Facebook LinkedIn

The decisions adopted by the ASF Council - 04.12.2019

Bucharest, December 4th, 2019 – At today's meeting, the ASF Council approved measures regarding the functioning of the supervised non-bank financial markets - insurance, capital market and private pensions, including:

A)  Supervision

The results of the control without prior warning performed at the Certasig Asigurare Reasigurare SA company (penalty pf the company with a fine in the amount of 65,000 lei because it did not calculate the solvency indicators correctly);

The results of the control without prior warning performed at MB Europa Insurance Broker SRL;

The results of the control without prior warning performed at Info Asig-Insurance Broker SRL

B)  Authorization

Authorization of the update of the activity object of the financial investment services company Estinvest SA in accordance with the provisions of Law no. 126/2018;

Authorization to extend the activity object of the financial investment services company BT Capital Partners SA;

Amendments made in the documents of the Open Investment Fund Patria Bonds, administered by SAI Patria Asset Management SA, as a result of the application of the provisions of Regulation no. 2/2018 for the amending and supplementing of some normative acts and the provisions of Law no. 29/2017 for amending and supplementing GEO no. 32/2012;

Amendments made in the documents of the Open Patria Global Investment Fund, administered by SAI Patria Asset Management SA, as a result of the application of the provisions of Regulation no. 2/2018 for the amending and completion of some normative acts and the provisions of Law no. 29/2017 for amending and supplementing GEO no. 32/2012;

Amendments made in the documents of the Open Fund Investment Fund Patria Stock, administered by SAI Patria Asset Management SA, as a result of the application of the provisions of Regulation no. 2/2018 for the amending and completion of some normative acts and the provisions of Law no. 29/2017 for amending and supplementing GEO no. 32/2012;

Amendments appeared in the issuance prospectus of the FDI Raiffeisen Conservator Euro, administered by SAI Raiffeisen Asset Management S.A., following the conversion of the value of the fund unit belonging to the Premium Class (A);

Amendments made in the framework contract no. 8997 / 11.10.2016 for the storage and keeping sake of the assets of the collective investment bodies concluded between SAI Raiffeisen Asset Management SA and Raiffeisen Bank SA as a result of the conclusion of the Additional Act no. 4/2018 regarding the following open investment funds: FDI Raiffeisen Benefit, FDI Raiffeisen Benefit Euro, FDI Raiffeisen Confort, FDI Raiffeisen Confort Euro, FDI Raiffeisen Ron Plus, FDI Raiffeisen Euro Plus, FDI Raiffeisen Dolar Plus, FDI Raiffeisen Romania Shares , FDI Raiffeisen Ron Flexi, FDI Raiffeisen Conservator Ron, FDI Raiffeisen Conservator Euro, FDI Raiffeisen Moderate Ron and FDI Raiffeisen Moderate Euro;

EU prospectus for growth prepared to increase the share capital of the company Avioane Craiova SA Dolj;

EU prospectus for growth prepared to increase the share capital of the company Aurora SA Târgu Frumos;

Issuance of registration certificates of structured products issued by SSIF BRK Financial Group SA;

Issuance of registration certificates of structured products issued by Erste Group Bank AG;

Withdrawal from the trading and removal from the ASF records of the shares issued by the company Flamura SA Bucharest.