11.2012
| PJM
| TRILLIUMM PARTNERS LIMITED
| 155/26.11.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Philip Mastriforte
| 44 20 3008 83 76
|  
| ||
1020 |
26.11.2012
| PJM
| BNY MELLON CAPITAL MARKETS EMEA LIMITED
| 155/26.11.2012
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Ian MacDonald
| +44(0) 20 7964 6470
|  
| ||
1021 |
26.11.2012
| PJM
| POTEN CAPITAL SERVICES (UK) LTD
| 155/26.11.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Stanislav Evtimov
| 0207 529 6158
|  
| ||
1022 |
26.11.2012
| PJM
| MONUMENT GROUP EUROPE LLP
| 155/26.11.2012
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Laurence Zage
| +44(0) 20 7297 0070
|  
| ||
1023 |
18.01.2013
| PJM
| VEGA SWISS ASSET MANAGEMENT UK LLP
| 2/18.01.2013
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Ramon Vega
| +44(0) 20 7518 8720
|  
| ||
1024 |
18.01.2013
| PJM
| FXNET LTD
| 3/18.01.2013
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Costas Kappais
| 00357 25 108 111
|  
| ||
1025 |
23.01.2013
| PJM
| BERCHWOOD PARTNERS LLP
| 6/23.01.2013
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| William Zwart
| +44 (0) 20 3440 2240
|  
| ||
1026 |
23.01.2013
| PJM
| BULGER PARTNERS LLP
| 6/23.01.2013
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Rory O’Sullivan
| +44 (0) 20 3178 5345
|  
| ||
1027 |
23.01.2013
| PJM
| SB CORPORATE FINANCE PARTNERS LIMITED
| 6/23.01.2013
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Thomas Riboud-Seydoux
| +44 (0) 20 3368 6022
|  
| ||
1028 |
23.01.2013
| PJM
| THE TJM PARTNERSHIP PLC
| 6/23.01.2013
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Tim Jenkins
| +44 (0) 207-868 2307
|  
| ||
1029 |
23.01.2013
| PJM
| DCM CAPITAL LIMITED
| 6/23.01.2013
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Paul Hawtin
| +44 (0) 203 005 3419
|  
| ||
1030 |
07.02.2013
| PJM
| NSFX LIMITED
| 13/07.02.2013
| MALTA FINANCIAL SERVICES AUTHORITY
| VALLETTA
| MALTA
| David Griscti
|  
|  
| ||
1031 |
07.02.2013
| PJM
| GENEVE INVEST (EUROPE) S.A.
| 12/07.02.2013
| COMMISSION DE SURVEILLANCE DU SECTEUR FINANCIER LUXEMBOURG
| LUXEMBURG
| LUXEMBURG
| Thomas Freiberg
| +352 246 130 240
|  
| ||
1032 |
07.02.2013
| PJM
| MPS MARKETPLACE SECURITIES LTD
| 10/07.02.2013
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Kleanthis Rousakis
| 00357 25 822 723
|  
| ||
1033 |
07.02.2013
| PJM
| MELTEMI INVESTMENT MANAGEMENT LIMITED
| 11/07.02.2013
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Sikander Khan
| +44(0)20 7823 4461
|  
| ||
1034 |
07.02.2013
| PJM
| OMERS PRIVATE EQUITY U.K. IMITED
| 11/07.02.2013
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| David Payne
| +44 20 7822 8331
|  
| ||
1035 |
07.02.2013
| PJM
| FIDEM PARTNERS LIMITED
| 11/07.02.2013
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Raymond Harte
| +44(0)78-8769 2895
|  
| ||
1036 |
07.02.2013
| PJM
| SQUAWKER LTD
| 11/07.02.2013
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Christopher Gregory
| +44 79-5851 5429
|  
| ||
1037 |
15.02.2013
| PJM
| PALOMAR CAPITAL MANAGEMENT LLP
| 16/15.02.2013
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Jesse McDougall
| 0207 713 6085
|  
| ||
1038 |
15.02.2013
| PJM
| ASTIR CAPITAL ADVISORS LIMITED
| 16/15.02.2013
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Richard Crosby
| +44 (0)207758 5805
|  
| ||
1039 |
15.02.2013
| PJM
| JOHN MOORE & COMPANY LIMITED
| 16/15.02.2013
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| John Moore
| 0207 828 3674
|  
| ||
1040 |
15.02.2013
| PJM
| ANDURAND CAPITAL MANAGEMENT LLP
| 16/15.02.2013
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Maria Douloubakas
| +44(0)20 7536 1710
|  
| ||
1041 |
15.02.2013
| PJM
| DEGIRO B.V.
| 18/15.02.2013
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| AMSTERDAM
| OLANDA
| Melvin Huisman
| +31 204274557
|  
| ||
1042 |
10.06.2013
| PJM
| HALKIN INVESTMENTS LLP
| 100/10.06.2013
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Andrew Bray
| +44020 7036 8400
|  
| ||
1043 |
10.06.2013
| PJM
| RMG HOLDING LTD
| 100/10.06.2013
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Natalya Gutsal
| 00357 22 447 024
| 00357 22 374 210
|  
| |
1044 |
10.06.2013
| PJM
| MAN (EUROPE) AG
| 100/10.06.2013
| FINANCIAL MARKET AUTHORITY - LIECHTENSTEIN
| NECUNOSCUT
| LIECHTENSTEIN
| Stefan Zopp
| 423 375 1041
|  
| ||
1045 |
10.06.2013
| PJM
| FOREX TIME LTD
| 100/10.06.2013
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
|  
| 00357 25 558 777
| 00357 25 558 778
| ||
1046 |
10.06.2013
| PJM
| HF MARKETS (EUROPE) LTD
| 100/10.06.2013
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LARNACA
| CIPRU
| Aristos Kirriakides
| 00357 2400 165
| 00357 2400 646
| ||
1047 |
10.06.2013
| PJM
| BLUEFIN EUROPE LLP
| 100/10.06.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Kathryn Beswick
| 440 20 7509 7059
|  
| ||
1048 |
10.06.2013
| PJM
| ABSHIRE-SMITH GLOBAL LTD
| 100/10.06.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Adam Neil
| 440 20 7129 1335
|  
| ||
1049 |
10.06.2013
| PJM
| HUBER&CO LIMITED
| 100/10.06.2013
| FINANCIAL SERVICES COMMISSION GIBRALTAR
| NECUNOSCUT
| GIBRALTAR
| Joanne Sene
| 0035020061461
|  
| ||
1050 |
10.06.2013
| PJM
| X GLOBAL MARKETS LTD
| 100/10.06.2013
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Christos Michaelides
| 0035725560055
|  
| ||
1051 |
10.06.2013
| PJM
| STONEWARE CAPITAL LLP
| 100/10.06.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Richard Rothwell
| 442086820914
|  
| ||
1052 |
10.06.2013
| PJM
| CREDIT FINANCIER INVEST (CFI) LTD
| 100/10.06.2013
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LARNACA
| CIPRU
| Elie Aoun
| 00357240270
|  
| ||
1053 |
10.06.2013
| PJM
| CODE ADVISORS LIMITED
| 100/10.06.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Affan Butt
| 4402036671313
|  
| ||
1054 |
10.06.2013
| PJM
| ANDES FINANCIAL SERVICES LIMITED
| 100/10.06.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Ernesto Moreno
| 4402070378530
|  
| ||
1055 |
10.06.2013
| PJM
| FXOPEN LTD
| 100/10.06.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Paul Sawyer
| 4402079654765
|  
| ||
1056 |
10.06.2013
| PJM
| FLOW TRADERS BV
| 100/10.06.2013
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| AMSTERDAM
| OLANDA
| Gerard Jonk
| 31207996789
|  
| ||
1057 |
10.06.2013
| PJM
| EWM CAPITAL LIMITED
| 100/10.06.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Jan Bendix Vilhelmsen
| 4402031783511
|  
| ||
1058 |
10.06.2013
| PJM
| ELTON CAPITAL ADVISORS LIMITED
| 100/10.06.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Maarten Zurmond
| 4402032906535
|  
| ||
1059 |
10.06.2013
| PJM
| OLIKRIET CAPITAL LIMITED
| 100/10.06.2013
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Marios Hajiroussos
| 0035722361300
|  
| ||
1060 |
10.06.2013
| PJM
| SAMA BROKERS LTD
| 100/10.06.2013
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Ioannis Gerousis
| 0035725762077
|  
| ||
1061 |
10.06.2013
| PJM
| NASDAQ OMX NLX LIMITED
| 100/10.06.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Steve Matthews
| 4402070658082
|  
| ||
1062 |
10.06.2013
| PJM
| ROCKFIRE INVESTMENT MANAGEMENT
| 100/10.06.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Liam James Kavanagh, Andrew Williams- Complaint Offiter
| 4408446931141
|  
| ||
1063 |
10.06.2013
| PJM
| CARL KLIEM SA
| 100/10.06.2013
| COMMISSION DE SURVEILLANCE DU SECTEUR FINANCIER LUXEMBOURG
| NECUNOSCUT
| LUXEMBURG
| Andrea Gondring
| 458484221
|  
| ||
1064 |
10.06.2013
| PJM
| FQS CAPITAL PARTNERS LLP
| 100/10.06.2013
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| John O Callaghan
| 4402076149600
|  
| ||
1065 |
10.06.2013
| PJM
| STX FIXED INCOME BV
| 100/10.06.2013
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| AMSTERDAM
| OLANDA
| Bastiaan Biomink
| 0207188973
|  
| ||
1066 |
10.06.2013
| PJM
| NOBLE MARKETING&TRADING LIMITED
| 100/10.06.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Richard Baron
| 4402079075831
|  
| ||
1067 |
10.06.2013
| PJM
| BROKERCREDITSERVICE (CYPRUS) LIMITED
| 100/10.06.2013
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Olha Sidleruk
| 0035725822734
|  
| ||
1068 |
10.06.2013
| PJM
| INTERC CONSULTANCY PARTNERS UK LIMITED
| 100/10.06.2013
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Carla Kaspar
| 4402033971818
|  
| ||
1069 |
10.06.2013
| PJM
| VALUTRADES LIMITED
| 100/10.06.2013
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Jonathan Silvester
| 4402031410880
|  
| ||
1070 |
11.07.2013
| PJM
| TA ASSOCIATES (UK) LLP
| 226/11.07.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Ajit Nedungadi
| 4402078230200
|  
|  
| |
1071 |
11.07.2013
| PJM
| UTILYX RISK MANAGEMENT LTD
| 226/11.07.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Robert Wall
| 4402070878600
|  
| ||
1072 |
11.07.2013
| PJM
| LCM COMMODITIES UK LLP
| 226/11.07.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Ban Ibrahim
| 4402030608834
|  
| ||
1073 |
11.07.2013
| PJM
| AETOS CAPITAL GROUP (UK) LIMITED
| 226/11.07.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Ting Ji
| 4402070388617
|  
| ||
1074 |
11.07.2013
| PJM
| OAKLET S.A.
| 226/11.07.2013
| COMMISSION DE SURVEILLANCE DU SECTEUR FINANCIER LUXEMBOURG
| NECUNOSCUT
| LUXEMBURG
| Martin Albert
| 3522670421
|  
| ||
1075 |
11.07.2013
| PJM
| BCB&PARTNERS SA
| 226/11.07.2013
| COMMISSION DE SURVEILLANCE DU SECTEUR FINANCIER LUXEMBOURG
| NECUNOSCUT
| LUXEMBURG
| Zeiss Stefan
|  
|  
| ||
1076 |
04.10.2013
| PJM
| CLARKSON PLATOU PROJECT SALES AS
| 403/12.09.2013
| FINANSTILSYNET
| OSLO
| NORVEGIA
| Oystein Nilsen
| 47 23 11 20 00
|  
| ||
1077 |
04.10.2013
| PJM
| ATOM8 FINANCIAL SERVICES LLP
| 403/12.09.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| David Andrews
| 0207 043 5050
|  
| ||
1078 |
12.09.2013
| PJM
| EXNESS (CV) LTD
| 403/12.09.2013
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Andreas Nicolaou
| 00357 25 45 730; 25 030 959
| 00357 25 388 992
| ||
1079 |
12.09.2013
| PJM
| VFX FINANCIAL PLC
| 403/12.09.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Clive Shelton
| 0207 959 6917
|  
| ||
1080 |
12.09.2013
| PJM
| ETORO (UK) LTD
| 403/12.09.2013
| FCA FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Paul Chrimes
| 4402033182433
|  
| ||
1081 |
12.09.2013
| PJM
| ELEMENTARY FINANCIAL LTD
| 403/12.09.2013
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Jeff Miller
| 440 1213 864680
|  
| ||
1082 |
12.09.2013
| PJM
| EVOLUTION WEALTH LTD
| 403/12.09.2013
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| James Lasenby
| 01403334491
|  
| ||
1083 |
12.09.2013
| PJM
| MARL PARTNERS LLP
| 403/12.09.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Jonathan Guise
| 0207 4948236
|  
| ||
1084 |
12.09.2013
| PJM
| SQUARE GLOBAL MARKETS LLP
| 403/12.09.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Harold Uzan
| 440 20 7317 4063
|  
| ||
1085 |
12.09.2013
| PJM
| FCF FOX CORPORATE FINANCE GMBH
| 403/12.09.2013
| BUNDESANSTALT FUR FINANZDIENSTLEISTUNGSAUFSICHT
| NECUNOSCUT
| GERMANIA
| Tim Helmrath
| 4989 20604090
|  
| ||
1086 |
12.09.2013
| PJM
| FLOREAT MERCHANT BANKING LIMITED
| 403/12.09.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Hussam Al-Otaibi
| 440 20 7499 7992
|  
| ||
1087 |
12.09.2013
| PJM
| HYME CAPITAL SECURITIES PLC
| 403/12.09.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Daniel Barcroft
| 440 207101 7070
|  
| ||
1088 |
12.09.2013
| PJM
| VERMILION CAPITAL PARTNERS
| 403/12.09.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Marcus Shadbolt
| 440 20 3178 3170
|  
| ||
1089 |
12.09.2013
| PJM
| GLOBAL CUSTODIAL SERVICES LTD
| 403/12.09.2013
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Nathan Bullas
| 440 1622 816940
|  
| ||
1090 |
12.09.2013
| PJM
| FUNDQUEST ADVISOR
| 403/12.09.2013
| AUTORITE DE CONTROLE PRUDENTIEL
| PARIS
| FRANTA
| Stephane Poucholin
| 33 158 97 61 02
|  
| ||
1091 |
12.09.2013
| PJM
| ADMIRAL MARKETS UK LTD
| 403/12.09.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Iain Rogers
| 440 2077264003
|  
| ||
1092 |
19.09.2013
| PJM
| RONIN EUROPE LIMITED
| 403/12.09.2013
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Tatiana Elkina
| 00357 25878 939
| 00357 25 878 291
| ||
1093 |
12.09.2013
| PJM
| ALINDA CAPITAL LLP
| 403/12.09.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Simon Rigall
| 440 207 101 2500
|  
| ||
1094 |
12.09.2013
| PJM
| STAFFORD PRIVATE EQUITY LIMITED
| 403/12.09.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Dominic Tayco
| +44(0)20 7535 4911
|  
| ||
1095 |
12.09.2013
| PJM
| NUMISMA CAPITAL LTD
| 403/12.09.2013
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Antonis Christodoulou
| 00357 22 455 677
|  
| ||
1096 |
12.09.2013
| PJM
| COVALIS CAPITAL LLP
| 403/12.09.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Toby Mitchell
| 44020 3178 8880
|  
| ||
1097 |
12.09.2013
| PJM
| SANKATY ADVISORS LIMITED
| 403/12.09.2013
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Kristan Gregory
| 440 207 514 5744
|  
| ||
1098 |
12.09.2013
| PJM
| WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED
| 403/12.09.2013
| FCA FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Raymond William Pither
| 4401903 231 545
|  
| ||
1099 |
12.09.2013
| PJM
| HARBOUR VEST PARTNERS (UK) LIMITED
| 403/12.09.2013
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Nicholas du Cros
| 440 207399 2951
|  
| ||
1100 |
12.09.2013
| PJM
| IRONFX GLOBAL UK LIMITED
| 403/12.09.2013
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Zarqa Sharif
| 4402075811423
|  
| ||
1101 |
12.09.2013
| PJM
| MAGNA WEALTH MANAGEMENT LIMITED
| 403/12.09.2013
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Angela South
| 01789 490363
|  
| ||
1102 |
12.09.2013
| PJM
| ICE DRAGONS LIMITED
| 403/12.09.2013
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Adrian Walker
| 44021 3365 6790
|  
| ||
1103 |
12.09.2013
| PJM
| PITON CAPITAL LLP
| 403/12.09.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Andrin Bachmann
| 0207 408 0451
|  
| ||
1104 |
12.09.2013
| PJM
| MESSELS LIMITED
| 403/12.09.2013
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Timothy Parker
| 01483 420999
|  
| ||
1105 |
12.09.2013
| PJM
| TRADESLIDE TRADING TECH LIMITED
| 403/12.09.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Gary Paulus
| +44(0)2081443503
|  
| ||
1106 |
12.09.2013
| PJM
| AEONIC SECURITIES C.I.F PLC
| 403/12.09.2013
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Panagiotis Goulas
| 00357 25337600/601
| 00357 25337602
| ||
1107 |
12.09.2013
| PJM
| DOMIUS CAPITAL ADVISORS LLP
| 403/12.09.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Dimitrios Stratikopoulos
| 440 2070780668
|  
| ||
1108 |
12.09.2013
| PJM
| BROADSTONE WEALTH MANAGEMENT LIMITED
| 403/12.09.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Fiona Stockwell
| 440 2078933456
|  
| ||
1109 |
12.09.2013
| PJM
| GULF CENTRAL AGENCY ASSET MANAGEMENT LTD
| 403/12.09.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Hakim Azaiez
| 440 0207 112 9005
|  
| ||
1110 |
12.09.2013
| PJM
| LA CLOCHE CAPITAL MARKETS LIMITED
| 403/12.09.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Wahb Ahmed
| 440 203 102 8586
|  
| ||
1111 |
15.10.2013
| PJM
| ATC BROKERS LIMITED
| 501/15.10.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Jack Manoukian
| 0203 318 1399
|  
| ||
1112 |
15.10.2013
| PJM
| PAIRSTECH CAPITAL MANAGEMENT LLP
| 501/15.10.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Susan Sewell
| 440 20 7340 8781
|  
| ||
1113 |
15.10.2013
| PJM
| BDSWISS HOLDING PLC
| 501/15.10.2013
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Anna Fylactou
