Facebook LinkedIn

Decisions taken by the Financial Supervisory Board - 31.10.2019

Bucharest, October 30, 2019 - During today's meeting, the ASF Council approved measures regarding the functioning of the supervised non-bank financial markets - insurance, capital market and private pensions, including:

A)  Regulations

Regulation for the procedure for subscribing and repurchasing through the Internet the participation securities issued by the collective investment bodies, as well as for amending and supplementing the ASF Regulation no. 9/2014 regarding the authorization and functioning of investment management companies, collective investment undertakings in securities and depositors of collective investment undertakings in securities, and for the completion of art. 41 of the ASF Regulation no. 10/2015 regarding the management of alternative investment funds (the Regulation will be transmitted, for publication, to the Official Journal of Romania);

Norm for the modification and completion of the Norm of the Financial Supervisory Authority no. 24/2015 regarding the reporting and transparency obligations in the privately administered pension system (the Norm will be transmitted, for publication, to the Official Journal of Romania);

Norm for the modification and completion of the Norm of the Financial Supervisory Authority no. 25/2015 regarding the reporting and transparency obligations in the optional pension system (the norm will be transmitted, for publication, to the Official Journal of Romania). 

B)  Authorization

Appointment of Mr. Mircea Varga as a member of the Board of Directors of Allianz-Țiriac Pensii Private Societate de Administrare a Fondurilor de Pensii Private SA;

Appointment of Mrs. Mioara Mărușter as substitute of the General Director of Allianz-Țiriac Pensii Private Pensions Private Company Management Company;

Modifying the Statute of the Insurance Guarantee Fund;

Amendments to the Articles of Incorporation of Pintilie Broker de Asigurare SRL (assignment of social shares, significant new associate approval, renunciation of secondary activity, modification of company name);

Authorization of Banca Comercială Română SA as depositary of the assets of SIF Banat Crișana SA;

Authorization of the Open Investment Fund Raiffeisen Global Equity, managed by SAI Raiffeisen Asset Management SA, and its registration in the ASF Public Register;                                                 

Authorization of the Open Investment Fund Raiffeisen Global Equity, managed by SAI Raiffeisen Asset Management SA, and its registration in the ASF Public Register;

Changes in the documents of the open-end investment funds Raiffeisen Benefit, Raiffeisen Benefit Euro, Raiffeisen Confort, Raiffeisen Confort Euro, Raiffeisen Ron Plus, Raiffeisen Euro Plus, Raiffeisen Dolar Plus, Raiffeisen România Acțiuni, Raiffeisen Ron Flexi, Raiffeisen Conservator Ron, Raiffeisen Conservator Euro, Raiffeisen Moderat Ron and Raiffeisen Moderat Euro administered by  Raiffeisen Asset Management SAI SA;

Authorization of the Sanoglobinvest Open Investment Fund, administered by SAI Globinvest SA, and its registration in the Public Register of the ASF;

Approval of the simplified prospectus related to the exercise of the right of preference within the operation to increase the share capital of the Company Energetica Electrica SA Bucharest;

Approval of the prospectus to increase the share capital of the company Lactate Natura SA Târgoviște;

Issuing the Certificate of registration of the shares issued by Bittnet Systems SA Bucharest in order to increase the share capital;

Increase of the share capital and of authorizing the modification of the constitutive act of the NN Pensii Societate de Administrare a Unui Fond de Pensii Administrat Privat SA;

Modification of the Declaration regarding the investment policy for the Optional Pension Fund BRD Medio administered by BRD Societate de Administrare a Fondurilor de Pensii Private SA;

Modification of the Declaration regarding the investment policy for the BRD Private Pension Fund administered by BRD Societate de Administrare a Fondurilor de Pensii Private SA;

Modification of the Prospectus of the private pension scheme for the BRD Private Pension Fund administered by BRD Societate de Administrare a Fondurilor de Pensii Private SA;

Modification of the Prospectus of the optional pension scheme for the BCR Plus Optional Pension Fund administered by BCR Pensii Societate de Administrare a Fondurilor de Pensii Private SA.

 

*********

About ASF

ASF is the national authority set up in 2013 through OUG 93/2012 approved by Law 113/2013, for the regulation and supervision of insurance markets, private pensions and the capital market. ASF contributes to strengthening the integrated operating framework of the three sectors, which amounts over 10 million participants. More information can be found at www.asfromania.ro.