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Decisions adopted by the Board of Financial Supervisory Authority - 30.05.2018


Bucharest, the 30th of May 2018 - At today's meeting, the Board of Financial Supervisory Authority (ASF) approved measures regarding the functioning framework of supervised non-bank financial markets - insurance, capital market and private pensions, including:

 

A) Regulation

The norm for amending and supplementing the Accounting Regulations on the individual annual financial statements and the consolidated annual financial statements of the entities performing insurance and / or reinsurance activity, approved by the Norm of the Financial Supervisory Authority no. 41/2015 (the norm will be submitted, for publication, to the Official Gazette of Romania);

The norm for completing the Accounting Regulations on the individual annual financial statements and the consolidated annual financial statements applicable to insurance and / or reinsurance brokers, approved by the Financial Supervisory Authority Norm no. 36/2015 (the norm will be submitted, for publication, to the Official Gazette of Romania);

The norm for completing the Norm no. 14/2015 on the accounting regulations in compliance with the European directives applicable to the private pension system (the norm will be submitted for publication to the Official Gazette of Romania).

 

B) Monitoring

The results of the unannounced control carried out at the company SMILE BROKER INSURANCE S.R.L.;

The results of the unannounced control carried out at the company CONFIDENT BROKER DE INSURANCE S.R.L.

On request, the withdrawal of the operating license as an insurance broker of the company ASIDO EXPERT - BROKER DE ASIGURARE S.R.L.

 

C) Authorization - Approval

The appointment of Mr. Remus Gabriel Lapusan for a new mandate as member and Chairman of the Board of Directors at the company UNIQA LIFE ASSURANCE S.A .;

The appointment of Mrs. Raluca - Ioana Moise as a member of the Board of Directors of BRD Private Management Company of Private Pension Funds S.A .;

The appointment of Mrs. Ana-Irina Racolta as the person in charge of the internal control structure within BCR Pensions, Private Pension Funds Management Company S.A .;

The change in the documents considered at the time of registration of S.C. FONDUL PROPRIETATEA S.A., respectively the company's constitutive act, as a result of the decrease of the share capital from 4,854,034,784.56 RON to 4,771,610,196.08 RON, according to the EGMS Decision of the company;

The changes in the BRD DIVERSO FDI documents, managed by BRD ASSET MANAGEMENT SAI S.A., following the application of the Delegated Regulation (EU) 2016/438, Delegate Regulation (EU) 2015/2365;

The change in the operating license of the financial investment services company, IEBA TRUST S.A., as a result of the restriction of the object of activity;

Issuance of Securities Registration Certificates for structured products issued by SSIF BRK FINANCIAL GROUP S.A.;

The amendments to the Prospectus of the Optional Pension Scheme for the Raiffeisen Optional Pensions Accumulation Fund, administered by S.A.I. Raiffeisen Asset Management S.A .;

The change in the Depository Agreement of the Private NN Pension Fund, administered by NN Pensions Management Company of a Private Administered Pension Fund S.A.

 

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About ASF

ASF is the national authority set up in 2013 through GEO 93/2012 approved by Law 113/2013 for the regulation and supervision of insurance markets, private pensions and the capital market. ASF contributes to strengthening the integrated operating framework of the three sectors, which sums up over 10 million participants. More information can be found at www.asfromania.ro.