| 00357 25 020 103
| 00357 25 020 103
| ||
1114 |
15.10.2013
| PJM
| COLUMBUS FRONTIERS LLP
| 501/15.10.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Piotr Piecha
| 440 20 7323 3193
|  
| ||
1115 |
15.10.2013
| PJM
| IDS CAPITAL (UK) LTD
| 501/15.10.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Cedric van Rijckervorsel
| 440 20 387 0926
|  
| ||
1116 |
15.10.2013
| PJM
| DARION CAPITAL MANAGEMENT BV
| 501/15.10.2013
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| AMSTERDAM
| OLANDA
| Bas Dijkman
| 31 205218515
|  
| ||
1117 |
15.10.2013
| PJM
| ENCLUDE CAPITAL ADVISORY UK LIMITED
| 501/15.10.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Ian Callaghan
| 440 207636 4352
|  
| ||
1118 |
15.10.2013
| PJM
| WHITEHELM CAPITAL LIMITED
| 501/15.10.2013
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Stephen John Burns
| 440 207183 6120
|  
| ||
1119 |
15.10.2013
| PJM
| CELF ADVISORS LTD
| 501/15.10.2013
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Matthew Cottrell
| 0207 8941200
|  
| ||
1120 |
24.01.2014
| PJM
| METHEXIS CAPITAL ADVISORS LLP
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Aron David Victor Brown
| 440207569690
|  
| ||
1121 |
24.01.2014
| PJM
| RODELER LIMITED
| 62/24.01.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Dror Nigel
| 0035725 262 193
| 00357 25 253 395
| ||
1122 |
24.01.2014
| PJM
| PROVIDENTIA CAPITAL LLP
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Gulammabas Murtaza Lakha
| 4402074999040
|  
| ||
1123 |
24.01.2014
| PJM
| PEMBERTON CAPITAL ADVISORS LLP
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Christofer Higgins
| 0207 993 9301
|  
| ||
1124 |
24.01.2014
| PJM
| HERMES GROWTH PARTNERS LIMITED
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Booby Yerramilli Rao
| 07117 556699
|  
| ||
1125 |
24.01.2014
| PJM
| PFX FINANCIAL PROFESSIONALS LTD (Suspendata de catre autoritatea competenta din statul membru de origine incepand cu 24.11.2016)
| 62/24.01.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Evgenios Martinidis
| 00357 25253 010
|  
| ||
1126 |
24.01.2014
| PJM
| INDEPENDENT RISK MANAGEMENT SOLUTION LIMITED
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Bill Bartram
| 4401621 892005
|  
| ||
1127 |
24.01.2014
| PJM
| ALPHADYNE ASSET MANAGEMENT (UK) LLP
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Guillaume Nicolle
| 440 2073312430
|  
| ||
1128 |
24.01.2014
| PJM
| NAGA MARKETS LTD
| 62/24.01.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Panagiotis Omirou
| 00357 25 041410
| 0035725041384
| ||
1129 |
24.01.2014
| PJM
| PRIUS PARTNERS LLP
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Pierre Lenders
| 440 207703572
|  
| ||
1130 |
24.01.2014
| PJM
| XHE CAPITAL LLP
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Luke O Brian
|  
|  
| ||
1131 |
24.01.2014
| PJM
| GI PARTNERS UK LIMITED
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Somerset Willis Fleming
| 44795866834
|  
| ||
1132 |
24.01.2014
| PJM
| LONDON INTERNATIONAL CORPORATION LIMITED
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Daniel Dabin
| 4401580850653
|  
| ||
1133 |
24.01.2014
| PJM
| CITY OF LONDON MARKETS LIMITED
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| James Douglas
| 4402070363881
|  
| ||
1134 |
24.01.2014
| PJM
| OPTEX GROUP LIMITED
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Richard Cross
| 440 207620 8462
|  
| ||
1135 |
24.01.2014
| PJM
| ORIEL ASSET MANAGEMENT LLP
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Pauline Bearblock
| 4402077107600
|  
| ||
1136 |
24.01.2014
| PJM
| INTERMEDIATE CAPITAL MANAGERS LIMITED
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Stuart Griffiths
| 440 207248 2536
|  
| ||
1137 |
24.01.2014
| PJM
| ROBOMARKETS LTD
| 62/24.01.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Alk Israfilof
| 00357 25262660
|  
| ||
1138 |
24.01.2014
| PJM
| HAWKWOOD CAPITAL LLP
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Russell Duckworth
| 44020 31956500
|  
| ||
1139 |
24.01.2014
| PJM
| ALVAREZ&MARSAL FS EUROPE LIMITED
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Aidan Ward
| 4402077155200
|  
| ||
1140 |
24.01.2014
| PJM
| BCS PRIME BROKERAGE LTD
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Wendy Annette Langridge
| 4402070652001
|  
| ||
1141 |
24.01.2014
| PJM
| VIRTUE CAPITAL PARTNERS LTD
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Sachin Patel
| 440 20 89971314
|  
| ||
1142 |
24.01.2014
| PJM
| ANDURANCE VENTURES LLP
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Nicolas Granatino
| 440 2075361720
|  
| ||
1143 |
24.01.2014
| PJM
| ABUNDANCE NRG LTD
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Daniel Mary Mc Aleese
| 447812124420
|  
| ||
1144 |
24.01.2014
| PJM
| OWNERSHIP CAPITAL BV
| 62/24.01.2014
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| AMSTERDAM
| OLANDA
| Nesbit West
| 3107622652539
|  
| ||
1145 |
24.01.2014
| PJM
| OMADA INVESTMENT MANAGEMENT LIMITED
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Sarah Elizabeth Stuart
| 440206293910
|  
| ||
1146 |
24.01.2014
| PJM
| JNF CAPITAL LIMITED
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Jonathan Ian Green
| 440207864700
|  
| ||
1147 |
24.01.2014
| PJM
| HALIFAX SHARE DEALING LIMITED
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| LEEDS
| MAREA BRITANIE
| Julian Horner
| +44(0) 7824560001
|  
| ||
1148 |
24.01.2014
| PJM
| DTZ INVESTMENT MANAGEMENT LIMITED
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Michelle Anne Bedwin
| +44(0) 20 3296 3440
|  
| ||
1149 |
24.01.2014
| PJM
| ATLANTIC SECURITIES LTD
| 62/24.01.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Charalamboulos Alexandrou
| 00357 22445400
|  
| ||
1150 |
24.01.2014
| PJM
| CORONATION INTERNATIONAL LIMITED
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Andrew Robinson
| 440 2073898840
|  
| ||
1151 |
24.01.2014
| PJM
| FISHER INVESTMENTS EUROPE LIMITED
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Anthony Southall
| +44(0)2074676987
|  
| ||
1152 |
24.01.2014
| PJM
| ENDURANCE GLOBAL WEATHER RISK ADVISORS LIMITED
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Phillip Rooke
| 440 2073372925
|  
| ||
1153 |
24.01.2014
| PJM
| FXGLOBE LTD
| 62/24.01.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Olga Kvasova
| 00357 25870060
|  
| ||
1154 |
24.01.2014
| PJM
| CRE8 PARTNERS LIMITED
| 62/24.01.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Magdalena Gatzinka
| 440 20 78876112
|  
| ||
1155 |
14.02.2014
| PJM
| VISTABROKERS CIF LTD
| 121/14.02.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Arkadij Lerner
| 00357 25028 028
|  
| ||
1156 |
14.02.2014
| PJM
| FIDELISCO CAPITAL MARKETS LTD
| 121/14.02.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Janova
|  
| 0035722767802
| ||
1157 |
14.02.2014
| PJM
| ALEPH CAPITAL PARTNERS LLP
| 121/14.02.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Hugues Lepie
| 4402035406801
|  
|  
| |
1158 |
14.02.2014
| PJM
| SPOT CAPITAL MARKETS LTD
| 121/14.02.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASOL
| CIPRU
| Christina Koullapi
| 00357 25 030 480
| 00357 25 377 117
| ||
1159 |
14.02.2014
| PJM
| MARINER INVESTMENT (EUROPE) LLP
| 121/14.02.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Isabelle David
| 4402074947706
|  
| ||
1160 |
14.02.2014
| PJM
| ENDEAVOUR FINANCIAL LIMITED
| 121/14.02.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Steven Smith
| 4402075902720
|  
| ||
1161 |
14.02.2014
| PJM
| PEKAO INVESTMENT BANKING SPOLKA AKCYJNA
| 121/14.02.2014
| POLISH FINANCIAL SUPERVISION AUTHORITY
| WARSZAWA
| POLONIA
| Jaroslav Kulesza
| 48225862999
|  
| ||
1162 |
14.02.2014
| PJM
| IPOPEMA SECURITIES SA
| 121/14.02.2014
| POLISH FINANCIAL SUPERVISION AUTHORITY
| VARSOVIA
| POLONIA
| Marcin Kurowski
| 4822 236 9200
|  
| ||
1163 |
13.03.2014
| PJM
| UK CLEARING HOUSE LIMITED
| 204/13.03.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Shinya Takizava
| 440 207877 0234
|  
| ||
1164 |
13.03.2014
| PJM
| PRISM FINANCIAL PRODUCTS LLP
| 204/13.03.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Debby Dailey Davies
| 020707394499
|  
| ||
1165 |
13.03.2014
| PJM
| SALAMANCA CAPITAL PARTNERS LLP
| 204/13.03.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Paul Henshaw
| 44002073174623
|  
| ||
1166 |
13.03.2014
| PJM
| OPTIONRALLY FINANCIAL SERVICES LTD
| 204/13.03.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Petros Loizou
| 00357 25262260
|  
| ||
1167 |
13.03.2014
| PJM
| CFE (UK) LTD
| 204/13.03.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Jeffrey Turner- Ross
| 44020 79360580
|  
| ||
1168 |
13.03.2014
| PJM
| CLEAVES SECURITIES AS
| 204/13.03.2014
| FINANSTILSYNET
| NECUNOSCUT
| NORVEGIA
| Truls Andreassen
| 4721608800
|  
| ||
1169 |
13.03.2014
| PJM
| INDEPENDENT FINANCIAL ADVISOR LTD
| 204/13.03.2014
| FINANCIAL CONDUCT AUTHORITY
| BOLTON
| MAREA BRITANIE
| Philip Rose
| 01204300010
|  
| ||
1170 |
13.03.2014
| PJM
| LIQUIDITY FINANCE LLP
| 204/13.03.2014
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Jonathan Hinton
| 44020 78562580
|  
| ||
1171 |
14.04.2014
| PJM
| SALIX CAPITAL (UK) LIMITED
| 288/14.04.2014
| SALIX CAPITAL (UK) LIMITED
| LONDRA
| MAREA BRITANIE
| Fraser Danbury
| +44(0)20 3021 3483
|  
| ||
1172 |
14.04.2014
| PJM
| ADMIRAL MARKETS CYPRUS LTD
| 288/14.04.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Riina Amalie Aab
| 00357 25 333 102
|  
| ||
1173 |
14.04.2014
| PJM
| BASTION CAPITAL LONDON LTD
| 288/14.04.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| John Bull
| +44(0)20 76219010
|  
| ||
1174 |
14.04.2014
| PJM
| BELAIR HOUSE
| 288/14.04.2014
| COMMISSION DE SURVEILLANCE DU SECTEUR FINANCIER LUXEMBOURG
| LUXEMBURG
| LUXEMBURG
| Jeanne Ranaivoson
| 352 273 284 21
|  
| ||
1175 |
14.04.2014
| PJM
| BERNSTEIN FINANCIAL SERVICES GMBH
| 288/14.04.2014
| BUNDESANSTALT FUR FINANZDIENSTLEISTUNGSAUFSICHT
| MÜNCHEN
| GERMANIA
| Stefan Straubl
| +49 (89) 4161213-0
|  
| ||
1176 |
14.04.2014
| PJM
| GRAMERCY LIMITED
| 288/14.04.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Jason Cook
| +44(0)203 330 0545
|  
| ||
1177 |
14.04.2014
| PJM
| OMEGA FUNDS INVESTMENT LTD
| 288/14.04.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASOL
| CIPRU
| Maria N. Goulandri
| 00357 25 028 920
|  
| ||
1178 |
14.04.2014
| PJM
| EIGER SECURITIES LLP
| 288/14.04.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Richard Mark Paul Ashton
| +44 020 7377 5100
|  
| ||
1179 |
14.04.2014
| PJM
| NFX CAPITAL CY LTD
| 288/14.04.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Svyatoslav Solovyev
| 00357 25 558 111
|  
| ||
1180 |
14.04.2014
| PJM
| PRIORFX LTD
| 288/14.04.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Viktor Virszta
| 00357 25 258 226
|  
| ||
1181 |
12.05.2014
| PJM
| OX GLOBAL INVESTMENTS LTD
| 380/12.05.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Lambertus Hendrick Van Eccen
| +44 207 1932732
|  
| ||
1182 |
12.05.2014
| PJM
| HADRIAN’S WALL CAPITAL LIMITED
| 380/12.05.2014
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Marc Bajer
| +44(0)20 31788547
|  
| ||
1183 |
12.05.2014
| PJM
| BLUE SUISSE LIMITED
| 380/12.05.2014
| MALTA FINANCIAL SERVICES AUTHORITY
| NECUNOSCUT
| MALTA
| Ivan Cini
|  
|  
| ||
1184 |
12.05.2014
| PJM
| XNT LTD
| 380/12.05.2014
| MALTA FINANCIAL SERVICES AUTHORITY
| NECUNOSCUT
| MALTA
| Kristina Arbociute
|  
|  
| ||
1185 |
12.05.2014
| PJM
| KINGDOM FUTURES LIMITED
| 380/12.05.2014
| MALTA FINANCIAL SERVICES AUTHORITY
| NECUNOSCUT
| MALTA
| Jasmin Hayer
| +4401732424065
|  
| ||
1186 |
12.05.2014
| PJM
| EUROPA BROKERHAZ BEFEKTETESI SZOLGALTATO ZARTKORUEN MUKODO RESZVENYTARSASAG
| 380/12.05.2014
|  
| BUDAPESTA
| UNGARIA
| Mark Szalah All-Azawy
| +36202142390
|  
| ||
1187 |
12.05.2014
| PJM
| AMB PRIME LTD
| 380/12.05.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| KYRIACOS KYRIACOS
| 0035725024000
|  
| ||
1188 |
12.05.2014
| PJM
| NOVOX CAPITAL LTD
| 380/12.05.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Shoham Cohen
| 0035722272520
|  
| ||
1189 |
12.05.2014
| PJM
| SCIPION CAPITAL (UK) LIMITED
| 380/12.05.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Lindsey Clavel
| +44-020-749306659
|  
| ||
1190 |
20.05.2014
| PJM
| CLEAR MARKETS EUROPE LIMITTED
| 400/20.05.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Shawn Ambrose Dorsch
| +1-704-9973779
|  
| ||
1191 |
20.05.2014
| PJM
| NAU SECURITIES LTD
| 400/20.05.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| John Ferreira
| +44(0)20 7947 5511
|  
| ||
1192 |
20.05.2014
| PJM
| CROWN TECH LTD
| 400/20.05.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Michael Shahin Rezaie
| 0035725322025
|  
| ||
1193 |
20.05.2014
| PJM
| LEADCAPITAL MARKETS LTD
| 400/20.05.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Stefanos Angeli
| 00 357 22 030 446
| 00 357 22 311 033
| ||
1194 |
20.05.2014
| PJM
| MEGA EQUITY SECURITIES AND FINANCIAL SERVICES PUBLIC LTD
| 400/20.05.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Kate Iacovidou
| 0035722711711
|  
| ||
1195 |
20.05.2014
| PJM
| BRICEAMERY CAPITAL LTD
| 400/20.05.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Nazzim Mahmood
| +4402079938151
|  
| ||
1196 |
20.05.2014
| PJM
| JULIUS BAER INTERNATIONAL LIMITED
| 400/20.05.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| John Smyth
| +44-020-3481-8100
|  
| ||
1197 |
20.05.2014
| PJM
| CONCORDE INVESTMENTS (CYPRUS) LTD
| 400/20.05.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Panagiotis Kaiserlidis
| 0035725250030
|  
| ||
1198 |
11.06.2014
| PJM
| RUBICON INFRASTRUCTURE ADVISORS
| 515/11.06.2014
| CENTRAL BANK OF IRELAND
| DUBLIN
| IRLANDA
| Barry Bowden
| 01-9060666
|  
| ||
1199 |
11.06.2014
| PJM
| FAIR OAKS CAPITAL LTD
| 515/11.06.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Miguel Angel Ramos Fuentenebro
| +44(0)20 30340400
|  
| ||
1200 |
11.06.2014
| PJM
| HOCH CAPITAL LTD
| 515/11.06.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Mariella Paisanou
| 00357250030 335
| 0035725310361
| ||
1201 |
11.06.2014
| PJM
| FORTRADE LIMITED
| 515/11.06.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Simon Roberts
| +44 (0)20 77102700
|  
| ||
1202 |
11.06.2014
| PJM
| ICFD LIMITED
| 515/11.06.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Or Kapelinsky
| 0035725204600
|  
| ||
1203 |
11.06.2014
| PJM
| CLARMOND WEALTH LIMITED
| 515/11.06.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Christopher Andrew
| +44(0)2070601400
|  
| ||
1204 |
11.06.2014
| PJM
| EOS WEALTH MANAGEMENT LIMITED
| 515/11.06.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Melissa Porage
| +44(0)20 7330 0100
|  
| ||
1205 |
03.07.2014
| PJM
| WORLDWIDEMARKETS ONLINE TRADING LIMITED
| 711/03.07.2014
| FINANCIAL SERVICES AUTHORITY UK (FSA)
| LONDRA
| MAREA BRITANIE
| Arthur Dembro
| +44(0)20 7936 9028
|  
| ||
1206 |
03.07.2014
| PJM
| LAZULI PARTNERS LLP
| 711/03.07.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Nick Morgan
| +44(0)2035423875
|  
| ||
1207 |
03.07.2014
| PJM
| GUARDIAN CAPITAL LIMITED
| 711/03.07.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Brian Peter Matthews
| 4402079072400
|  
| ||
1208 |
03.07.2014
| PJM
| GALLAGHER RISK & REWARD LIMITED
| 711/03.07.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Rachael Swann
| +4401403327713
|  
| ||
1209 |
03.07.2014
| PJM
| PMT MATRIX CAPITAL LTD
| 711/03.07.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Ekaterina Prosina
| 0035725814474
| 0035725252631
| ||
1210 |
03.07.2014
| PJM
| JULIUS BAER (NETHERLANDS) B.V.
