Facebook LinkedIn

Decisions adopted by the Board of the Financial Supervisory Authority - 07.11.2018

Bucharest, November 7th, 2018 - At today's meeting, the Board of the Financial Supervisory Authority (ASF) approved measures regarding the operating framework of supervised non-bank financial markets - insurance, capital market and private pensions, including:

A) Regulation

The project of the Regulation on the Public Register of the Financial Supervisory Authority (the project will be published on www.asfromania.ro, for public consultation, for 10 days);

The project of the Norm for the abrogation of the Norm of the Financial Supervisory Authority no. 32/2016 to apply the System and Control Guidelines in an automated trading environment for trading platforms, investment firms and competent authorities and to repeal some measures of the National Securities Commission (the project will be published on www.asfromania.com .ro, for public consultation, for 10 days)

 

B) Monitoring

The results of the periodic inspection carried out at the company Dexasig Insurance Broker S.R.L .;

The results of the periodic inspection carried out at Citibank Europe PLC, Dublin - Bucharest Branch;

The results of the periodic inspection carried out at Wood & Company Financial Services a.s. - Bucharest Branch;

The results of the unexpected control at Willis Towers Watson Romania - Insurance Broker - Reinsurance S.R.L .;

The rejection of a prior complaint against an ASF decision.

 

C) Authorization

The appointment of Mr. Rafal Andrzej Mikusinski as a member of the Board of Directors of Metropolitan Life Management Company of a Private Administered Pension Fund S.A .;

The appointment of Mrs. Monica-Diana Moruzea as CEO (General Manager), to the Romanian Post Office Insurance Broker SA;

Issuance of the Share Registration Certificate issued by Foraj Sonde S.A. Craiova in order to increase the share capital;

The amendment of the Prospectus of the Private Pensions Scheme for the Private NN Administered Pension Fund, administered by NN Pensions Management Company of a Private Administered Pension Fund SA;

The amendment of the Management Agreement of the NN Private Administered Pension Fund.