| 711/03.07.2014
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| AMSTERDAM
| OLANDA
| Julius Baer
| ++31207943000
|  
| ||
1211 |
03.07.2014
| PJM
| VENICE INVESTMENT LIMITED
| 711/03.07.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Andrea Lazzari
| +44(0)2072564074
|  
| ||
1212 |
31.07.2014
| PJM
| NEXTRADE WORLDWIDE LTD
| 922/31.07.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Tina Constantinoiu
| 0035725754323
| 0035725754323
| ||
1213 |
31.07.2014
| PJM
| LINCOLN PRIVATE INVESTMENT OFFICE LLP
| 922/31.07.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Rebecca Sara Robbins
| +4402078245262
|  
| ||
1214 |
31.07.2014
| PJM
| LONG HARBOUR LTD
| 922/31.07.2014
|  
| LONDRA
| MAREA BRITANIE
| Douglas McKenzie
| +44(0)2033012631
|  
| ||
1215 |
31.07.2014
| PJM
| PRODIGIT INVESTMENTS LTD
| 922/31.07.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Kyriacos Michael
| 0035722479479
| 0035722479481
| ||
1216 |
31.07.2014
| PJM
| TIMBERLAND INVEST LTD
| 922/31.07.2014
| MALTA FINANCIAL SERVICES AUTHORITY
| NECUNOSCUT
| MALTA
| Colin Micallef
| +35620908100
|  
| ||
1217 |
30.07.2014
| PJM
| SMITH & WILLIAMSON INVESTMENT MANAGEMENT LLP
| 922/31.07.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Martin Rose
| +44(0)2071314000
|  
| ||
1218 |
31.07.2014
| PJM
| JULIUS BAER PORTFOLIO MANAGERS LIMITED
| 922/31.07.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| John Smyth
| +4402034818100
|  
| ||
1219 |
31.07.2014
| PJM
| JAMES HAMBRO & PARTNERS LLP
| 922/31.07.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Melanie Melanie
| +442073213456
|  
| ||
1220 |
31.07.2014
| PJM
| A-CONVERSIO CAPITAL LTD
| 922/31.07.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| George Christofides
| 0035722447732
|  
| ||
1221 |
31.07.2014
| PJM
| HORIZON STOCKBROKING LIMITED
| 922/31.07.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Gerard Carr
|  
|  
| ||
1222 |
19.08.2014
| PJM
| MONTFORT INTERNATIONAL LIMITED
| 1038/19.08.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Geraint Lloyd Davies
| +44 01483 202 072
|  
| ||
1223 |
19.08.2014
| PJM
| ALGER MANAGEMENT LTD
| 1038/19.08.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Hal Liebes
| +44(0)20 7152 4250
|  
| ||
1224 |
19.08.2014
| PJM
| SOLIUM CAPITAL UK LIMITED
| 1038/19.08.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Brian CRAIG
| +44(0)20 3286 9608
|  
| ||
1225 |
19.08.2014
| PJM
| TALBOT CAPITAL LTD
| 1038/19.08.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Gregory Pritchard
| +44(0)20 7621 9010
|  
| ||
1226 |
19.08.2014
| PJM
| NEW COLLEGE CAPITAL LTD
| 1038/19.08.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Alessandro Ciravegna
| +44(0)20 74958720
|  
| ||
1227 |
19.08.2014
| PJM
| CAPITAL INVESTMENT ADVISORS LTD
| 1038/19.08.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Gary Paulus
| +44(0)20 3150 0050
|  
| ||
1228 |
19.08.2014
| PJM
| TISHMAN SPEYER PROPERTIES UK LIMITED
| 1038/19.08.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| George Robert Hatzmann
| +44(0)2073332400
|  
| ||
1229 |
19.08.2014
| PJM
| OBR INVESTMENTS LIMITED
| 1038/19.08.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Alexander Slavin
| 0035725763605
| 0035725763604
| ||
1230 |
19.08.2014
| PJM
| AMAGIS CAPITAL PARTNERS LLP
| 1038/19.08.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Andrea Angelone
| +44(0)2037005300
|  
| ||
1231 |
16.09.2014
| PJM
| FINANCIAL PAGE LTD
| 1252/16.09.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Andrew Mark Thomas Page
| +44(0)1691661883
|  
| ||
1232 |
16.09.2014
| PJM
| MIRABELLA ADVISERS LLP
| 1252/16.09.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Jonathan Mott
| +44(0)2074082448
|  
| ||
1233 |
16.09.2014
| PJM
| X OPEN HUB LIMITED
| 1252/16.09.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Bilal Waheed
| 4402033941700
|  
| ||
1234 |
23.09.2014
| PJM
| JUNIPER PLACE LLP
| 1319/23.09.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Juniper Place LLP
| +44(0)20 7769 6820
|  
| ||
1235 |
23.09.2014
| PJM
| ZARK CAPITAL LTD
|  
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Alessandro Tome
| +44(0)02070165214
|  
| ||
1236 |
01.10.2014
| PJM
| MACROHEDGE LLP
| 1388/01.10.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Jitendra Dhageya
| +44(0)02077302036
|  
| ||
1237 |
01.10.2014
| PJM
| LEAP ENERGY LTD
| 1388/01.10.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Alesandro Tome
| +44(0)2070165214
|  
| ||
1238 |
01.10.2014
| PJM
| HANFORE CAPITAL LIMITED
| 1388/01.10.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Ulric Ojeer
| +44(0)20336932100
|  
| ||
1239 |
01.10.2014
| PJM
| THE ANALYST RESEARCH LLP
| 1388/01.10.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Martin William
| +44(0)2074986593
|  
| ||
1240 |
01.10.2014
| PJM
| ZAIS GROUP (UK) LTD
| 1388/01.10.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Tim Slotover
| +44(0)20736671820
|  
| ||
1241 |
01.10.2014
| PJM
| WAVE SECURITIES LLP
| 1388/01.10.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Nicola Bonito-Olivia
| +44(0)2073975761
|  
| ||
1242 |
14.10.2014
| PJM
| CODEX TOZSDEUGYNOKSEG ZRT
| 1480/14.10.2014
| HUNGARIAN FINANCIAL SUPERVISORY AUTHORITY
| BUDAPESTA
| UNGARIA
| Peter Galambos Dr.
| +36-1/8156500
|  
| ||
1243 |
14.10.2014
| PJM
| HALCYON COMMODITIES (UK) LIMITED
| 1480/14.10.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| necunoscut
| MAREA BRITANIE
| Aron Brown
| +44(0)7739459244
|  
| ||
1244 |
14.10.2014
| PJM
| MMC SECURITIES (EUROPE) LIMITED
| 1480/14.10.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Barry Nigel Partridge
| +44(0)2073571000
|  
| ||
1245 |
11.11.2014
| PJM
| MANDATUM LIFE INVESTMENT SERVICES LTD
| 1687/11.11.2014
| THE FINNISH FINANCIAL SUPERVISORY AUTHORITY FINLAND
| HELSINKI
| FINLANDA
| Timo Vuokila
| +35810515225
|  
| ||
1246 |
11.11.2014
| PJM
| PORTFOLIOMETRIX ASSET MANAGEMENT LTD
| 1687/11.11.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Michael Roberts
| +44(0)2032863522
|  
| ||
1247 |
11.11.2014
| PJM
| EPSILON FINANCE CAPACITY LIMITED
| 1687/11.11.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Levy Benarroch
| +44(0)7970893984
|  
| ||
1248 |
11.11.2014
| PJM
| STEPSTONE GROUP EUROPE LLP
| 1687/11.11.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| David Timothy Jeffrey
| +44(0)2076477550
|  
| ||
1249 |
11.11.2014
| PJM
| CHINA MERCHANTS SECURITIES (UK) LIMITED
| 1687/11.11.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Michael James Butler
| +44(0)2074234048
|  
| ||
1250 |
11.11.2014
| PJM
| R CAPITAL SOLUTIONS LTD
| 1687/11.11.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Irina Shestakova
| 0035725262020
| 0035725585582
| ||
1251 |
11.11.2014
| PJM
| ALPHA COMMODITIES
| 1687/11.11.2014
| BANQUE DE FRANCE
| NECUNOSCUT
| FRANTA
| Thomas Redon
| +33252723825
| 33252723821
| ||
1252 |
11.11.2014
| PJM
| ALPHA WEALTH MANAGEMENT LUXEMBOURG S.A.
| 1687/11.11.2014
|  
| NECUNOSCUT
| LUXEMBURG
| Nguyen Thanh Liem
| +35226928657
|  
| ||
1253 |
11.11.2014
| PJM
| FIDELISCM (CYPRUS) LIMITED
| 1687/11.11.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Rajinder Grewal
| 0035725000111
|  
| ||
1254 |
11.11.2014
| PJM
| RAMEK ASSET MANAGEMENT LIMITED
| 1687/11.11.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Andreas Pantelis Charlambous
| +44(0)2070969591
|  
| ||
1255 |
11.11.2014
| PJM
| TOUCH MARKETS LTD
| 1687/11.11.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Stephen Andreas Lemonides
| +44(0)2076385601
|  
| ||
1256 |
11.11.2014
| PJM
| GMO-Z.COM TRADE UK LIMITED
| 1687/11.11.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Jackueline efere
| +44020434407720
|  
| ||
1257 |
11.11.2014
| PJM
| KNG SECURITIES LLP
| 1687/11.11.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| John Bull; Nicholas Nugent- Compliance officer
| +44(0)2076219010
|  
| ||
1258 |
16.12.2014
| PJM
| EQUITIES FIRST (LONDON) LIMITED
| 2013/16.12.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Dallas McGillivray
| +44(0)2037473260
|  
| ||
1259 |
16.12.2014
| PJM
| FORTRESS PLACEMENT SERVICES (UK) LTD
| 2013/16.12.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Richard Cross
| +44(0)2076208462
|  
| ||
1260 |
16.12.2014
| PJM
| TWO SIGMA INTERNATIONAL LIMITED
| 2013/16.12.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Carl Jakob Kule Palmstierna
| +44(0)2071539857
|  
| ||
1261 |
16.12.2014
| PJM
| GOLDENBURG GROUP LIMITED
| 2013/16.12.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Ivor Lehotan
| 0035725030299
|  
| ||
1262 |
16.12.2014
| PJM
| TRADERNET LTD
| 2013/16.12.2014
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Tyapkin Evgeniy
| 0035799056417
|  
| ||
1263 |
16.12.2014
| PJM
| MARKETAXESS EUROPE LIMITED
| 2013/16.12.2014
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Miranda Ruth Morad
| +44(0)2077093100
|  
| ||
1264 |
23.12.2014
| PJM
| AIF ALTERNATIV INVEST FINANCE AG
| 2260/23.12.2014
| FINANCIAL MARKET AUTHORITY - LIECHTENSTEIN
| NECUNOSCUT
| LIECHTENSTEIN
|  
|  
|  
|  
| |
1265 |
13.01.2015
| PJM
| GENERAL ATLANTIC (UK) LLP
| 32/13.01.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| David Rosenstein
| +44(0)2074843200
|  
| ||
1266 |
13.01.2015
| PJM
| SG EURO CT
| 32/13.01.2015
| AUTORITE DE CONTROLE PRUDENTIEL
| NECUNOSCUT
| FRANTA
| Philippe Langlet
| 33153054512
|  
| ||
1267 |
13.01.2015
| PJM
| HANNAM & PARTNERS (ADVISORY) LLP
| 32/13.01.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| james Oliver
| +44(0)2079078500
|  
| ||
1268 |
13.01.2015
| PJM
| X SPOT MSARKETS (EU) LTD
| 32/13.01.2015
|  
| LIMASSOL
| CIPRU
| Anna Shipilli
| 0035725571044
| 0035725025040
| ||
1269 |
13.01.2015
| PJM
| TWELVE CAPITAL (UK) LTD
| 32/13.01.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Anna Hall
| +44(0)2036935265
|  
| ||
1270 |
13.01.2015
| PJM
| GLOBAL LEISURE PARTNERS LLP
| 32/13.01.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Mark Harms
| +44(0)2070168050
|  
| ||
1271 |
13.01.2015
| PJM
| CAMBRIDGE MERCANTILE RISK MANAGEMENT (UK) LTD
| 32/13.01.2015
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Brian Rayment
| +44(0)2073985700
|  
| ||
1272 |
13.01.2015
| PJM
| ALLX LTD
| 32/13.01.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Cristian Caruso
| +44(0)2076813734
|  
| ||
1273 |
13.01.2015
| PJM
| LONE STAR EUROPE ACQUISITIONS LLP
| 32/13.01.2015
|  
| LONDRA
| MAREA BRITANIE
| Julia. Smith
| +44(0)2076166802
|  
| ||
1274 |
13.01.2015
| PJM
| AYERS ALLIANCE FINANCIAL GROUP LIMITED
| 32/13.01.2015
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Wissam Sabbah
| 0035725262202
| 0035725281903
| ||
1275 |
13.01.2015
| PJM
| DAVY FUND MANAGERS
| 32/13.01.2015
| CENTRAL BANK OF IRELAND
| DUBLIN
| IRLANDA
| Ger Knowles
| 35316149146
|  
| ||
1276 |
13.01.2015
| PJM
| T.C.R. INTERNATIONAL LTD (Suspendata de catre autoritatea competenta din statul membru de origine incepand cu 05.10.2015)
| 32/13.01.2015
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Michail Sarikas
| 00357 22 866 200
| 00357 22 866 230
| ||
1277 |
06.02.2015
| PJM
| TCW EUROPE LIMITED
| 187/06.02.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Heinrich Riehl
| +44 020 3714 9105
|  
| ||
1278 |
06.02.2015
| PJM
| GLOBAL MARKETS EXCHANGE GROUP LIMITED
| 187/06.02.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Daniel Phillips
| +44(0)2071489009
|  
| ||
1279 |
06.02.2015
| PJM
| FUNDING TREE (UK) LIMIETD
| 187/06.02.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Thomas Seaman
| +44(0)2071831426
|  
| ||
1280 |
06.02.2015
| PJM
| AHJ CAPITAL MARKETS LIMITED
| 187/06.02.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Richard Palmer
| +44(0) 207 398 2600
|  
| ||
1281 |
06.02.2015
| PJM
| CONCORDE SECURITIES LTD
| 187/06.02.2015
| THE CENTRAL BANK OF HUNGARY
| BUDAPESTA
| UNGARIA
| Magdolna Mezei
| +36 1 489 2200
|  
| ||
1282 |
06.02.2015
| PJM
| WGM SERVICES LTD
| 188/06.02.2015
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Anna G. Petrou
| 0035722232081
|  
| ||
1283 |
06.02.2015
| PJM
| STANDARD ADVISORY LONDON LIMITED
| 188/06.02.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Susan Smollett
| +44(0) 203 145 5000
|  
| ||
1284 |
06.02.2015
| PJM
| PRISMA CAPITAL MANAGEMENT INTERNATIONAL LLP
| 188/06.02.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Mark Andrew Howard
| +44(0)20 73181650
|  
| ||
1285 |
06.02.2015
| PJM
| STERNE AGEE UK LLP
| 188/06.02.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Mark Whitlock
| +44(0)20 7796 5904
|  
| ||
1286 |
06.02.2015
| PJM
| SYNDICATE ROOM LTD
| 188/06.02.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Timothy Andrew Sharman
| +44(0)2033225637
|  
| ||
1287 |
06.02.2015
| PJM
| PLUS500CY LIMITED
| 188/06.02.2015
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Eleni Vickers
| 0035725507524
|  
| ||
1288 |
06.02.2015
| PJM
| AAA TRADE LTD
| 188/06.02.2015
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Georgios Panagides
| 0035725030060
|  
| ||
1289 |
06.02.2015
| PJM
| QBASIS INVEST GMBH
| 188/06.02.2015
| FMA FINANCIAL MARKET AUTHORITY
| NECUNOSCUT
| AUSTRIA
| Mmag. Philipp A. Polzl
| +43316225266
|  
| ||
1290 |
06.03.2015
| PJM
| GROWELL CAPITAL LIMITED
| 387/06.03.2015
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Cynthia Tawk, Ececutive Director
| 0035725211707
|  
| ||
1291 |
06.03.2015
| PJM
| MILLENIUM EUROPE LTD
| 387/06.03.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Joseph Feerick
| +44(0)2035429816
|  
| ||
1292 |
06.03.2015
| PJM
| IQOPTION EUROPE LTD
| 387/06.03.2015
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Andreas Matsas
| 0035725262010
| 0035725252582
| ||
1293 |
06.03.2015
| PJM
| HOLIWAY INVESTMENTS LTD
| 387/06.03.2015
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Agathoclis Agathocleous
| 0035722353557
|  
| ||
1294 |
06.03.2015
| PJM
| INFLECTION POINT CAPITAL MANAGEMENT UK LTD
| 387/06.03.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Andrew White
| +44(0)2032057412
|  
| ||
1295 |
29.05.2015
| PJM
| IG INDEX LIMITED
| 4/29.05.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Joseph McCaughran
| 4402075730153
|  
| ||
1296 |
29.05.2015
| PJM
| AVUS CAPITAL UK LIMITED
| 4/29.05.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Nicholas Luke Saunders
| 0044 7939520089
|  
| ||
1297 |
29.05.2015
| PJM
| RICHMOND HOUSE FINANCIAL SERVICES LIMITED
| 4/29.05.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Mehmet Artum
| +44(0) 845 308 1483
|  
| ||
1298 |
29.05.2015
| PJM
| EMERGING MARKETS BOND EXCHANGE LIMITED
| 4/29.05.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Mehmet Artun
| +44 0 207 427 6600
|  
| ||
1299 |
29.05.2015
| PJM
| MOUNT NICO CORP LTD
| 4/29.05.2015
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LARNACA
| CIPRU
| Panagiotis Kaiserlidis
| 0035724020200
|  
| ||
1300 |
29.05.2015
| PJM
| UBFS INVEST POWERED BY MONEYCHOICE BROKERS LTD. (Suspendata de catre autoritatea competenta din statul membru de origine incepand cu 23.05.2016)
| 4/29.05.2015
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Charalambos Kyritsis
| 0035722261700
|  
| ||
1301 |
29.05.2015
| PJM
| A.A.M & WEALTH LTD
| 4/29.05.2015
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Marina Spanou
| 0035725024462
|  
| ||
1302 |
29.05.2015
| PJM
| UTI INTERNATIONAL LIMITED
| 4/29.05.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Praveen Jagwani
| +44 (0)2033700161
|  
| ||
1303 |
29.05.2015
| PJM
| FERGHANA PARTNERS LLP
| 4/29.05.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Albert Rawle Michelson
| +44(0) 207 808 0300
|  
| ||
1304 |
25.08.2015
| PJM
| ANGELLIST LTD
| 18/25.08.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Richard Cross
| +44(0)7786928558
|  
| ||
1305 |
25.08.2015
| PJM
| THE EXETER PRACTICE LIMITED
| 18/25.08.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Moana Emily Bowen
| +44(0)8714337773
|  
| ||
1306 |
25.08.2015
| PJM
| CEBILE CAPITAL LLP
| 18/25.08.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Sunaina Sinha
| 44(0)2036675001
|  
| ||
1307 |
25.08.2015
| PJM
| TF GLOBAL MARKETS (UK) LIMITED
| 18/25.08.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Paul Sawyer
| =44(0)2073973721
|  
| ||
1308 |
25.08.2015
| PJM
| ENVENT CAPITAL MARKETS LIMITED
| 18/25.08.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Serena Francesca Poloini
| 44(0)2035198451
|  
| ||
1309 |
25.08.2015
| PJM
| SPIRIT ASSET MANAGEMENT S.A
| 18/25.08.2015
| COMMISSION DE SURVEILLANCE DU SECTEUR FINANCIER LUXEMBOURG
| LUXEMBURG
| LUXEMBURG
| Caroline Quere
| 35226470424
|  
| ||
1310 |
25.08.2015
| PJM
| COVERDEAL HOLDINGS LTD
| 18/25.08.2015
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Diana Jomantaite
| 0035725635040
|  
| ||
1311 |
25.08.2015
| PJM
| GEMFX (UK) LIMITED
| 18/25.08.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Paul Sawyer
| 4402070431212
|  
| ||
1312 |
25.08.2015
| PJM
| FINSA EUROPE LTD
| 18/25.08.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Rodney Martenstyn
| 4402030961994
|  
| ||
1313 |
25.08.2015
| PJM
| WG PARTNERS LLP
| 18/25.08.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Claes Spang
| +44(0)2036931564
|  
| ||
1314 |
01.09.2015
| PJM
| DESCARTES TRADING S.A.
| 19/01.09.2015
| ACPR AUTORITE DE CONTROLE PRUDENTIEL ET DE RESOLUTION
| necunoscut
| FRANTA
| Frida Mekoui
| +33142144559
|  
| ||
1315 |
01.09.2015
| PJM
| FORMAX PRIME CAPITAL (UK) LTD
| 19/01.09.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Andrew Dales
| 447894667339
|  
| ||
1316 |
01.09.2015
| PJM
| NBC GLOBAL FINANCE LIMITED
| 19/01.09.2015
| CENTRAL BANK OF IRELAND
| DUBLIN
| IRLANDA
| Ian McLaughin
| 016059812
|  
| ||
1317 |
01.09.2015
| PJM
| FOREIGN CURRENCY INNOVATIONS LIMITED
| 19/01.09.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Gary Markham
| +44 127 769 9076
|  
| ||
1318 |
01.09.2015
| PJM
| VPR SAFE FINANCIAL GROUP LTD
| 19/01.09.2015
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Marina Spanou
| 0035725030564
|  
| ||
1319 |
01.09.2015
| PJM
| HYCM (EUROPE) LTD
| 19/01.09.2015
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Aikaterini Oikonomou
| 0035725245750
|  
| ||
1320 |
01.09.2015
| PJM
| SC LOWY ASSET MANAGEMENT (UK) LTD
| 19/01.09.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Jan Zarzycki
| +44(0) 203-740 8552
|  
| ||
1321 |
01.09.2015
| PJM
| EXANE
| 19/01.09.2015
| ACPR AUTORITE DE CONTROLE PRUDENTIEL ET DE RESOLUTION
| PARIS
| FRANTA
| Stephanie Bianco
| +33142998401
|  
| ||
1322 |
01.09.2015
| PJM
| UBK MARKETS LTD
| 21/01.09.2015
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| George Demetriou
| 0035725353630
|  
| ||
1323 |
01.09.2015
| PJM
| COLVILLE PARTNERS LIMITED
| 21/01.09.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Thijs Bauer
| +44 (0)2074937011
|  
| ||
1324 |
01.09.2015
| PJM
| ESO CAPITAL PARTNERS UK LLP
| 21/01.09.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Alexander Duncan
| +44(0)20 36422604
|  
| ||
1325 |
01.09.2015
| PJM
| EUREECA LIMITED
| 21/01.09.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Christopher Laurence Thomas
| +44 0 207 256 4295
|  
| ||
1326 |
01.09.2015
| PJM
| FX PRIMUS EUROPE (CY) LTD
| 21/01.09.2015
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Constantinos Kappai
| 0035725030072
|  
| ||
1327 |
01.09.2015
| PJM
| TAMESIS ASSOCIATES LLP
| 21/01.09.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Guillermo Garcia Hernandez
| 442035982451
|  
| ||
1328 |
01.09.2015
| PJM
| FIM INVESTMENT SERVICES LTD
| 21/01.09.2015
|  
| HELSINKI
| FINLANDA
| Laura Suominen
| +35896134600
|  
| ||
1329 |
01.09.2015
| PJM
| OPTIECLUB.NL.B.V.
| 21/01.09.2015
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| NECUNOSCUT
| OLANDA
| Thijs Bloemink
| +31713622805
|  
| ||
1330 |
03.09.2015
| PJM
| OX CAPITAL MARKETS LTD
| 23/03.09.2015
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Anna G. Petrou
| 0035725000198
| 0035725030662
| ||
1331 |
03.09.2015
| PJM
| SQUARE GLOBAL LTD
| 23/03.09.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Harold Uzan
| +44(0)207 317 4063
|  
| ||
1332 |
03.09.2015
| PJM
| CURVE MARKETS (UK) LIMITED
| 23/03.09.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Craig Davis
| 02035877777
|  
| ||
1333 |
03.09.2015
| PJM
| QUERCUS 2014 LIMITED
| 23/03.09.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
|  
| +44 0 20 78714535
|  
| ||
1334 |
03.09.2015
| PJM
| EM QUEST LIMITED
| 23/03.09.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Phillip Blackwood
| +44 (0)20 3356 2721
|  
| ||
1335 |
03.09.2015
| PJM
| TRIPLE AM LLP
| 23/03.09.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Domenico Crapanzano
| +44(0)2035984003
|  
| ||
1336 |
03.06.2015
| CSC
| BINARY INVESTMENTS (EUROPE) LTD
| 23/03.09.2015
| MALTA FINANCIAL SERVICES AUTHORITY
| NECUNOSCUT
| MALTA
| Joanna Frendo
| +35621317591
|  
| ||
1337 |
03.09.2015
| PJM
| EDR FINANCIAL LTD
| 23/03.09.2015
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Raphael Benjamin Ghrenassia
| 0035725030056
|  
| ||
1338 |
03.09.2015
| PJM
| ADVENT CAPITAL MANAGEMENT UK LIMITED
| 25/08.09.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Mia Persson
| +44(0)02033579990
|  
| ||
1339 |
08.09.2015
| PJM
| DOLFIN FINANCIAL (UK) LTD
| 25/08.09.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Asif Lalani
| +44(0)2037003888
|  
| ||
1340 |
08.09.2015
| PJM
| K-DNA FINANCIAL SERVICES LTD
| 25/08.09.2015
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Zacharias Georgeou
| 0035722256775
|  
| ||
1341 |
08.09.2015
| PJM
| HAMILTON COURT FX LLP
| 25/08.09.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Briony Jones
| +44(0)2077045661
|  
| ||
1342 |
08.09.2015
| PJM
| MAKOR SECURITIES LONDON LTD
| 25/08.09.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Natalia North
| +44(0)20 7870 9946
|  
| ||
1343 |
08.09.2015
| PJM
| TEMPLAR EIS LTD
| 25/08.09.2015
| MALTA FINANCIAL SERVICES AUTHORITY
| NECUNOSCUT
| MALTA
| Ann Marie Agius
| +35627761094
|  
| ||
1344 |
28.12.2015
| PJM
| DIF BROKER – SOCIEDADE FINANCEIRA DE CORRETAGEM, S.A.
| 33/28.12.2015
| COMISSAO DO MERCADO DE VALORES MOBILIAROS - PORTUGALIA
| NECUNOSCUT
| PORTUGALIA
| Pedro Miguel de Oliviera Lino
| +351226152800
|  
| ||
1345 |
28.12.2015
| PJM
| WHITE BOX QUANT LIMITED
| 33/28.12.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Leo Vicars
| (44)2032391992
|  
|  
| |
1346 |
28.12.2015
| PJM
| NORVIK BANKA UK LIMITED
| 33/28.12.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| ILZE PETERSTONE
| +44(0)2072598850
|  
| ||
1347 |
28.12.2015
| PJM
| SKANESTAS INVESTMENTS LTD
| 33/28.12.2015
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Yury Anesyants
| 0035725212293
| 0035725212292
| ||
1348 |
28.12.2015
| PJM
| GLOBAL WEALTH MANAGEMENT SOLUTIONS LLP
| 33/28.12.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Dallas McGillivray
| 44 15286 2420
|  
|  
| |
1349 |
28.12.2015
| PJM
| ARUP CORPORATE FINANCE LTD
| 33/28.12.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Janina Bloosfeldt
|  
|  
|  
| |
1350 |
28.12.2015
| PJM
| BASI & BASI FINANCIAL PLANNING LIMITED
| 31/28.12.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Michael Basi
| (44)1277500053
|  
| ||
1351 |
28.12.2015
| PJM
| GS SHARESTOCKS LIMITED
| 31/28.12.2015
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Predrag Pavlicic
| 0035725021030
|  
| ||
1352 |
28.12.2015
| PJM
| BLOOMBERG TRADING FACILITY LIMITED
| 31/28.12.2015
| FCA FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Steven Niven
| (44)2073307500
|  
| ||
1353 |
28.12.2015
| PJM
| TENDALL CAPITAL MARKETS LTD
| 31/28.12.2015
| MALTA FINANCIAL SERVICES AUTHORITY
| NECUNOSCUT
| MALTA
| Nicholas Warren
| +0035620106249
|  
| ||
1354 |
05.01.2016
| PJM
| INNOVATIVE SECURITIES EUROPE ZRT.
| 1/05.01.2016
| THE CENTRAL BANK OF HUNGARY
| NECUNOSCUT
| UNGARIA
| Tamas Pocze
|  
|  
|  
| |
1355 |
05.01.2016
| PJM
| CENTRALSPOT TRADING (CYPRUS) LTD
| 1/05.01.2016
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Janis Anastassiou
| 0035725030931
| 0035725344470
| ||
1356 |
05.01.2016
| PJM
| GBE BROKERS LTD
| 1/05.01.2016
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASOL
| CIPRU
| Alexandros Constantinou
| 0035725281736
| 0035725014123
|  
| |
1357 |
05.01.2016
| PJM
| AMFF LTD
| 1/05.01.2016
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Hamza Yassein
|  
|  
|  
| |
1358 |
05.01.2016
| PJM
| LXM FINANCE LLP
| 1/05.01.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Matthew Mavridoglou
|  
|  
|  
| |
1359 |
05.01.2016
| PJM
| HARVEST GLOBAL INVESTMENTS (UK) LIMITED
| 4/05.01.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Daren Anstee
|  
|  
|  
| |
1360 |
05.01.2016
| PJM
| ELECTRONIC AND VOICE FOREIGN EXCHANGE LIMITED
| 4/05.01.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Trevor Clein
|  
|  
|  
| |
1361 |
05.01.2016
| PJM
| L.F. INVESTMENT LIMITED
| 4/05.01.2016
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Vassilios Papadopuolos
|  
|  
|  
| |
1362 |
05.01.2016
| PJM
| CONSTANCE INVESTMENT LTD
| 4/05.01.2016
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Dimitry Lepeshkin
|  
|  
|  
| |
1363 |
19.02.2016
| PJM
| NOVIA GLOBAL LIMITED
| 4/05.01.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Sally Stephens
|  
|  
|  
| |
1364 |
05.01.2016
| PJM
| ERSTE BEFEKTESI ZRT.
| 4/05.01.2016
| THE CENTRAL BANK OF HUNGARY
| NECUNOSCUT
| UNGARIA
| Botond Varkuti
|  
|  
|  
| |
1365 |
09.02.2016
| PJM
| INSTANT TRADING EU LTD
| 6/09.02.2016
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Savvas patsalides
| 0035725722774
|  
| ||
1366 |
09.02.2016
| PJM
| BLACKTOWER FINANCIAL MANAGEMENT (INTERNATIONAL) LIMITED
| 6/09.02.2016
| FINANCIAL SERVICES COMMISSION GIBRALTAR
| NECUNOSCUT
| GIBRALTAR
| Robert Francisco Mancera
| +35020042353
|  
| ||
1367 |
09.02.2016
| PJM
| MCS MARKETS LTD
| 6/09.02.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Alasdair Fraser
| 203840832
|  
|  
| |
1368 |
09.02.2016
| PJM
| OXFORD PORTFOLIO ADVISERS LIMITED
| 6/09.02.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Rupert Clifford
| (44)2076240390
|  
|  
| |
1369 |
09.02.2016
| PJM
| HILBERT INVESTMENT SOLUTIONS LTD
| 6/09.02.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Steve Lemarque
| (44)2033181742
|  
|  
| |
1370 |
24.02.2016
| PJM
| MAXIFLEX LTD
| 8/24.02.2016
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Michael Rezaie
| 0035725262767
| 0035725028337
| ||
1371 |
24.02.2016
| PJM
| FOREX TB LTD
| 8/24.02.2016
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Alexandros Constantinou
| 0035722266707
| 0035722266708
| ||
1372 |
24.02.2016
| PJM
| ROYAL FOREX LIMITED
| 8/24.02.2016
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Alexandros Constantinou
| 0035722007405
| 0035725654185
| ||
1373 |
24.02.2016
| PJM
| PERFORMANCE RONNARU COMPANY LTD
| 8/24.02.2016
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Costas Constantinides
| 0035725954540
| 0035725873590
| ||
1374 |
24.02.2016
| PJM
| VPE WERTPAPIERHANDELSBANK AG
| 8/24.02.2016
| FEDERAL FINANCIAL SUPERVISORY AUTHORITY, GERMANY
| MÜNCHEN
| GERMANIA
| Marco v. Pfetten
| +4989296491
|  
| ||
1375 |
05.04.2016
| PJM
| AKCENTA CZ, A.S.
| 9/05.04.2016
| CZECH NATIONAL BANK (BANCA NATIONALA A CEHIEI)
| PRAGA
| CEHIA
| Adorean Zamfir Florin
| +420498777770, +420498777843
|  
|  
| |
1376 |
22.04.2016
| PJM
| JUST2TRADE ONLINE LTD
| 12/22.04.2016
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Singh Dipak Ajay Kumar
| 0035725244563
| 0035725244564
| ||
1377 |
22.04.2016
| PJM
| NN INVESTMENT PARTNERS C.R., A.S.
| 12/22.04.2016
| CZECH NATIONAL BANK (BANCA NATIONALA A CEHIEI)
| PRAGA
| CEHIA
| PETR PANSKY
| +420251091711, +420 727 984 319
|  
| ||
1378 |
22.04.2016
| PJM
| ATLANTIC CAPITAL LIMITED
| 12/22.04.2016
| FINANCIAL SERVICES COMMISSION GIBRALTAR
| NECUNOSCUT
| GIBRALTAR
| Isabel Guggisberg
| +350 222 50 200
| +350 200 695 32
| ||
1379 |
22.04.2016
| PJM
| TICKMILL EUROPE LTD
| 12/22.04.2016
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Alexandros Constantinou
| 0035725247650
| 0035725247651
| ||
1380 |
06.06.2016
| PJM
| MAGNASALE TRADING LTD
| 15/06.06.2016
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Eyal Wagner
| 0035722232248
| 0035722341918
| ||
1381 |
06.06.2016
| PJM
| HANSEATIC BROKERHOUSE FINANCIAL SERVICES GMBH
| 15/06.06.2016
| BUNDESANSTALT FUR FINANZDIENSTLEISTUNGSAUFSICHT
| NECUNOSCUT
| GERMANIA
| Hendrik Theis
| +49 (0)40 80 811 80
|  
| ||
1382 |
06.06.2016
| PJM
| ELOS (UK) LIMITED
| 15/06.06.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Omar Sigtryggsson
| (44) 2082871135
|  
|  
| |
1383 |
07.06.2016
| PJM
| POSTSCRIPTUM CAPITAL LTD
| 17/07.06.2016
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Alexey Syroezhkin
| 0035725023939
| 0035725020305
| ||
1384 |
07.06.2016
| PJM
| CHASE BUCHANAN LTD
| 17/07.06.2016
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Lee Eldridge
| 0035725212858
| 0035725212859
| ||
1385 |
07.06.2016
| PJM
| GWG (CYPRUS) LIMITED
| 17/07.06.2016
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Maria Alexandrou
| 0035722008100
| 0035722008101
| ||
1386 |
07.06.2016
| PJM
| ZEMBLANCO INVESTMENTS LTD
| 17/07.06.2016
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASOL
| CIPRU
| Alexandros Constantinou
| 0035725751508
| 0035725721188
| ||
1387 |
07.06.2016
| PJM
| DAWEDA EXCHANGE LIMITED
| 17/07.06.2016
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Eran Chertok Gorodezky
| 0035722672200
| 0035725260919
| ||
1388 |
07.06.2016
| PJM
| VAR CAPITAL LIMITED
| 17/07.06.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Julianne Rodriguez
| (44)2032195606
|  
|  
| |
1389 |
07.06.2016
| PJM
| ALTRUID SYSTEMS LIMITED
| 17/07.06.2016
| MALTA FINANCIAL SERVICES AUTHORITY
| FLORIANA
| MALTA
| David Criscti
| 0035627040416
| + 356 2704 0417
| ||
1390 |
07.06.2016
| PJM
| F1MARKETS LTD
| 17/07.06.2016
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Maria Panayi
| 0035725358700
| 0035725358701
| ||
1391 |
07.06.2016
| PJM
| MAVEN GLOBAL LLP
| 17/07.06.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Julianne Rodriguez
| (44)2078725762
|  
| ||
1392 |
07.06.2016
| PJM
| ROXBURY ASSET MANAGEMENT LTD
| 17/07.06.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Alex Luke
| (+44)07966467741
|  
|  
| |
1393 |
06.07.2016
| PJM
| NATIONAL SECURITIES S.A.
| 21/06.07.2016
| HELLENIC CAPITAL MARKET COMMISSION
| NECUNOSCUT
| GRECIA
| Cristian MiCU
| 021/3051700
| 021/3051704
| ||
1394 |
28.07.2016
| PJM
| STEPHENS EUROPE LIMITED
| 23/28.07.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Graham Paton
| (44)2037579888
|  
| ||
1395 |
28.07.2016
| PJM
| ST JOHNS ASSET MANAGEMENT LIMITED
| 23/28.07.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
|  
| (44) 01527577775
|  
| ||
1396 |
28.07.2016
| PJM
| TIMBERLAND CAPITAL MANAGEMENT GMBH
| 23/28.07.2016
| BUNDESANSTALT FUR FINANZDIENSTLEISTUNGSAUFSICHT
| NECUNOSCUT
| GERMANIA
| Thomas Kramer
| +49 2151 52404 0
|  
| ||
1397 |
28.07.2016
| PJM
| VIBHS FINANCIAL LTD
| 23/28.07.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Paul Sawyer
| (+44) 02078682017
|  
| ||
1398 |
28.07.2016
| PJM
| TAVISTOCK WEALTH LIMITED
| 23/28.07.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| David Michael Legg
| (44) 1753867000
|  
| ||
1399 |
28.07.2016
| PJM
| ILLIQUIDX SECURITIES LIMITED
| 23/28.07.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Galina Alabatchka
| (44) 2078320150
|  
| ||
1400 |
06.09.2016
| PJM
| METLIFE INVESTMENT MANAGEMENT LIMITED (MIML)
| 25/06.09.2016
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Elisabeth Bedore
| (+44)02076328100
|  
|  
| |
1401 |
06.09.2016
| PJM
| MONEX EUROPE MARKETS LIMITED
| 25/06.09.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Brian Rayment
| (44)2036506300
|  
| ||
1402 |
06.09.2016
| PJM
| SOUTHEY CAPITAL LTD
| 25/06.09.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Robert Southey
| (44) 2084677819
|  
|  
| |
1403 |
06.09.2016
| PJM
| SHORE CAPITAL STOCKBROKERS LTD
| 25/06.09.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Jonathan Gerty
| (44)02074084050
|  
|  
| |
1404 |
06.09.2016
| PJM
| ATFX GLOBAL MARKETS (CY) LIMITED
| 25/06.09.2016
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| George Stylianou
| 00357 25 258 770
| 00357 25 258 582
| ||
1405 |
06.09.2016
| PJM
| TRILT LTD
| 25/06.09.2016
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Constantinos Toumasis
| 0035722250833
| 0035722250960
| ||
1406 |
06.09.2016
| PJM
| BROOKFIELD PRIVATE CAPITAL (UK) LIMITED
| 25/06.09.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Bart Puijpe
| (44)2076593500
|  
| ||
1407 |
06.09.2016
| PJM
| INTERNATIONAL CAPITAL MANAGEMENT AG, RUGGELL
| 25/06.09.2016
| FINANCIAL MARKET AUTHORITY - LIECHTENSTEIN
| NECUNOSCUT
| LIECHTENSTEIN
| Patrik Spiess
| 004232396400
|  
| ||
1408 |
06.09.2016
| PJM
| HALO INVESTMENT MANAGEMENT LLP
| 25/06.09.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Alex Luke
| 442070732228
|  
|  
| |
1409 |
06.09.2016
| PJM
| FRONTERA CAPITAL LTD
| 25/06.09.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| David Marshall Buckle
| +4402037094579
|  
|  
| |
1410 |
06.09.2016
| PJM
| THIRD PLATFORM SERVICES LIMITED
| 25/06.09.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Matthew John Aylward
| (44)2073490034
|  
| ||
1411 |
06.09.2016
| PJM
| QW CAPITAL LLP
| 25/06.09.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Isabel Falkenberg
| (+44) 02079079740
|  
|  
| |
1412 |
06.09.2016
| PJM
| INTERKAPITAL VRIJEDNOSNI PAPIRI D.O.O
| 25/06.09.2016
| CROATIAN FINANCIAL SERVICES SUPERVISORY AUTHORITY
| necunoscut
| CROATIA
| Ivana Kranjec
| +385 (0)1 5540 827
|  
| ||
1413 |
30.09.2016
| PJM
| LANDFX UK LIMITED
| 28/30.09.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Suraj Patel
| 4402037359155
|  
|  
| |
1414 |
30.09.2016
| PJM
| TRINITY INVESTMENT PARTNERS LIMITED
| 28/30.09.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Fabio Agosta
| 447786033471
|  
|  
| |
1415 |
30.09.2016
| PJM
| SEEDRS LIMITED
| 28/30.09.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Karen Kerrigan
| 442038177600
|  
| ||
1416 |
30.09.2016
| PJM
| SUSQUEHANNA INTERNATIONAL SECURITIES LIMITED (TRADING NAME: SIG SUSQUEHANNA)
| 28/30.09.2016
| CENTRAL BANK OF IRELAND
| MAREA BRITANIE
| IRLANDA
| Ross Christie
| +35318028000
|  
| ||
1417 |
30.09.2016
| PJM
| CREDOS D.O.O (Suspendata de catre autoritatea competenta din statul membru de origine incepand cu 28.07.2017)
| 28/30.09.2016
| CROATIAN FINANCIAL SERVICES SUPERVISORY AUTHORITY
| NECUNOSCUT
| CROATIA
| Suzana Loncar
| 00385 (0)12363431
| 00385 (0)16396676
| ||
1418 |
07.10.2016
| PJM
| NTFX CAPITAL LTD
| 31/07.10.2016
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Svyatoslav Solovyev
| 0035725761500
| 0035725761501
| ||
1419 |
07.10.2016
| PJM
| BERNSTEIN BANK GMBH
| 31/07.10.2016
| FEDERAL FINANCIAL SUPERVISORY AUTHORITY, GERMANY
| NECUNOSCUT
| GERMANIA
| Stefan Straubl
| +49 (89)2154310-0
|  
| ||
1420 |
07.10.2016
| PJM
| FOREMOST MARKETS LTD
| 31/07.10.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Fiona Jane McEwen
| (44) 1442892060
|  
| ||
1421 |
07.10.2016
| PJM
| LACM GLOBAL LTD
|  
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Jeniffer Reynolds
| (44)2036665036
|  
| ||
1422 |
07.10.2016
| PJM
| PVM OIL FUTURES LTD
| 31/07.10.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Diccon Utley
| 4402074515107
|  
| ||
1423 |
07.10.2016
| PJM
| MERITKAPITAL LIMITED
| 31/07.10.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Aija Rimsa
| 4402034926
|  
| ||
1424 |
07.10.2016
| PJM
| COGRESS LIMITED
|  
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Ilanit Orly
| (44)2071009744
|  
| ||
1425 |
07.10.2016
| PJM
| PMB CAPITAL LIMITED
| 31/07.10.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Henrik Schliemann
|  
|  
| ||
1426 |
07.10.2016
| PJM
| TCAM GLOBAL UK LIMITED
| 31/07.10.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Michael Phillips
| (44)02030360416
|  
|  
| |
1427 |
07.10.2016
| PJM
| NETWEALTH INVESTMENT LIMITED
| 31/07.10.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Rosemary Brown
| 442037954747
|  
| ||
1428 |
07.10.2016
| PJM
| PARTNERS GROUP (UK) MANAGEMENT LIMITED
| 31/07.10.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Christopher Toone
| (44)2075752500
|  
| ||
1429 |
07.10.2016
| PJM
| PARETO FINANCIAL PLANNING LIMITED
| 31/07.10.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| MANCHESTER
| MAREA BRITANIE
| Kevin Morrissey
| (+44)1618191311
|  
| ||
1430 |
08.12.2016
| PJM
| AFFIRMATIVE INVESTMENT MANAGEMENT PARTNERS LIMITED
| 33/08.12.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Jenny Crouch
| (44) 02073973701
|  
|  
| |
1431 |
08.12.2016
| PJM
| JONES LANG LASALLE CORPORATE FINANCE LIMITED
| 33/08.12.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Sebastian Edwards
| (44)31471118
|  
| ||
1432 |
08.12.2016
| PJM
| PRODIGY FINANCE LIMITED
| 33/08.12.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Nicole de Rauville
| (44)2071932832
|  
|  
| |
1433 |
08.12.2016
| PJM
| UR TRADE FIX LTD
| 33/08.12.2016
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Alexandros Constantinou
| 0035725023087
| 0035725030965
| ||
1434 |
08.12.2016
| PJM
| PHANAR ASSET MANAGEMENT (UK) LIMITED
| 33/08.12.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Vladimir Ivanov
| 447710404276
|  
|  
| |
1435 |
08.12.2016
| PJM
| TRIBELY LIMITED
| 33/08.12.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Michael Anthony Harvey Lebus
| (44) 2077310308
|  
|  
| |
1436 |
08.12.2016
| PJM
| TRIPLE A EXPERTS S.A.
| 33/08.12.2016
| HELLENIC CAPITAL MARKET COMMISSION
| NECUNOSCUT
| GRECIA
| Leon Giohais
| (0030) (213) 0176300
|  
| ||
1437 |
08.12.2016
| PJM
| TMILL UK LIMITED
| 33/08.12.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| +442036086100
| +442036086100
|  
| ||
1438 |
30.12.2016
| PJM
| OTKRITIE BROKER LTD
| 37/30.12.2016
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Irina Nesterova
| 00357 25 023 870
|  
| ||
1439 |
30.12.2016
| PJM
| EOS VENTURE
| 37/30.12.2016
| ACPR AUTORITE DE CONTROLE PRUDENTIEL ET DE RESOLUTION
| PARIS
| FRANTA
| Stephane Lubiarz
| +33180225570
|  
| ||
1440 |
30.12.2016
| PJM
| PETRAM & CO N.V.
| 37/30.12.2016
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| NECUNOSCUT
| OLANDA
| A.F. Pagen
| ++31854858570
|  
| ||
1441 |
30.12.2016
| PJM
| EXNESS EUROPE LIMITED
| 37/30.12.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| David Morris
| 442079976992
|  
|  
| |
1442 |
30.12.2016
| PJM
| GBIM LIMITED
| 37/30.12.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| David Nicholson
| (44)01722424444
|  
| ||
1443 |
30.12.2016
| PJM
| A J ASSET MANAGEMENT LIMITED
| 37/30.12.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Peng Tang
| (44) 02072480020
|  
| ||
1444 |
30.12.2016
| PJM
| EUROTRADE INVESTMENTS RGB LTD
| 37/30.12.2016
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Mila Yiapani
| 00357 25 26282
| 00357 25 222 704
| ||
1445 |
30.12.2016
| PJM
| DEMETER CAPITAL LIMITED
| 34/30.12.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| James Rouse
| 442036916626
|  
| ||
1446 |
30.12.2016
| PJM
| FGB WEALTH MANAGEMENT LIMITED
| 34/30.12.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Jenny Kenlin
| 447341088224
|  
| ||
1447 |
30.12.2016
| PJM
| TIFOSY LIMITED
| 34/30.12.2016
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Fausto Zanetton
| (44) 7899985840
|  
| ||
1448 |
30.12.2016
| PJM
| CARGILL FINANCIAL SERVICES EUROPE LIMITED
| 34/30.12.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
|  
| (44)01932861971
|  
| ||
1449 |
30.12.2016
| PJM
| CORNHILL CAPITAL LIMITED
| 34/30.12.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Darren Dale
| (44) 02077109610
|  
| ||
1450 |
30.12.2016
| PJM
| ICC INTERCERTUS CAPITAL LTD
| 34/30.12.2016
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Olga Soloveva
| 0035725885000
| 0035725885001
| ||
1451 |
30.12.2016
| PJM
| HANDS-ON B.V.
| 34/30.12.2016
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| ROTTERDAM
| OLANDA
| P. Heijen
| +31103400551
|  
| ||
1452 |
30.12.2016
| PJM
| ONE ASSET MANAGEMENT AG
| 34/30.12.2016
| FINANCIAL MARKET AUTHORITY - LIECHTENSTEIN
| VADUZ
| LIECHTENSTEIN
| Carmen Kresser
| +423 237 79 99
|  
| ||
1453 |
30.12.2016
| PJM
| GLOBAL MARKETS GROUP LIMITED
| 34/30.12.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Nicholas Cooke
| 447450499672
|  
| ||
1454 |
30.12.2016
| PJM
| ADDVISION WEALTH MANAGEMENT LIMITED
| 34/30.12.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Edward Andrew Smith
| (+44)02074095090
|  
|  
| |
1455 |
30.12.2016
| PJM
| BDT & COMPANY INTERNATIONAL LLP
| 34/30.12.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Donald McLellan
| (44)7736896693
|  
|  
| |
1456 |
30.12.2016
| PJM
| CAPRICORN CAPITAL PARTNERS UK LIMITED
| 34/30.12.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Stuart Dixon
| 442073174427
|  
|  
| |
1457 |
30.12.2016
| PJM
| TRADING POINT OF FINANCIAL INSTRUMENTS UK LTD
| 34/30.12.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Marios Menelaos Papapostolou
| 442031502020
|  
|  
| |
1458 |
30.12.2016
| PJM
| EQUATEX UK LIMITED
| 34/30.12.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Eniolu Ayileye
| (44)1799106873
|  
|  
| |
1459 |
30.12.2016
| PJM
| FOORD INVESTMENTS LIMITED
| 34/30.12.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Pa
rakash Ambelal Desai
| +4407468318744
|  
|  
| |
1460 |
30.12.2016
| PJM
| ARES EUROPEAN LOAN MANAGEMENT LLP
| 34/30.12.2016
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Sam Lander
| 442074346200
|  
|  
| |
1461 |
30.12.2016
| PJM
| WOODBROOK GROUP LTD
| 34/30.12.2016
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Leonora Chagianni/ Maria Milaj
| 0035725272820
| 0035725040444
|  
| |
1462 |
07.02.2017
| PJM
| NUNTIUS BROKERAGE AND INVESTMENT SERVICES S.A.
| 02/07.02.2017
| HELLENIC CAPITAL MARKET COMMISSION
| ATENA
| GRECIA
| Athanasios J. Smyrnis
| 0040 (31) 2295905, 0040 (31) 2295179
|  
| ||
1463 |
17.02.2017
| PJM
| GEAR INVESTMENTS (UK) LIMITED
| 04/17.02.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Augentius Compliance
| 442037909391
|  
| ||
1464 |
17.02.2017
| PJM
| FRANK INVESTMENTS LIMITED
| 04/17.02.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Amy Grovit
| (44)1344297257
|  
| ||
1465 |
17.02.2017
| PJM
| DEMICA FINANCE LTD
| 04/17.02.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Matthew Thomas Yardley Wreford
| 442074502514
|  
| ||
1466 |
17.02.2017
| PJM
| STOCKS FOREX AF LTD
| 04/17.02.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Ioannis Tsafouros
| 0035722007811
|  
| ||
1467 |
17.02.2017
| PJM
| BLACKTOWER FINANCIAL MANAGEMENT LTD
| 04/17.02.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Ritchie Salkeld
| (44)01372844344
|  
| ||
1468 |
17.02.2017
| PJM
| RYNAT TRADING LTD
| 04/17.02.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Alexandros Constantinou
| 0035725258020
|  
| ||
1469 |
17.02.2017
| PJM
| ACG ADVISORS (UK) LLP
| 04/17.02.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Myriam Zandonini
| +442035405150
|  
|  
| |
1470 |
17.02.2017
| PJM
| SHAREGAIN LIMITED
| 04/17.02.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Boaz Yaari
| +4402035880371
|  
| ||
1471 |
17.02.2017
| PJM
| TURNER POPE INVESTMENTS (TPI) LIMITED
| 04/17.02.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Benjamin Turner
| 4402036214200
|  
| ||
1472 |
17.02.2017
| PJM
| INCIPIT CAPITAL PARTNERS LLP
| 04/17.02.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Alessandro Gavazzeni
| 442037952322
|  
| ||
1473 |
17.02.2017
| PJM
| FATHOM WEALTH MANAGEMENT ADVISORS LTD
| 04/17.02.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Dimitrios Foutsis
| 0035722898610
| 0035722898620
| ||
1474 |
17.02.2017
| PJM
| INTEGRAE SIM S.P.A.
| 04/17.02.2017
| INTEGRAE SIM S.P.A.
| Milano
| ITALIA
| Antonello Petruzziello
| +390287208720 SAU +390287208748
|  
| ||
1475 |
03.03.2017
| PJM
| FENIX CAPITAL MARKET TRADING LTD (Suspendata de catre autoritatea competenta din statul membru de origine incepand cu 14.11.2018)
| 08/03.03.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Torbjorn Myhre
| 0035725350080
|  
| ||
1476 |
03.03.2017
| PJM
| DRS MARKETS LIMITED
| 08/03.03.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Darren Vickers
| 442080680260
|  
| ||
1477 |
03.03.2017
| PJM
| MACQUARIE INVESTMENT MANAGEMENT EUROPE LIMITED
| 08/03.03.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| William Corden
| 442030372000
|  
| ||
1478 |
03.03.2017
| PJM
| ITRADE GLOBAL (CY) LTD
| 08/03.03.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Yannos Christofi
| 0035725355388
|  
| ||
1479 |
03.03.2017
| PJM
| MAYSTONE CAPITAL LIMITED
| 08/03.03.2017
|  
| LONDRA
| MAREA BRITANIE
| Sumit Kanthed
| 447508688234
|  
| ||
1480 |
03.03.2017
| PJM
| DAVIDSONS INDEPENDENT FINANCIAL ADVISERS LTD
| 08/03.03.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Craig Davidson
| (44)0183753855
|  
| ||
1481 |
03.03.2017
| PJM
| PETER STEWART INTERNATIONAL
| 08/03.03.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Colin Stears
| (44)02086585911
|  
| ||
1482 |
03.03.2017
| PJM
| LUMIN WEALTH MANAGEMENT LIMITED
| 08/03.03.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Martin Cotter
| (44)01727893333
|  
| ||
1483 |
31.03.2017
| PJM
| ELITE CLUB DEAL LIMITED
| 11/31.03.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
|  
| 442077971000
|  
| ||
1484 |
31.03.2017
| PJM
| DESTEK MARKETS UK LIMITED
| 11/31.03.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Richard Seaman
| 442037516236
|  
| ||
1485 |
31.03.2017
| PJM
| TRAMWAY FINANCIAL MANAGEMENT LTD
| 11/31.03.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Charlie Palmer
| 447515699750
|  
| ||
1486 |
31.03.2017
| PJM
| MONSAS LIMITED
| 11/31.03.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Martin Marston
| 442074939291
|  
| ||
1487 |
31.03.2017
| PJM
| EMFI SECURITIES LIMITED
| 11/31.03.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Usman Sheikh
| 4402035659247
|  
| ||
1488 |
31.03.2017
| PJM
| INTUITIVE FINANCIAL ASSOCIATES LLP
| 11/31.03.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Jessica Shipton
| +4402037130555
|  
| ||
1489 |
31.03.2017
| PJM
| BELLROCK SECURITIES LIMITED
| 11/31.03.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Johan Maet
| 442077696816
|  
| ||
1490 |
31.03.2017
| PJM
| B*CAPITAL
| 11/31.03.2017
| BANQUE DE FRANCE
| PARIS
| FRANTA
| Agnes Cournot
| +33140175000
|  
| ||
1491 |
31.03.2017
| PJM
| GRANFELD WEALTH MANAGEMENT LTD
| 11/31.03.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Andreas Christofides
| 0035722203315
| 0035722203318
| ||
1492 |
31.03.2017
| PJM
| MAGIC COMPASS LTD
| 11/31.03.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Thomas Papantoniou
| 0035725023880
| 0035725590300
| ||
1493 |
31.03.2017
| PJM
| FP ASSET MANAGEMENT CYPRUS LTD
| 11/31.03.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Vasileios Malafouris
| 0035725355190
| 0035725355195
| ||
1494 |
31.03.2017
| PJM
| SYNTHESIS MANAGEMENT LIMITED
| 11/31.03.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Alexander Kalis
| 44447969666551
|  
| ||
1495 |
31.03.2017
| PJM
| MET ZURICH LLP
| 11/31.03.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Nancy King
| 004402024634969
|  
| ||
1496 |
31.03.2017
| PJM
| SPRING RIVER ASSET MANAGEMENT LIMITED
| 11/31.03.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Koran North
| 442085010116
|  
| ||
1497 |
31.03.2017
| PJM
| ETFMATIC LIMITED
| 11/31.03.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Johan Olof Hellman
| 442036083985
|  
| ||
1498 |
31.03.2017
| PJM
| ARION INVESTMENT MANAGEMENT LIMITED
| 11/31.03.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Steve McGuinness
| 4402074996677
|  
| ||
1499 |
31.03.2017
| PJM
| MIRABAUD SECURITIES LLP
| 11/31.03.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| John Cutler
| 4402073212508
|  
| ||
1500 |
31.03.2017
| PJM
| ACM GROUP PLC
| 11/31.03.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Des Grech
| 4402036681511
|  
| ||
1501 |
31.03.2017
| PJM
| HOULIHAN LOKEY EMEA LLP
| 11/31.03.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| John Cowan
| +44(0)2077472739
|  
| ||
1502 |
31.03.2017
| PJM
| CENTRUS FINANCIAL ADVISORS LTD
| 11/31.03.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Paul Stevens
| 442038465672
|  
| ||
1503 |
31.03.2017
| PJM
| UK BOND NETWORK LIMITED
| 11/31.03.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Clifford Fry
| 442031464440
|  
| ||
1504 |
31.03.2017
| PJM
| ASSOCIATION COOPERATIVE FINANCIERE DES FONCTIONNAIRES INTERNATIONAUX (AMFIE)
| 11/31.03.2017
| COMMISSION DE SURVEILLANCE DU SECTEUR FINANCIER LUXEMBOURG
| LUXEMBURG
| LUXEMBURG
| Muammer Kardelen
| 003524236611
| 00352423661240
| ||
1505 |
31.03.2017
| PJM
| CUMBERLAND PLACE FINANCIAL MANAGEMENT LIMITED
| 11/31.03.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Jane Goodwin
| (44)2079360300
|  
| ||
1506 |
31.03.2017
| PJM
| ABS FINANCIAL PLANNING LIMITED
| 11/31.03.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Graham Shields
| (44)02380333099
|  
| ||
1507 |
05.05.2017
| PJM
| CCBI METDIST GLOBAL COMMODITIES (UK) LIMITED
| 14/05.05.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Shaun Pratley
| 4402038788000
|  
| ||
1508 |
05.05.2017
| PJM
| CREDITSIGHTS LTD
| 14/05.05.2017
| FCA FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Susan Sewell
| (44)02074292070
|  
| ||
1509 |
05.05.2017
| PJM
| D CAPITAL PARTNERS
| 14/05.05.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Liesbet Paeeters
| (44)2078121020
|  
| ||
1510 |
05.05.2017
| PJM
| DBS VICKERS SECURITIES UK LTD
| 14/05.05.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Graham Booth
| (44) 02076181888
|  
| ||
1511 |
05.05.2017
| PJM
| GLOBIA WEALTH LTD
| 14/05.05.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Michael Havadjias
| 0035722283858
|  
| ||
1512 |
05.05.2017
| PJM
| P.C.M. ADVISERS LTD
| 14/05.05.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Christos Christou
| 0035722283270
|  
| ||
1513 |
05.05.2017
| PJM
| MIRABAUD SECURITIES HOLDINGS LIMITED
| 14/05.05.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| John Cutler
| 4402031677150
|  
| ||
1514 |
31.05.2017
| PJM
| POSCO CAPITAL PARTNERS PLC
| 19/31.05.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Mohi Ahmed
| 442033672197
|  
| ||
1515 |
30.05.2017
| PJM
| ANACAP FINANCIAL PARTNERS LLP
| 19/31.05.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Michael Edwards
| (44)02070705250
|  
| ||
1516 |
31.05.2017
| PJM
| LIVEMARKETS LTD
| 19/31.05.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Julian Handte
| +4407453745862
|  
|  
| |
1517 |
31.05.2017
| PJM
| FOREST PARK FX LIMITED
| 19/31.05.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Glen Ward
| 441702585415
|  
| ||
1518 |
31.05.2017
| PJM
| LONDON MERCHANT BANK LIMITED
| 19/31.05.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Simon Maughan Antonis
| 441865487160
|  
| ||
1519 |
31.05.2017
| PJM
| MAYA CAPITAL LLP
| 19/31.05.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Nicolas Jean-Rene Julien Duleroy
| (44)2073185932
|  
| ||
1520 |
26.06.2017
| PJM
| CLEAR CAPITAL MARKETS LTD
| 23/26.06.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Daniel Pellard
| +4402038696083
|  
| ||
1521 |
26.06.2017
| PJM
| BROCTAGON PRIME LTD
| 23/26.06.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Panetelakis Michail
| 0035725262211
| 0035725354433
| ||
1522 |
26.06.2017
| PJM
| EASTERN HARMONY GLOBAL CAPITAL LIMITED
| 23/26.06.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Peter Hewitt
| 442079525210
|  
| ||
1523 |
26.06.2017
| PJM
| MORGAN STANLEY FRANCE
| 23/26.06.2017
| AUTORITE DE CONTROLE PRUDENTIEL ET DE REGLEMENTATION
| PARIS
| FRANTA
|  
|  
|  
| ||
1524 |
26.06.2017
| PJM
| PENSIONHELP LIMITED
| 23/26.06.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Barry Westbrook
| 441619562328
|  
| ||
1525 |
26.06.2017
| PJM
| TRUE TRADE LTD
| 23/26.06.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Klaus Buhl
| 442080685220
|  
| ||
1526 |
26.06.2017
| PJM
| CAPITAL COM SV INVESTMENTS LTD
| 23/26.06.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Kira Bondareva
| 0035725029888
| 0035725029889
| ||
1527 |
27.07.2017
| PJM
| APERA CAPITAL UK LLP
| 26/27.07.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Jordan Oliviera
| 442038712531
|  
| ||
1528 |
27.07.2017
| PJM
| LIONTREE ADVISORS UK LLP
| 26/27.07.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Vasanthi Smedley
| 442070821586
|  
| ||
1529 |
27.07.2017
| PJM
| CROWDCUBE CAPITAL LMITED
| 26/27.07.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Martin McAnaney
| 441392241319
|  
| ||
1530 |
27.07.2017
| PJM
| MOUNT ABU CAPITAL LIMITED
| 26/27.07.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Rakesh Patel
| 442038652432
|  
| ||
1531 |
27.07.2017
| PJM
| TMS BROKERS EUROPE LIMITED
| 26/27.07.2017
| MALTA FINANCIAL SERVICES AUTHORITY
| NECUNOSCUT
| MALTA
| Aleksandra Susidko
| +35627027763
|  
| ||
1532 |
27.07.2017
| PJM
| AFEX MARKETS PLC
| 26/27.07.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Duncan Mitchell
| 442070043939
|  
| ||
1533 |
27.07.2017
| PJM
| LYDYA FINANCIAL LIMITED
| 26/27.07.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Charalambos Patatos
| 0035725252299
| 0035725251393
| ||
1534 |
27.07.2017
| PJM
| COMMODITIES TRADING CORPORATION LIMITED
| 26/27.07.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Thibaut Remoundos
| +4402038760128
|  
| ||
1535 |
27.07.2017
| PJM
| MAHI FX (UK) LTD
| 26/27.07.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Maryam Siddiqui
| 02073973969
|  
|  
| |
1536 |
27.07.2017
| PJM
| INTERTRADER LIMITED
| 26/27.07.2017
| FINANCIAL SERVICES COMMISSION GIBRALTAR
| necunoscut
| GIBRALTAR
| Eva Lorenzo
| +35020078700
| +35020052041
| ||
1537 |
27.07.2017
| PJM
| PLOUTOS INTERNATIONAL LTD
| 26/27.07.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Massimo Catizone
| 442037940792
|  
| ||
1538 |
22.08.2017
| PJM
| FUND ANALYTICS INVESTMENT MANAGEMENT LLP
| 30/22.08.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Amin Sajjadi
| (44)02076244470
|  
| ||
1539 |
22.08.2017
| PJM
| BROOKFIELD GLOBAL BUSINESS ADVISOR LIMITED
| 30/22.08.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Will Morrell
| 442076593500
|  
|  
| |
1540 |
08.09.2017
| PJM
| KEY WAY INVESTMENTS LTD
| 30/22.08.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Alexandros Constantinou
|  
| 0035780095558
| ||
1541 |
22.08.2017
| PJM
| FIRST EQUITY LIMITED
| 30/22.08.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Jeremy Lock
| (44)02073742212
|  
| ||
1542 |
08.09.2017
| PJM
| INTERNATIONAL COMMODITY CONSULTING ICC B.V.
| 30/22.08.2017
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| NECUNOSCUT
| OLANDA
| R. Marneffe
| 0629066173
|  
| ||
1543 |
08.09.2017
| PJM
| ALDGATE ADVISORS LIMITED
| 30/22.08.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Haydon Thomas
| 442036968750
|  
| ||
1544 |
22.08.2017
| PJM
| DIAGRAM CAPITAL LTD
| 30/22.08.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Herkishin Dialdas
| 02038153380
|  
|  
| |
1545 |
22.08.2017
| PJM
| KNG SECURITIES FIXED INCOME LLP
| 30/22.08.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| John Bull
| 442074262608
|  
| ||
1546 |
04.10.2017
| PJM
| MEXEM LTD
| 31/04.10.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Elinor Biton
| 00357224022446
| 0035725320431
| ||
1547 |
04.10.2017
| PJM
| GALACTUS LTD
| 31/04.10.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Katerina Efthymiadou
| 0035725023910
|  
| ||
1548 |
04.10.2017
| PJM
| TRIUMPH INT (CYPRUS) LIMITED
| 31/04.10.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Mr. Christoforos Christoforou
| 0035725030529
|  
| ||
1549 |
04.10.2017
| PJM
| CITADEL SECURITIES (EUROPE) LIMITED
| 31/04.10.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| David Foakes
| (44)02076459700
|  
|  
| |
1550 |
04.10.2017
| PJM
| ALB LIMITED
| 31/04.10.2017
| MALTA FINANCIAL SERVICES AUTHORITY
| NECUNOSCUT
| MALTA
| Adam de Domenico- Compliance Officer
| +356 2371 6000
|  
| ||
1551 |
04.10.2017
| PJM
| PHARMA VENTURES CAPITAL LIMITED
| 31/04.10.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Stephen Waterman
| 441865332700
|  
| ||
1552 |
04.10.2017
| PJM
| NFS NETWORK FINANCIAL SERVICES LTD
| 31/04.10.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Antony Barnett
| 0035725817033
|  
| ||
1553 |
04.10.2017
| PJM
| CLOSE ASSET MANAGEMENT LIMITED
| 31/04.10.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Dana Sharm
| (44)02074264000
|  
|  
| |
1554 |
04.10.2017
| PJM
| C-QUADRAT WEALTH MANAGEMENT GMBH
| 31/04.10.2017
| AUSTRIAN FINANCIAL MARKET AUTHORITY
| VIENA
| AUSTRIA
| Markus A. Ullmer
| +431515660
|  
| ||
1555 |
04.10.2017
| PJM
| VINCO WEALTH MANAGEMENT LTD
| 31/04.10.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Mark Vincent
| 442074128907
|  
| ||
1556 |
04.10.2017
| PJM
| NORDHEDGE ASSET MANAGEMENT LIMITED
| 31/04.10.2017
| MALTA FINANCIAL SERVICES AUTHORITY
| SLIEMA
| MALTA
| Jean Farrugia
| +35627036127
|  
| ||
1557 |
08.12.2017
| PJM
| WHITECROFT CAPITAL MANAGEMENT LLP
| 35/08.12.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Nancy King
| 442037093816
|  
| ||
1558 |
08.12.2017
| PJM
| ARGUSFX LTD
| 35/08.12.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Stavros Giannakou
| 0035725347750, 22582400
|  
| ||
1559 |
08.12.2017
| PJM
| M.G.T.M. FINANCIAL SERVICES LTD
| 35/08.12.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Viktoriya Saridu
| 0035725760377
| 0035725760378
| ||
1560 |
08.12.2017
| PJM
| OIL BROKERAGE LTD
| 35/08.12.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| John Bull
| (+44)02074382400
|  
| ||
1561 |
08.12.2017
| PJM
| EVERCORE PARTNERS INTERNATIONAL
| 35/08.12.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Greg Turner
| (44) 02076536000
|  
| ||
1562 |
08.12.2017
| PJM
| ARUMPRO CAPITAL LTD
| 35/08.12.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Olga Christou
| 0035725222094
| 0035725222089
| ||
1563 |
08.12.2017
| PJM
| EUROPEAN INVEST S.A.
| 35/08.12.2017
| COMMISSION DE SURVEILLANCE DU SECTEUR FINANCIER LUXEMBOURG
| LUXEMBURG
| LUXEMBURG
| Jean + Yves Dourte
| +352691880243
| +35228480950
| ||
1564 |
08.12.2017
| PJM
| EXCLUSIVE CHANGE CAPITAL LTD
| 35/08.12.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Sherif Zakaria Sayed Ahmed Sanad
| 0035725255155
| 0035725259969
| ||
1565 |
08.12.2017
| PJM
| AT GLOBAL MARKETS (UK) LIMITED
| 35/08.12.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Jefferey Turner-Ross
| 442074878261
|  
| ||
1566 |
08.12.2017
| PJM
| ROYAL FINANCIAL TRADING (CY) LTD
| 35/08.12.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Efstathia Anna Ioannou
| 0035725080880
|  
| ||
1567 |
08.12.2017
| PJM
| BOGOFINANCE CAPITAL MARKETS LTD
| 35/08.12.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Patrick Boghos
| 0035725249000
|  
| ||
1568 |
08.12.2017
| PJM
| EVEST LTD
| 35/08.12.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Nir Menashe
| 0035796106886
|  
| ||
1569 |
08.12.2017
| PJM
| SQUARED FINANCIAL (CY) LIMITED
| 35/08.12.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Youssef Barakat
| 0035725024884
| 0035725024885
| ||
1570 |
08.12.2017
| PJM
| EUROPEAN INVESTMENT MANAGEMENT LTD
| 35/08.12.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Mike Paddon
| +4401242898148
|  
| ||
1571 |
08.12.2017
| PJM
| AZR CAPITAL LIMITED
| 35/08.12.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Maya Abou Zeid Rodriguez
| (44)2033580203
|  
| ||
1572 |
08.12.2017
| PJM
| 4 BIO VENTURES LTD
| 35/08.12.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Andrey Kozlov
| 442038655365
|  
| ||
1573 |
28.12.2017
| PJM
| ACUMEN FINANCIAL PLANNING LIMITED
| 41/28.12.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Alan Whittle
| (44)1224392350
|  
| ||
1574 |
28.12.2017
| PJM
| IFC INVESTMENTS CYPRUS LTD
| 41/28.12.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASOL
| CIPRU
| Aleksei Iakovlev
| 0035725340396
| 0035725340310
| ||
1575 |
28.12.2017
| PJM
| HOUSE OF BORSE LTD
| 41/28.12.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Wahb Ahmed
| 4402037148715
|  
| ||
1576 |
28.12.2017
| PJM
| WEALTHSIMPLE UK LTD
| 41/28.12.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Tomasz Krzywicki
| +442039071211
|  
| ||
1577 |
28.12.2017
| PJM
| MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED
| 41/28.12.2017
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Rhys Roberts
| (44)02074258000
|  
|  
| |
1578 |
28.12.2017
| PJM
| CONOTOXIA LTD
| 41/28.12.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Lukasz Bednarski
| 00000000000000
|  
| ||
1579 |
28.12.2017
| PJM
| THE NEW AMSTERDAM GROUP BV
| 41/28.12.2017
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| AMSTERDAM
| OLANDA
| J. van der Schueren
| ++31623476070
|  
| ||
1580 |
28.12.2017
| PJM
| WISE WOLVES FINANCE LTD
| 41/28.12.2017
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Sabine Mite
| 0035725751508
| 0035725721188
| ||
1581 |
28.12.2017
| PJM
| RAZLIN LIMITED
|  
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Jennifer Ewing
| 4402036230822
|  
| ||
1582 |
13.02.2018
| PJM
| A.N. ALLNEW INVESTMENTS LTD
| 4/13.02.2018
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LARNACA
| CIPRU
| Michael Floros
| 0035725030673
|  
| ||
1583 |
13.02.2018
| PJM
| SCHRODER INVESTMENT MANAGEMENT LTD
| 4/13.02.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Daniela Hagger
| (44) 02076586000
|  
| ||
1584 |
13.02.2018
| PJM
| PPSA (EUROPE) INVESTMENT CONSULTING –SOCIEDADE DE CONSULTORIA PARA INVESTIMENTO, UNIPESSOAL LDA
| 4/13.02.2018
| COMISSAO DO MERCADO DE VALORES MOBILIAROS - PORTUGALIA
| NECUNOSCUT
| PORTUGALIA
| Francis Tissot
| +351211163300 SI +41227870673
|  
| ||
1585 |
13.02.2018
| PJM
| MAREX FINANCIAL LIMITED
| 4/13.02.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Nadia Longden
| (+44) 02076556000
|  
| ||
1586 |
13.02.2018
| PJM
| EMERGO WEALTH LTD
| 4/13.02.2018
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Neophytos Christopides
| 0035722449122
| 0035722780589
| ||
1587 |
13.02.2018
| PJM
| ACETOP FINANCIAL LIMITED
| 4/13.02.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Cerri-Anne Quinton
| 442038748530
|  
| ||
1588 |
13.02.2018
| PJM
| AYONDO PORTFOLIO MANAGEMENT GMBH
| 4/13.02.2018
| FEDERAL FINANCIAL SUPERVISORY AUTHORITY, GERMANY
| NECUNOSCUT
| GERMANIA
| Kurt Ziegler
| 0049699999994152
|  
| ||
1589 |
13.02.2018
| PJM
| CODEX CAPITAL PARTNERS LIMITED
| 4/13.02.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Kate Osborne
| 4402038466510
|  
| ||
1590 |
13.02.2018
| PJM
| BRIGHTFX CAPITAL LTD
| 4/13.02.2018
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Stephanos Angeli
| 0035722007187
|  
| ||
1591 |
13.02.2018
| PJM
| RZT CAPITAL LTD
| 4/13.02.2018
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Maya Radoslavova
| 0035725262207
| 0035725260990
| ||
1592 |
13.02.2018
| PJM
| PROCHOICE XPHMATI?THPIAKH
| 4/13.02.2018
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LARNACA
| CIPRU
| Antonis Antoniou
| 0035724661192
| 0035724662464
| ||
1593 |
13.02.2018
| PJM
| APME FX TRADING EUROPE LTD
| 4/13.02.2018
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Marios Loukas Charalampous
| 0035725054735
| 0035722266678
| ||
1594 |
13.02.2018
| PJM
| INTER-UK FINANCIAL SERVICES LTD
| 4/13.02.2018
| FINANCIAL CONDUCT AUTHORITY
| HINDHEAD
| MAREA BRITANIE
| David Lemar
| -01428 609090
|  
| ||
1595 |
13.02.2018
| PJM
| CFRA UK LIMITED
| 4/13.02.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Gunther David Ibbeken
| 16465176001
|  
| ||
1596 |
13.02.2018
| PJM
| OCTOPUS INVESTMENTS LIMITED
| 4/13.02.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Caroline Granshaw
| (44)08003162295
|  
|  
| |
1597 |
13.02.2018
| PJM
| EH CAPITAL LTD
|  
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Brendan Niall Shiner
| (44)014538340067
|  
| ||
1598 |
13.02.2018
| PJM
| PEARSON JONES PLC
|  
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Nicholas Wilson
|  
|  
| ||
1599 |
13.02.2018
| PJM
| ARGENTIS FINANCIAL MANAGEMENT LTD
| 4/13.02.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Andrew Rose
| 01722343130
|  
| ||
1600 |
13.02.2018
| PJM
| JIN DAOCHENG LTD
| 4/13.02.2018
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Stephanie Lambrou
| 0035725260900
|  
| ||
1601 |
13.02.2018
| PJM
| WONDERINTEREST TRADING LTD
| 4/13.02.2018
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Evroula Papadopoulou
| 0035725123318
|  
| ||
1602 |
13.02.2018
| PJM
| LIRUNEX LTD
| 4/13.02.2018
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LARNACA
| CIPRU
| Nicos Christou
| 0035724694888
|  
| ||
1603 |
23.04.2018
| PJM
| ARTVERA PRIVATE WEALTH MANAGEMENT (UK) LTD
| 4/13.02.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Artur Bounegra
| 442077944928
|  
| ||
1604 |
23.04.2018
| PJM
| LONSIN CAPITAL LIMITED
| 4/13.02.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Nancy King
| 442038296880
|  
| ||
1605 |
13.02.2018
| PJM
| OFI INTERNATIONAL
| 4/13.02.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Dicken Watson
| +4402038232496
|  
| ||
1606 |
13.02.2018
| PJM
| SWISSQUOTE FINANCIAL SERVICES (MALTA) LIMITED
| 4/13.02.2018
| MALTA FINANCIAL SERVICES AUTHORITY
| NECUNOSCUT
| MALTA
| Peter Paul Bugeja
| 356 2546 6720
|  
| ||
1607 |
13.02.2018
| PJM
| TUDOR, PICKERING, HOLT & CO INTERNATIONAL LLP
| 4/13.02.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Sarah Benn
| 442030086428
|  
| ||
1608 |
13.02.2018
| PJM
| 4 THE RECORD COMPLIANCE LTD
| 4/13.02.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Jane Hodges
| 442071936935
|  
| ||
1609 |
13.02.2018
| PJM
| ARMA PARTNERS LLP
| 4/13.02.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Felicity Benson
| (44) 02072908100
|  
|  
| |
1610 |
13.02.2018
| PJM
| KEMPEN & CO N.V.
| 4/13.02.2018
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| AMSTERDAM
| OLANDA
| Wart van Dieten
| +31203488728
|  
| ||
1611 |
13.02.2018
| PJM
| BROOKFIELD GLOBAL INFRASTRUCTURE ADVISOR LIMITED
| 4/13.02.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Will Morrell
| 442076593500
|  
|  
| |
1612 |
13.02.2018
| PJM
| BROOKFIELD GLOBAL PROPERTY ADVISOR LIMITED
| 4/13.02.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Will Morrell
| 442074088401
|  
| ||
1613 |
13.02.2018
| PJM
| BROOKFIELD GLOBAL RENEVABLE ENERGY ADVISOR LIMITED
| 4/13.02.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Will Morrell
| 442076593500
|  
|  
| |
1614 |
13.04.2018
| PJM
| MCAP GLOBAL FINANCE (UK) LLP
| 9/13.04.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Andrew Rabinowitz
| (44) 02079373733
|  
|  
| |
1615 |
13.04.2018
| PJM
| CONNECTED CAPITAL LLP
| 9/13.04.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Amy Grovit
| 442074195659
|  
|  
| |
1616 |
13.04.2018
| PJM
| MORGAN STANLEY & CO INTERNATIONAL PLC
| 9/13.04.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Graeme Russell
| +44 (0)20 7425 8000
|  
| ||
1617 |
13.04.2018
| PJM
| VIRTU FINANCIAL IRELAND LIMITED
| 9/13.04.2018
| CENTRAL BANK OF IRELAND
| DUBLIN
| IRLANDA
| Sinead Lynch
| +35312466900
|  
| ||
1618 |
13.04.2018
| PJM
| ARCTICA FINANCE HF.
| 9/13.04.2018
| FINANCIAL SUPERVISORY AUTHORITY (FSA) OF ICELAND
| NECUNOSCUT
| ISLANDA
| Olafur Thor Finsen
| +3545133300
|  
| ||
1619 |
13.04.2018
| PJM
| NPINVESTOR FONDSMAEGLERSELSKAB A/S
| 9/13.04.2018
| DANISH FINANCIAL SUPERVISORY AUTHORITY
| COPENHAGA
| DANEMARCA
| Danemarca
| +4588300000
|  
| ||
1620 |
13.04.2018
| PJM
| IPREO LIMITED
| 9/13.04.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Yasmin Hussein
| 442076659800
|  
|  
| |
1621 |
13.04.2018
| PJM
| ALPHA FX LIMITED
| 9/13.04.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Manmeet Singh
| 4401184380127
|  
|  
| |
1622 |
13.04.2018
| PJM
| CANSON LTD
| 9/13.04.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| James Simpson
| 4420038848462
|  
|  
| |
1623 |
13.04.2018
| PJM
| ACT FINANCIAL SOLUTIONS B.V.
| 9/13.04.2018
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| AMSTERDAM
| OLANDA
| Frederico Di Credico
| +31208911259
|  
| ||
1624 |
13.04.2018
| PJM
| FIRST LONDON BROKERS LTD
| 9/13.04.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Jacqueline Lefere
| 4407768625141
|  
|  
| |
1625 |
13.04.2018
| PJM
| ABC 123 (CY) LTD
| 9/13.04.2018
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Chrstakis Kyriakides
| +35725350170
|  
| ||
1626 |
13.04.2018
| PJM
| FOREXTIME UK LIMITED
| 9/13.04.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Martin Couper
| 442037342255
|  
|  
| |
1627 |
13.04.2018
| PJM
| FXBFI BROKER FINANCIAL INVEST LTD
| 9/13.04.2018
| FINANCIAL CONDUCT AUTHORITY
| LIMASSOL
| CIPRU
| Mr. Mohamad Saleh- General Manager
| +35725262828
|  
| ||
1628 |
13.04.2018
| PJM
| THINK WEALTH LTD
| 9/13.04.2018
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Sara Eojourian, Andreas Xenofontos
| +35722300800
|  
| ||
1629 |
13.04.2018
| PJM
| UGL EXCHANGE LIMITED
| 9/13.04.2018
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Olga Lampadaridou
| (+357)25389206
|  
| ||
1630 |
13.04.2018
| PJM
| FCS CAPITAL MARKETS LIMITED
| 9/13.04.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Koran North
| +4402030924184
|  
|  
| |
1631 |
13.04.2018
| PJM
| LONDON CAPITAL GROUP (CYPRUS) LTD
| 9/13.04.2018
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
|  
| +35725266600
|  
| ||
1632 |
27.04.2018
| PJM
| DELTASTOCK AD
| 12/27.04.2018
|  
| SOFIA
| BULGARIA
| Ivo Boichev Bonev
| 021/527.04.30,
|  
| ||
1633 |
04.05.2018
| PJM
| FCT EUROPE LTD
| 14/04.05.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Mario Kyriacou
| 07976727325
|  
| ||
1634 |
04.05.2018
| PJM
| EBURY PARTNERS MARKETS LIMITED
| 14/04.05.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Laura Gyarmati
| +44(0)2038726670
|  
| ||
1635 |
04.05.2018
| PJM
| ARGENTEX LLP
| 14/04.05.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Sam Williams
| 02037720300
|  
| ||
1636 |
04.05.2018
| PJM
| ARROW FUTURES (UK) LIMITED
| 14/04.05.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Darren Dale
| 44203664800
|  
|  
| |
1637 |
04.05.2018
| PJM
| FREEDOM FINANCE CYPRUS LIMITED
| 14/04.05.2018
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Evgeniy Tyapkin
| 0035725257787
| 0035725257786
| ||
1638 |
04.05.2018
| PJM
| AGENTRISK EUROPE LIMITED
| 14/04.05.2018
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Ioannis Pigidis
| 22-552725
|  
| ||
1639 |
04.05.2018
| PJM
| FREETRADE LIMITED
| 14/04.05.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Calum McWhir
| 447493050415
|  
|  
| |
1640 |
04.05.2018
| PJM
| WEALTH EFFECT MANAGEMENT, O.C.P., A.S.
| 14/04.05.2018
| NATIONAL BANK OF SLOVAKIA
| BRATISLAVA
| SLOVACIA
| Tomas Kralovic
| +421232118585
|  
| ||
1641 |
04.05.2018
| PJM
| FINEX LTD
| 14/04.05.2018
| FINANCIAL SUPERVISION COMMISSION (FSC) - BULGARIA
| SOFIA
| BULGARIA
| Martin Boykov Pyrvanov
| +35924390218
|  
| ||
1642 |
22.08.2018
| PJM
| AQUILLA NUMMUS LTD
| 19/22.08.2018
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Vruyr Gabrielyan
| 22777858
|  
| ||
1643 |
22.08.2018
| PJM
| NFU MUTUAL INVESTMENTS LIMITED
| 19/22.08.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Helen Apperley
| +441789204211
|  
| ||
1644 |
08.08.2018
| PJM
| LTTRADER LTD
| 19/22.08.2018
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Lingmei Wu
| +35725752420
|  
| ||
1645 |
08.08.2018
| PJM
| QUANTESSENCE FINANCIAL LIMITED
| 19/22.08.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Peter De Clercq
| 442071297501
|  
|  
| |
1646 |
08.08.2018
| PJM
| VENERO CAPITAL ADVISORS LTD
| 19/22.08.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Georgios Markakis
| +44(0)2070661000
|  
| ||
1647 |
08.08.2018
| PJM
| ARDEA PARTNERS UK LLP
| 19/22.08.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Winnie Chu
| 442076030807
|  
|  
| |
1648 |
08.08.2018
| PJM
| THE PRIVATE OFFICE LIMITED
| 19/22.08.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Claudia Nisbet
| 443333239060
|  
|  
| |
1649 |
08.08.2018
| PJM
| THERON CAPITAL ADVISORS LIMITED
| 19/22.08.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Jo Denny
| 442072284071
|  
|  
| |
1650 |
22.08.2018
| PJM
| ADVANCED MARKETS (UK) LIMITED
| 19/22.08.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Tara Mellett
| 442071902930
|  
|  
| |
1651 |
22.08.2018
| PJM
| SARANAC PARTNERS LIMITED
| 19/22.08.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Philip Dench
| 442075095700
|  
|  
| |
1652 |
22.08.2018
| PJM
| APOLLO ASSET MANAGEMENT EUROPE LLP
| 19/22.08.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Liz Kaskela
| 4420033201675
|  
|  
| |
1653 |
22.08.2018
| PJM
| AUXISOLID B.V.
| 19/22.08.2018
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| NECUNOSCUT
| OLANDA
| Marleen Bikkers
| 0619414418
|  
|  
| |
1654 |
22.08.2018
| PJM
| DOLFIN ASSET SERVICES LIMITED
| 19/22.08.2018
| MALTA FINANCIAL SERVICES AUTHORITY
| VALLETTA
| MALTA
| Keith Farrugia
| +35620341900
|  
| ||
1655 |
22.08.2018
| PJM
| HPC INVESTMENT PARTNERS LTD
| 19/22.08.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Agnieszka Rogozinska
| 442079590338
|  
|  
| |
1656 |
22.08.2018
| PJM
| INTUITIVE ASSOCIATES LIMITED
| 19/22.08.2018
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Rebecca Batterham
| +441158967881
|  
|  
| |
1657 |
22.08.2018
| PJM
| GLOBAL MARKET INDEX LIMITED
| 19/22.08.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Barry McNulty
| 4402071939958
|  
|  
| |
1658 |
22.08.2018
| PJM
| FIIG INTERNATIONAL LIMITED
| 19/22.08.2018
| MALTA FINANCIAL SERVICES AUTHORITY
| VALLETTA
| MALTA
| Mr David Galea Souchet
| +35627849000
|  
| ||
1659 |
22.08.2018
| PJM
| A/S GLOBAL RISK MANAGEMENT LTD FONDSMAEGLERSELSKAB
| 19/22.08.2018
| DANISH FINANCIAL SUPERVISORY AUTHORITY
| necunoscut
| DANEMARCA
| Pia Graakjaer
| +4588380000
|  
| ||
1660 |
22.08.2018
| PJM
| REDDING RIDGE ASSET MANAGEMENT (UK) LLP
| 19/22.08.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Liz Kaskela
| 442070165000
|  
|  
| |
1661 |
22.08.2018
| PJM
| TRADESTONE LTD (TRADING NAME FBS)
| 19/22.08.2018
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Christos Kakourides
| 25-313540
|  
| ||
1662 |
22.08.2018
| PJM
| CLEAR CAPITAL MANAGEMENT LLP
| 19/22.08.2018
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Matthew Hazell
| +442030115200
|  
| ||
1663 |
22.08.2018
| PJM
| WILLIS TOWERS WATSON SECURITIES EUROPE LIMITED
| 19/22.08.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Emma Middleditch
| 4402031246000
|  
|  
| |
1664 |
22.08.2018
| PJM
| 360 F-INSIGHT LIMITED (TRADING NAME: 360 FUND INSIGHT)
| 19/22.08.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Enrique Pardo
| 34606065179
|  
|  
| |
1665 |
22.08.2018
| PJM
| NEXTMARKETS TRADING LIMITED
| 19/22.08.2018
| MALTA FINANCIAL SERVICES AUTHORITY
| necunoscut
| MALTA
| Ivan Sammut
| +35627781180
|  
| ||
1666 |
22.08.2018
| PJM
| NEW MOMENTUM AV S.A.
| 19/22.08.2018
| COMISION NACIONAL DEL MERCADO DE VALORES (SPANIA)
| MADRID
| SPANIA
| Bertrand Debize
| +34910609368
|  
| ||
1667 |
22.08.2018
| PJM
| FINAX, O.C.P. A.S.
| 19/22.08.2018
| NATIONAL BANK OF SLOVAKIA
| BRATISLAVA
| SLOVACIA
| Juraj Hrbaty
| +4212/22200358
|  
| ||
1668 |
22.08.2018
| PJM
| SKILLING LIMITED
| 19/22.08.2018
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Hellen Georgalides
| +357222276710
|  
| ||
1669 |
22.08.2018
| PJM
| APOLLO ASSET MANAGEMENT EUROPE PC LLP
| 19/22.08.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Gillian Marais
| 442033201675
|  
|  
| |
1670 |
22.08.2018
| PJM
| MINDEN INVESTMENTS AND INSURANCE ADVISERS AND SUB AGENTS LTD
| 19/22.08.2018
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Caroline Shearmen
| +35722878046
|  
| ||
1671 |
22.08.2018
| PJM
| AURORAE LIMITED
| 19/22.08.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Ellen van den Broek
| 44746841695
|  
|  
| |
1672 |
22.08.2018
| PJM
| GBE CAPITAL LIMITED
| 19/22.08.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Patrick Graham Cann
| +442070978794
|  
|  
| |
1673 |
22.08.2018
| PJM
| ISEC WEALTH MANAGEMENT LTD
| 19/22.08.2018
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASOL
| CIPRU
| Louis Hawila
| +35725333592
|  
| ||
1674 |
22.08.2018
| PJM
| STANDARD ADVISORY SERVICES LIMITED
| 19/22.08.2018
| MALTA FINANCIAL SERVICES AUTHORITY
| VALLETTA
| MALTA
| Mr David Galea Souchet
| +35627037332
|  
| ||
1675 |
22.08.2018
| PJM
| GLOBESCO CAPITAL LTD
| 19/22.08.2018
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| NICOSIA
| CIPRU
| Konstantinos Rafailidis
| 22697500
|  
| ||
1676 |
22.08.2018
| PJM
| EVEREST RESEARCH LIMITED
| 19/22.08.2018
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Amy Grovit
| 447885432798
|  
|  
| |
1677 |
21.12.2018
| PJM
| TILNEY DISCRETIONARY INVESTMENT MANAGEMENT LIMITED
| 24/21.12.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Caroline Greaves
| +4401344828000
|  
| ||
1678 |
21.12.2018
| PJM
| GMSA INVESTMENTS LIMITED
| 24/21.12.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Liam Flanigan
| (44) 02034114182
|  
| ||
1679 |
21.12.2018
| PJM
| AMP GLOBAL LTD
| 24/21.12.2018
|  
| LIMASOL
| CIPRU
| Daniel Lee Culp
| +35722007182
|  
| ||
1680 |
21.12.2018
| PJM
| AON HEWITT LIMITED
| 24/21.12.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Phil Gandy
| 4402070869427
|  
| ||
1681 |
21.12.2018
| PJM
| ALLIANCEBERNSTEIN LIMITED
| 24/21.12.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Clare Nisbet
| (0207) 4700100
|  
|  
| |
1682 |
24.12.2018
| PJM
| FRANKLIN TEMPLETON FUND MANAGEMENT LIMITED
| 24/21.12.2018
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Dorina Read
| (44) 01132245900
|  
| ||
1683 |
21.12.2018
| PJM
| EDDIEUK LIMITED
| 24/21.12.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Robin Spruell
| (44) 2030560961
|  
|  
| |
1684 |
24.12.2018
| PJM
| STJ ADVISORS GROUP LIMITED
| 24/21.12.2018
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Carole Rogers
| 442076591124
|  
|  
| |
1685 |
24.12.2018
| PJM
| MAGNUM FX (CYPRUS)
| 24/21.12.2018
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Paola Ioannou
| +35725030975
|  
| ||
1686 |
24.12.2018
| PJM
| FEARNLEY SECURITIES AS
| 24/21.12.2018
| THE FINANCIAL SUPERVISORY AUTHORITY OF NORWAY
| OSLO
| NORVEGIA
| Ole-Christian Langerund
| 4722936000
|  
| ||
1687 |
24.12.2018
| PJM
| DOWNING LLP
| 24/21.12.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Emily Coles
| 4402074167780
|  
| ||
1688 |
21.12.2018
| PJM
| VDX LIMITED
| 24/21.12.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Anil Dilip Mirpuri
| 442038653329
|  
|  
| |
1689 |
21.12.2018
| PJM
| KILLIK & CO LLP
| 24/21.12.2018
| FINANCIAL CONDUCT AUTHORITY
| NECUNOSCUT
| MAREA BRITANIE
| Damien Syrett
| (44) 02073370400
|  
| ||
1690 |
21.12.2018
| PJM
| BOS WEALTH MANAHEMENT EUROPE S.A.
| 24/21.12.2018
| COMMISSION DE SURVEILLANCE DU SECTEUR FINANCIER LUXEMBOURG
| NECUNOSCUT
| LUXEMBURG
| Xavier Dahan
| 2857324002
|  
| ||
1691 |
21.12.2018
| PJM
| EZPADA COMMODITIES AG
| 24/21.12.2018
| FINANCIAL MARKET AUTHORITY - LIECHTENSTEIN
| NECUNOSCUT
| LIECHTENSTEIN
| Lars Elliesen
| +4232372734
|  
| ||
1692 |
21.12.2018
| PJM
| TIGERWIT LIMITED
| 24/21.12.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Simon David Denham
| 442036379704
|  
|  
| |
1693 |
21.12.2018
| PJM
| KIT FINANCE BROKERS LTD
| 24/21.12.2018
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Maria Papafylaktou
| 25861355
|  
| ||
1694 |
21.12.2018
| PJM
| BLACKROCK (NETHERLANDS) B.V.
| 24/21.12.2018
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| NECUNOSCUT
| OLANDA
| Inge Hamstra
| +31205495200
|  
| ||
1695 |
21.12.2018
| PJM
| MORGAN STANLEY INVESTMENT MANAGEMENT (IRELAND) LIMITED
| 24/21.12.2018
| CENTRAL BANK OF IRELAND
| DUBLIN
| IRLANDA
| Paul Price
| 017998700
|  
| ||
1696 |
21.12.2018
| PJM
| XCAP LIMITED
| 24/21.12.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Nomaan Jamal
| +442078469000
|  
|  
| |
1697 |
21.12.2018
| PJM
| LIQUIDITY FINDER LIMITED
| 24/21.12.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Sam Low
| 442075820122
|  
|  
| |
1698 |
21.12.2018
| PJM
| FRANX B.V.
| 24/21.12.2018
| NETHERLANDS AUTHORITY FOR THE FINANCIAL MARKETS
| AMSTERDAM
| OLANDA
| Ronald Lokkers
| 0612036147
|  
| ||
1699 |
21.12.2018
| PJM
| DIRECT TRADING TECHNOLOGIES UK LTD
| 24/21.12.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Michael Mirarchi
| 442033978632
|  
|  
| |
1700 |
21.12.2018
| PJM
| CALAMATTA CUSCHIERI INVESTMENT SERVICES LIMITED
| 24/21.12.2018
| MALTA FINANCIAL SERVICES AUTHORITY
| NECUNOSCUT
| MALTA
| Caroline Scicluna
| +35625688121
|  
| ||
1701 |
21.12.2018
| PJM
| S.L. CAPITAL SERVICES LTD
| 24/21.12.2018
| CYPRUS SECURITIES AND EXCHANGE COMMISSION
| LIMASSOL
| CIPRU
| Marina Kovalskaya
| +35725389390
|  
| ||
1702 |
21.12.2018
| PJM
| CWG MARKETS LTD
| 24/21.12.2018
| FINANCIAL CONDUCT AUTHORITY
| LONDRA
| MAREA BRITANIE
| Mark Jackson
| +4402075208710
|  
|  
|